17 CFR Part 202
14 sections.
- § 202.1General
- § 202.2Pre-filing assistance and interpretative advice
- § 202.3Processing of filings
- § 202.3aInstructions for filing fees
- § 202.4Facilitating administrative hearings
- § 202.5Enforcement activities
- § 202.6Adoption, revision, and rescission of rules and regulations of general application
- § 202.7Submittals
- § 202.8Small entity compliance guides
- § 202.9Small entity enforcement penalty reduction policy
- § 202.10Policy statement of the Securities and Exchange Commission concerning subpoenas to members of the news media
- § 202.12Policy statement concerning cooperation by individuals in its investigations and related enforcement actions
- § 202.13Informal procedure with respect to applications under the Investment Company Act of 1940
- § 202.14Policy statement concerning agency referrals for potential criminal enforcement
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.