17 CFR Part 279
8 sections.
- § 279.0-1§ 279.0-1 Availability of forms.
- § 279.1§ 279.1 Form ADV, for application for registration of investment adviser and for amendments to such registration statement.
- § 279.2§ 279.2 Form ADV-W, notice of withdrawal from registration as investment adviser.
- § 279.3§ 279.3 Form ADV-H, application for a temporary or continuing hardship exemption.
- § 279.4§ 279.4 Form ADV-NR, appointment of agent for service of process by non-resident general partner and non-resident managing agent of an investment adviser.
- § 279.5-279.7§§ 279.5-279.7 [Reserved]
- § 279.8§ 279.8 Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.
- § 279.9§ 279.9 Form PF, reporting by investment advisers to private funds.
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.