17 CFR Part 14
10 sections.
- § 14.1§ 14.1 Scope.
- § 14.2§ 14.2 Definitions of appearance and practice.
- § 14.3§ 14.3 Hearings.
- § 14.4§ 14.4 Violation of Commodity Exchange Act.
- § 14.5§ 14.5 Criminal conviction.
- § 14.6§ 14.6 Disbarment or suspension by licensing authority.
- § 14.7§ 14.7 Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
- § 14.8§ 14.8 Lack of requisite qualifications, character and integrity.
- § 14.9§ 14.9 Duty to file information concerning adverse judicial or administrative action.
- § 14.10§ 14.10 Reinstatement.
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.