17 CFR Part 165
20 sections.
- § 165.1§ 165.1 General.
- § 165.2§ 165.2 Definitions.
- § 165.3§ 165.3 Procedures for submitting original information.
- § 165.4§ 165.4 Confidentiality.
- § 165.5§ 165.5 Requirements for consideration of an award.
- § 165.6§ 165.6 Whistleblowers ineligible for an award.
- § 165.7§ 165.7 Procedures for award applications in Commission actions and related actions, and Commission award determinations.
- § 165.8§ 165.8 Amount of award.
- § 165.9§ 165.9 Criteria for determining amount of award.
- § 165.10§ 165.10 Contents of record for award determination.
- § 165.11§ 165.11 Awards based upon related actions.
- § 165.12§ 165.12 Payment of awards from the Fund, financing of customer education initiatives, and deposits and credits to the Fund.
- § 165.13§ 165.13 Appeals.
- § 165.14§ 165.14 Procedures applicable to the payment of awards.
- § 165.15§ 165.15 Administering the whistleblower program.
- § 165.16§ 165.16 No immunity.
- § 165.17§ 165.17 Awards to whistleblowers who engage in culpable conduct.
- § 165.18§ 165.18 Staff communications with whistleblowers from represented entities.
- § 165.19§ 165.19 Nonenforceability of certain provisions waiving rights and remedies or requiring arbitration of disputes.
- § 165.20§ 165.20 Whistleblower anti-retaliation protections.
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.