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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 93 of 104.

LR-18581 · 2/29/2004
Patrollers Capital Fund and Franklin S. Marone, Jr. and Relief Defendant Marita D. Marone
LR-18577 · 2/29/2004
EPG Global Private Equity Fund et. al.
LR-18578 · 2/29/2004
Dean A. Nichols
LR-18579 · 2/29/2004
Suheil M. Judeh
LR-18575 · 2/29/2004
Jonathan G. Epstein
LR-18574 · 2/29/2004
Carlos H. Soto, et al.
LR-18573 · 2/29/2004
OCC Holdings, Ltd., MB Holdings USA, Inc., Equity Service Associates, Inc., Alan Labineri, Khurram Tanwir, Joseph Favata, Ahmed Awan and Yakov Koppel, and Relief Defendants Off World Strategic Holdings and MB Holdings USA Division A Inc.
LR-18572 · 2/29/2004
John R. Boyd, and Christopher Curbello
LR-18570 · 2/29/2004
Edward Thomas Jung
LR-18567 · 2/29/2004
Sebastian Corriere et al.
LR-18568 · 2/29/2004
William R. Kerr And China Investment Group, Ltd.
LR-18594 · 2/29/2004
American Gold Mining Corp. and Ronald V. Markham
LR-18591 · 2/29/2004
Mohamd Wael Ibrahim Elzein, Individually and D/B/A Focus Mentors Elzein Management; Hussein Hassan El Zein; and Darin Raymond Knee
LR-18265 · 7/30/2003
Discover Capital Holdings Corp., et al.
LR-18266 · 7/30/2003
Dwarka P. Rathi and Charles H. Pennington
LR-18261 · 7/29/2003
Danis Yadegar-Mooshiabadi
LR-18262 · 7/29/2003
Louis W. Ratfield
LR-18263 · 7/29/2003
Richardson, et al.
LR-18264 · 7/29/2003
Mark Fisch and Edward Gregory
LR-18257 · 7/28/2003
System Software Associates, Inc., Roger Covey and Joseph Skadra
LR-18260 · 7/28/2003
Merrill Scott & Associates, Ltd.
LR-18258 · 7/28/2003
Global Asset Parters, Ltd., Global Services Group, LLC, Global Internet Fund Group, Inc., William L. Haynes and Relief Defendant, Centurion International, LLC.
LR-18252 · 7/27/2003
J.P. Morgan Chase & Co.
LR-18254 · 7/27/2003
Ryan J. Fontaine and Simpleton Holdings Corporation a/k/a Signature Investments Hedge Fund
LR-18255 · 7/27/2003
Timothy J. Potter and George R. Potter
LR-18256 · 7/27/2003
U.S. Enviromental, Inc.
LR-18253 · 7/27/2003
Glen W. Hilker, Larry M. Baker , Project Dacono LLC and HB Investors LLC, and relief defendants HSB Development Co. LLC, Westco Investment & Finance, Inc., TriCord LLC and Brookshire Development Co. LLC
LR-18250 · 7/24/2003
Edward Fruchtenbaum
LR-18251 · 7/24/2003
Tecumseh Holdings Corporation, et al.
LR-18248 · 7/23/2003
Schield Management Company and Marshall L. Schield
LR-18249 · 7/23/2003
Investment Technology, Inc. et al.
LR-18246 · 7/22/2003
Marvin W. Goldstein
LR-18247 · 7/22/2003
Michael Lauer, Lancer Management Group, LLC, and Lancer Management Group II, LLC
LR-18244 · 7/22/2003
Paul A. Spray, Thomas E. Loyd, Marc Barhonovich, et al.
LR-18245 · 7/22/2003
The Gaming Factory, Inc., et al.
LR-18241 · 7/21/2003
Rent-Way, Inc., et al.
LR-18242 · 7/21/2003
Jay Gilbertson, Albert Bergonzi and Dominick Derosa
LR-18243 · 7/21/2003
Philip R. Gratz
LR-18240 · 7/20/2003
Securities And Exchange Commission v. Health Maintenance Centers, Inc., Znetix, Inc., Cascade Pointe of Arizona, LLC, Cascade Pointe of Nevis, LLC, Kevin L. Lawrence, Donovan C. Claflin, Clifford G. Baird, Bainbridge Human Performance Centers, PLLC, Kimberly Alexander, Bonnie M. Couch, Stacy Gray, and Vicki L. Lawrence
LR-18236 · 7/17/2003
Lawrence Artz
LR-18237 · 7/17/2003
William L. Brotherton and International Business Consortium, Inc.
LR-18238 · 7/17/2003
Carl Stevens, et al.
LR-18239 · 7/17/2003
Going Platinum, Inc., et al.
LR-18232 · 7/16/2003
Joseph F. Doody
LR-18233 · 7/16/2003
Marada Global Corp., et al.
LR-18234 · 7/16/2003
Daniel D. Dyer And Oxbow Capital Partners, LLC
LR-18235 · 7/16/2003
Charles E. Dickerson
LR-18231 · 7/15/2003
Discover Capital Holdings Corp., et al.
LR-18229 · 7/13/2003
Carnegie International Corporation, et al.
LR-18230 · 7/13/2003
Kevin Kirkpatrick
LR-18228 · 7/10/2003
Robert Snyder, AlphaCom, Inc., James Stamp, and Gary Kendron
LR-18223 · 7/9/2003
Americash-Inc.com, Inc., National Business Concepts, Inc. d/b/a Americash, Norman Benjamin and World Business Systems LLC d/b/a World Business Systems, Inc.
LR-18224 · 7/9/2003
Web Hosting Headquarters Partnership, Donald E. Rhoades, Kenneth R. Grossfeld, Wayne L. Prichason, Eduardo Villar, and Karyn Miller, et al.
LR-18225 · 7/9/2003
Web Hosting Headquarters Partnership, Donald E. Rhoades, Kenneth R. Grossfeld, Wayne L. Prichason, Eduardo Villar, and Karyn Miller, et al.
LR-18226 · 7/9/2003
Michael Lauer, Lancer Management Group, LLC, and Lancer Management Group II, LLC, Defendants, and Lancer Offshore, Inc., Lancer Partners, LP, Omifund, Ltd., LSPV, Inc., and LSPV, LLC, Relief Defendants
LR-18227 · 7/9/2003
William Clark Davis
LR-18222 · 7/9/2003
Discover Capital Holdings Corp., et al.
LR-18221 · 7/7/2003
John E. Brinker, Jr., Gary J. Bentz, et al
LR-18215 · 7/6/2003
Benjamin Franklin Cook et al.
LR-18216 · 7/6/2003
Jean Baptiste Jean Pierre, Gabriel Toks Pearse and Darius L. Lee
LR-18217 · 7/6/2003
Benjamin Franklin Cook et al.
LR-18218 · 7/6/2003
Tanner, et al.
LR-18219 · 7/6/2003
WorldCom Inc.
LR-18220 · 7/6/2003
Jerry A. Womack
LR-18211 · 7/2/2003
G. Christopher Scoggin
LR-18212 · 7/2/2003
Dennis Herula et al.
LR-18213 · 7/2/2003
Claude Lefebvre et al.
LR-18214 · 7/2/2003
Peter W. Chabot, Chabot Investments, Inc., Sirens Investments, Inc., Sirens Synergy, The Synergy Fund, LLC
LR-18210 · 7/1/2003
WorldCom Inc.
LR-18208 · 7/1/2003
K.C. Smith
LR-18209 · 7/1/2003
David Malmstedt and Mark Huetteman
LR-18207 · 6/30/2003
EK-1, Inc. and Stephen Lee Adlman
LR-18204 · 6/29/2003
Alfred Louis Vassallo, Jr. aka Bobby Vassallo
LR-18205 · 6/29/2003
Peregrine Systems, Inc.
LR-18206 · 6/29/2003
Homer T. Langrill and Thomas W. Becker
LR-18202 · 6/25/2003
Gary L. McNaughton, Individually and d/b/a the Haven Equity Company, and Andrew K. Lech
LR-18203 · 6/25/2003
Nathan A. Chapman, Jr., et al.
LR-18201 · 6/24/2003
Robert C. Cloyd
LR-18200 · 6/23/2003
Harris Dempsey Ballow, Christopher Harless, Murry Shepherd and Diane L. Johnson
LR-18197 · 6/19/2003
Jon A. Darmstadter
LR-18198 · 6/19/2003
Terry L. Dowdell, et al.
LR-18199 · 6/19/2003
Henry C. Yuen and Elsie M. Leung
LR-18196 · 6/19/2003
Michael Clarke
LR-18194 · 6/18/2003
Robert Korkuc
LR-18195 · 6/18/2003
Alexander Ajemian, et al.
LR-18193 · 6/17/2003
John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II
LR-18192 · 6/15/2003
American Financial Group of Aventura, Inc., David H. Siegel and Edward M. Chism, Sr.
LR-18190 · 6/15/2003
Alliance Industries, Peter H. Norman and Donald A. Baillargeon
LR-18191 · 6/15/2003
Steven S. Spitzer
LR-18188 · 6/11/2003
Gene S. Foster, Jamie Olis and Helen C. Sharkey
LR-18189 · 6/11/2003
Terry W. Davis
LR-18184 · 6/9/2003
Philip J. Yoder Individually and d/b/a All The Way to the Top
LR-18185 · 6/9/2003
Stephen G. Donahue and Donahue Securities Inc.
LR-18186 · 6/9/2003
Michael Garian a/k/a Melkon Gharakhanian a/k/a Bika Balian
LR-18187 · 6/9/2003
The Hartcourt Companies, Inc., Alan V. Phan, And Yongzhi Yang
LR-18181 · 6/8/2003
SG Limited
LR-18182 · 6/8/2003
John R. Powell
LR-18183 · 6/8/2003
Robert L. Bentley, Entrust Group and Bentley Financial Services, Inc.
LR-18177 · 6/5/2003
Paul A. Frame and Seitel, Inc.
LR-18178 · 6/5/2003
Alan Brian Bond, Robert I. Spruill and Albriond Capital Management

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