Saad v. Securities & Exchange Commission

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• upholding FIN-RA’s reliance on the Sanction Guideline for conversion or improper use because “misappropriation is doubtless analogous to conversion”
• upholding 2 FINRA’s reliance on the Sanction Guideline for conversion or improper use because “misappropriation is doubtless analogous to conversion”
• noting that NASD is the predecessor of FINRA

Source: CourtListener parenthetical corpus (CC0).