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Code of Federal Regulations · By Agency

Securities and Exchange Commission

885 CFR sections across 1 title.

Title 17(885 sections)

§ 100.1 Delivery period required with respect to certain grains.

§ 11.1 Scope and applicability of rules.

§ 13.1 Petition for issuance, amendment, or repeal of a rule.

§ 141.1 Purpose and scope.

§ 142.1 Purpose and scope.

§ 143.1 Purpose.

§ 144.0 Purpose and scope.

§ 145.0 Definitions.

§ 146.1 Purpose and scope.

§ 147.1 General policy considerations, purpose and scope of rules relating to open Commission meetings.

§ 149.101 Purpose.

§ 15.00 Definitions of terms used in parts 15 to 19, and 21 of this chapter.

§ 150.1 Definitions.

§ 155.1 Definitions.

§ 156.1 Definition.

§ 16.00 Clearing member reports.

§ 160.1 Purpose and scope.

§ 162.1 Purpose and scope.

§ 165.1 General.

§ 166.1 Definitions.

§ 17.00 Information to be furnished by futures commission merchants, clearing members and foreign brokers.

§ 18.00 Information to be furnished by traders.

§ 180.1 Prohibition on the employment, or attempted employment, of manipulative and deceptive devices.

§ 19.00 Who shall furnish information.

§ 2.1 Description.

§ 20.1 Definitions.

§ 202.1 General.

§ 205.1 Purpose and scope.

§ 209.0-1 Availability of forms.

§ 21.00 Preparation and transmission of information upon special call.

§ 22.1 Definitions.

§§ 23.1-23.20 [Reserved]

§ 230.100 Definitions of terms used in the rules and regulations.

§ 239.0-1 Availability of forms.

§ 240.14f-1 Change in majority of directors.

§ 243.100 General rule regarding selective disclosure.

§ 244.100 General rules regarding disclosure of non-GAAP financial measures.

§ 245.100 Definitions.

§ 247.100 Definition.

§ 249.0-1 Availability of forms.

§§ 249b.1-249b.99 [Reserved]

§ 250.1 Cross-border antifraud law-enforcement authority.

§ 269.0-1 Availability of forms.

§ 270.0-1 Definition of terms used in this part.

§ 274.0-1 Availability of forms.

§ 275.0-2 General procedures for serving non-residents.

§ 279.0-1 Availability of forms.

§ 285.1 Applicability of part.

§ 286.1 Applicability of this part.

§ 287.1 Applicability of this part.

§ 288.1 Applicability of this part.

§ 289.1 Applicability of this part.

§ 290.1 Applicability of this part.

§ 30.1 Definitions.

§ 301.0-1 Availability of forms.

§ 302.100 Definitions.

§§ 31.1-31.2 [Reserved]

§ 33.1 Definitions.

§ 35.1 Agricultural swaps, generally.

§ 36.1 Exemptions to trade execution requirement.

§ 40.1 Definitions.

§ 400.1 Scope of regulations.

§ 401.1 Exemption for organizations handling transactions in United States Savings Bonds.

§ 402.1 Application of part to registered brokers and dealers and financial institutions; special rules for futures commission merchants and government securities interdealer brokers; effective date.

§ 403.1 Application of part to registered brokers and dealers.

§ 404.1 Application of part to registered brokers and dealers.

§ 405.1 Application of part to registered brokers and dealers and to financial institutions; transition rule.

§ 420.1 Applicability.

§ 43.1 Purpose, scope, and rules of construction.

§ 44.00 Definition of terms used in part 44 of this chapter.

§ 449.1 Form G-FIN, notification by financial institutions of status as government securities broker or dealer pursuant to section 15C(a)(1)(B)(i) of the Securities Exchange Act of 1934.

§ 45.1 Definitions.

§ 450.1 Scope of regulations; office responsible.

§ 46.1 Definitions.

§ 5.1 Definitions.

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