17 CFR Part 403
7 sections.
- § 403.1Application of part to registered brokers and dealers
- § 403.2Hypothecation of customer securities
- § 403.3Use of customers' free credit balances
- § 403.4Customer protection—reserves and custody of securities
- § 403.5Custody of securities held by financial institutions that are government securities brokers or dealers
- § 403.6Compliance with part by futures commission merchants
- § 403.7Effective dates
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.