D.C. Circuit· 12/28/2010
Riordan v. Securities & Exchange Commission
Citations
- 393 U.S. App. D.C. 290
- 627 F.3d 1230
- 2010 U.S. App. LEXIS 26277
- 2010 WL 5299662
How courts have described this case
Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.
- holding that §2462 does not apply to SEC disgorgement claims
- explaining that because “order simply requires [defendant] not to violate the relevant securities laws in the future,” it is “purely remedial and preventative and not a penalty or forfei ture” (internal quotation marks omitted)
- “[D]isgorgement orders are not penalties, at least so long as the disgorged amount is causally related to the wrongdoing.”
- labeling the cease-and-desist order “remedial”
Source: CourtListener parenthetical corpus (CC0).
Judges: Tatel, Garland, Kavanaugh
Read full opinion on CourtListenerCited by
9 cases in this archive cite this case.
- Kokesh v. Sec. & Exch. Comm'nSupreme Court· 2017-06-05· cited 167×
- Kokesh v. SECSupreme Court· 2017-06-05· cited 39×
- SEC v. Guy GentileThird Circuit· 2019-09-26· cited 29×
- United States Securities & Exchange Commission v. CollyardEighth Circuit· 2017-06-29· cited 15×
- Saad v. Securities & Exchange CommissionD.C. Circuit· 2017-10-13· cited 14×
- Securities & Exchange Commission v. KokeshTenth Circuit· 2016-08-23· cited 10×
- Sec. & Exch. Comm'n v. CohenE.D. New York· 2018-07-12· cited 6×
- United States Securities & Exchange Commission v. CollyardD. Minnesota· 2015-12-09· cited 3×
- Securities & Exchange Commission v. JonesD. Utah· 2015-12-18· cited 2×
Cites
7 cases in this archive are cited by this case.
- Universal Camera Corp. v. National Labor Relations BoardSupreme Court· 1951-02-26· cited 8,363×
- PDK Laboratories Inc. v. United States Drug Enforcement AdministrationD.C. Circuit· 2004-03-26· cited 688×
- Securities and Exchange Commission v. First City Financial Corporation, Ltd.First Circuit· 1989-12-01· cited 288×
- Securities and Exchange Commission v. Paul A. BilzerianD.C. Circuit· 1994-07-22· cited 161×
- Patricia A. Johnson v. Securities and Exchange CommissionD.C. Circuit· 1996-08-28· cited 74×
- Siegel v. Securities & Exchange CommissionD.C. Circuit· 2010-01-12· cited 32×
- Carl Drath, T/a Broadway Gift Company v. Federal Trade CommissionD.C. Circuit· 1957-03-25· cited 13×
Sourced from CourtListener / Free Law Project (CC0).
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