17 CFR Part 279
8 sections.
- § 279.0-1Availability of forms
- § 279.1Form ADV, for application for registration of investment adviser and for amendments to such registration statement
- § 279.2Form ADV-W, notice of withdrawal from registration as investment adviser
- § 279.3Form ADV-H, application for a temporary or continuing hardship exemption
- § 279.4Form ADV-NR, appointment of agent for service of process by non-resident general partner and non-resident managing agent of an investment adviser
- § 279.5-279.7[Reserved]
- § 279.8Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser
- § 279.9Form PF, reporting by investment advisers to private funds
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.