17 CFR Part 14
10 sections.
- § 14.1Scope
- § 14.2Definitions of appearance and practice
- § 14.3Hearings
- § 14.4Violation of Commodity Exchange Act
- § 14.5Criminal conviction
- § 14.6Disbarment or suspension by licensing authority
- § 14.7Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding
- § 14.8Lack of requisite qualifications, character and integrity
- § 14.9Duty to file information concerning adverse judicial or administrative action
- § 14.10Reinstatement
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.