17 CFR Part 402
6 sections.
- § 402.1Application of part to registered brokers and dealers and financial institutions; special rules for futures commission merchants and government securities interdealer brokers; effective date
- § 402.2Capital requirements for registered government securities brokers and dealers
- § 402.2aAppendix A—Calculation of market risk haircut for purposes of § 402.2(g)(2)
- § 402.2b[Reserved]
- § 402.2cAppendix C—Consolidated computations of liquid capital and total haircuts for certain subsidiaries and affiliates
- § 402.2dAppendix D—Modification of § 240.15c3-1d of this title, relating to satisfactory subordination agreements, for purposes of § 402.2
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.