17 CFR Part 403
7 sections.
- § 403.1§ 403.1 Application of part to registered brokers and dealers.
- § 403.2§ 403.2 Hypothecation of customer securities.
- § 403.3§ 403.3 Use of customers' free credit balances.
- § 403.4§ 403.4 Customer protection—reserves and custody of securities.
- § 403.5§ 403.5 Custody of securities held by financial institutions that are government securities brokers or dealers.
- § 403.6§ 403.6 Compliance with part by futures commission merchants.
- § 403.7§ 403.7 Effective dates.
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.