SEC Enforcement Actions

Mary Patten, et al.

Arthur A. Goodwin and William J. Burke

Paul A. Allaire, G. Richard Thoman, Barry D. Romeril, Philip D. Fishbach, Daniel S. Marchibroda and Gregory B. Tayler

John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II

John R. Boyd, and Christopher Curbello

Charles Bayne a/k/a Charles Taylor and Ira Posnansky a/k/a Ira Post

Martha Stewart and Peter Bacanovic

Charles W. McCall

Ramiro M. Fernandez-Moris, Daniel S. Lezak, and Ramiro Rafael ("Ray") Fernandez

Public Communication Services, Inc. n/k/a Sprawlnet.com, Inc., Alfredo Susi and Richard Balber

Dunyasha M. Yetts, et al.

Thomas G. Brooks

Quest Capital Strategies, Inc. and David Chen Yu

Eric I. Tsao

J. Scott Eskind, Lorus Investments, Inc., and Capital Management Fund, Limited Partnership

Capital Holdings, L.L.C., et al.

Umesh Malhotra, Paul Chopra, and David Manigault AAER

Gregory D. Frazier and Stephen A. Hamrick

Bernard Artz

Gregory J. Misfeldt, Gregory L. Tyrer, Jodi L. Knueppel and Mark R. Sonday

Corporate Relations Group, Inc., et al.

Amplidyne, Inc. and Devendar S. Bains

Michael T. Mulligan

Edward Gurin, Joshua Gurin, and Trinarc Corporation

BIJ Financial Services d/b/a Molla Investments, New Era Enterprises Company and Brian K. Miles

Frank L. Peitz, Daniel B. Benson, Peter A. Loutos, Sr., Robert D. Paladino, Randall W. Law, and Monica M. Iles

Jeffrey L. Goldberg

David F. Carvajal

David M. Mobley, Sr. et al.

Greenline Capital Corporation, Merrell W. Williams and Timothy C. Olk

John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II

Terry L. Dowdell, et al.

Concentrax, Inc. and Mark Gifford

Timothy J. Potter and George R. Potter

WorldCom Inc.

Refael Shaoulian, Samuel Shaoulian and Rabin Shaoulian

Pension Plans of America, Inc. and Lloyd Benton Sharp

John Benjamin Stewart, Jr., Stewart Finance Company and Stewart National Finance Company

Stephen L. Holden, Scott P. Skooglund, Kuldershan S. Padda, and Stephan C. Beal

Adam Gilburne

Gary L. Monroe, William J. Rauwerkink, John R. Messinger and Robert T. Bassman

Dean S. Thomassen

Diagnostic Professional Imaging Services, Inc., et.al.

Henry C. Yuen and Elsie Ma Leung

eConnect, Thomas S. Hughes, Richard Epstein, and Alliance Equities, Inc.

K.C. Smith

Keith Pietila et al.

David I. Namer

Raymond S. Evans

Michael R. Hendrix

Eagle Building Technologies, Inc. and Anthony Damato

Metropolis Holdings, LLC and Edward Gray

Nancy J. Cheal, individually and d/b/a Relief Enterprise, et al.

Richard M. Ryan

Eddy L. Patterson

Andrx Corp.

Kevin A. Howard, Michael W. Krautz, Kenneth D. Rice, Joseph Hirko, Kevin P. Hannon, Rex T. Shelby, and F. Scott Yeager

Lawrence O'Shaughnessy, Gary H. Klein, Gary K. Levi and Mark Tucker; Neil R. Cole

Ethan H. Weitz and Robert R. Altman

Kenneth P. Kasarjian and The Kenton Group, Inc. f/k/a Kenton Portfolio Management, Inc.

Merrill Lynch, Pierce, Fenner & Smith Incorporated; Henry M. Blodget

Lehman Brothers Inc.

Morgan Stanley & Co. Incorporated

Bear, Stearns & Co. Inc.

Credit Suisse First Boston LLC, f/k/a Credit Suisse First Boston Corporation

Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc.; Jack Benjamin Grubman

UBS Warburg LLC

Goldman, Sachs & Co.

J.P. Morgan Securities Inc.

U.S. Bancorp Piper Jaffray Inc.

Richard D. McMullin

Dale Carone, et al.

Kenneth Wilchfort and Marc Rabinowitz

1st Atlantic Guaranty Corporation

Brian Adley et al.

Global Datatel, Inc., Richard Baker, Mario Habib, and Stuart Bockler

Terri R. Scott

Jamie P. Piromalli, et al.

Jui-Teng Lin

John C. Bohan, et al.

Web Hosting Headquarters Partnership, Donald E. Rhoades, Kenneth R. Grossfeld, Wayne L. Prichason, Eduardo Vallar, and Karyn Miller, et al.

Timothy J. Potter and George R. Potter

David A. Zwick, Todd J. Cohen, and Terrence J. O'Donnell

Philip R. Gratz

Henry C. Yuen and Elsie Ma Leung

C. Jones & Company, Carter Allen Jones, Timothy J. Miles, Gaylen P. Johnson, and Jonathan Curshen

Matthew C. Gless

American Healthcare Providers, Inc., Arthur W. Wheeler, Lars M. Kram, Angel L. Lorie Jr., Luis F. Lorie, and Michael Anthony Lester

Ed Johnson and Merl Holdings, Inc.com

Anthony Chrysikos and Michael Martello

Gary L. Moody, Steven R. Moody, Virtual Private Marketplace, Ltd. and Billpay Systems LLC

American Prometheus Corp., James P. Norville and Mabel R. Norville

Agora, Inc., Pirate Investor, LLC and Frank Porter Stansberry

Sierra Brokerage Services, Inc., Richard Geiger, Jeffrey A. Richardson, Aaron Tsai, Michael E. Markow, Global Guarantee Corporation, Francois Goelo, Yongzhi Yang, K&J Consulting, Limited, Ke Luo, M&M Management, Limited, Jerome B. Armstrong

Geoffrey E. Fitts and William D. Fabri, Sr.

Joshua C. Cantor

Dennis Herula et al.

Alexander Naujoks aka Alexander P. Thorn; Exectrek, Inc., a California corporation; ACSports.com, a Delaware corporation; and World Markets Group, Inc., a Delaware corporation

Barry Reed and James Hammonds

Jeffrey L. Leach, Hubert A. Leach and LMC Assets Corp.