17 CFR Part 49
31 sections.
- § 49.1Scope
- § 49.2Definitions
- § 49.3Procedures for registration
- § 49.4Withdrawal from registration
- § 49.5Equity interest transfers
- § 49.6Request for transfer of registration
- § 49.7Swap data repositories located in foreign jurisdictions
- § 49.8Procedures for implementing swap data repository rules
- § 49.9Open swaps reports provided to the Commission
- § 49.10Acceptance and validation of data
- § 49.11Verification of swap data accuracy
- § 49.12Swap data repository recordkeeping requirements
- § 49.13Monitoring, screening and analyzing swap data
- § 49.14Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities
- § 49.15Real-time public reporting by swap data repositories
- § 49.16Privacy and confidentiality requirements of swap data repositories
- § 49.17Access to SDR data
- § 49.18Confidentiality arrangement
- § 49.19Core principles applicable to swap data repositories
- § 49.20Governance arrangements (Core Principle 2)
- § 49.21Conflicts of interest (Core Principle 3)
- § 49.22Chief compliance officer
- § 49.23Emergency authority policies and procedures
- § 49.24System safeguards
- § 49.25Financial resources
- § 49.26Disclosure requirements of swap data repositories
- § 49.27Access and fees
- § 49.28Operating hours of swap data repositories
- § 49.29Information relating to swap data repository compliance
- § 49.30Form and manner of reporting and submitting information to the Commission
- § 49.31Delegation of authority to the Directors of the Division of Market Oversight and Division of Data relating to certain part 49 matters
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.