SEC Enforcement Actions

Wealth International Network, Andre Brady, et al.

Dennis A. Bakal, et al.

Larry W. Tyler, Advanced Financial Services, Inc., et al.

Ian L. Renert et al.

Claude Lefebvre et al.

National Investment Enterprises and Michael Garian a/k/a Melkon Gharakhanian a/k/a Bika Balian

Frank D. Gruttadauria, DH Strategic Partners, Inc., JYM Trading Trust, Laurene English, Defendants, and Sarah Z. Emamy, Charlie Whiskey, LLC, and Margo Gruttadauria, Relief Defendants

Wealth International Network, Andre Brady, et al.

Allen M. Glick et al.

William E. Lyons

Alfred S. Teo, Sr., et al.

Capital Acquisitions, Inc, et al.

Timothy R. Heyman and Heyman International, Inc.

Vincent P. Iannazzo and Milton E. Stanson

Spear & Jackson, Inc., et al.

John Surgent, Barry Abrams, Warren Hemedinger, Scott Piccininni, Paul Tahan, Robert Vitale, Mark Chavez, Sal Puccio, and Victor A. Lessinger

Anthony Dong-Yin Shen, Srinivas Anumolu, Ronald W. Pinto, Deborah J. Breckenridge, and Dominick J. Savino

Global Money Management, L.P., LF Global Investments, LLC, and Marvin I. Friedman

Ira Zar, David Rivard, and David Kaplan

E. Garrett Bewkes, Jr. and Robert D. Bewkes

Timothy R. Heyman and Heyman International, Inc.

Roger A. Householder

Metropolis Holdings, LLC and Edward Gray

CDH & Affiliates, Inc. and C. David Hallman

Colin Nathanson, individually and doing business as Nathanson Investment Trust, Giant Golf Company, Play Big Enterprises, Inc., Starquest Management, Inc., Whitehawk Consulting Group, Inc., Leafhead Consultants, Inc., NetTel Consulting Corp., Yrmac Consulting Services, Inc., and Millennium Technical Group, Inc.

Metropolis Holdings, LLC and Edward Gray

One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc.

LASV Enterprises, Inc., Robert S. Zaba, Robert B. Abbott, and Warren H. Soloski

Lawrence O'Shaughnessey, et al.

Michael B. Johnson, Michael Johnson & Co., LLC, David C. Skinner, Jr. and American Television and Film Company f/k/a Winners Internet Network, Inc.

Security Trust Company, N.A., Grant D. Seeger, William A. Kenyon, and Nicole McDermott

William W. Freise; David T. Thomson CPA, and David T. Thomson PC

Richard H. Hawkins

Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc.

Larry Stockett

Zion Capital Management LLC, and Ricky A. Lang Carol Fox Foelak, Administrative Law Judge

Eric E. Resteiner, et al.

Syndicated Food Service International, Inc., Nick Pirgousis, Frank Dolney, William Brown, Gary Todd, Mario Casias, Delta Asset Management Company, LLC, William Keeler, William Scott, Iain H.T. Brown, Iain Brown, Fidra Holdings Ltd., Jeffrey Richardson, Peter Moulinos, Michelle Kramish Kain, Joseph Ferragamo, Adam Klein, Christopher Quintana, and Thomas Tanis

Wellness Universe Corporation, Synpan Corporation, and George Charles Pappas

John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquisitions, Inc.

Wolfson, et al.

Colin Nathanson, Individually and Doing Business As Nathanson Investment Trust, Giant Golf Company, Play Big Enterprises, Inc., Starquest Management, Inc., Whitehawk Consulting Group, Inc., Leafhead Consultants, Inc., NetTel Consulting Corp., Yrmac Consulting Services, Inc., and Millennium Technical Group, Inc.

William H. Borders II

Thomas G. Brooks

Discover Capital Holdings Corp., et al.

Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc.

Cedric Kushner Promotions, Inc., Cedric Kushner, James DiLorenzo, and Steven Angel

David M. Wolfson et al.

Universal Express, Inc., Richard A. Altomare, Chris G. Gunderson, Mark S. Neuhaus, George J. Sandhu, Spiga Limited, Tarun Mendiratta

Scott K. Ginsburg

Sean S. Coghlan, Patrick S. Lay, and Christopher W. Lay

Robert Dobbins, Dobbins Capital Corp., Dobbins Offshore Capital LLC, Dobbins Partners, L.P., and Dobbins Offshore, Ltd.

The Geneva Group and Nicholas Garcia

Wulf International Ltd. and George R. Wulf

John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquisitions, Inc.

Preston Hopper and Tamela Pallas

John A. Furutani

One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc.

Carlos H. Soto, Basle Advisers and ICR Corporation

Rodney S. Shehyn, a.k.a. Robert Schmidt, a.k.a. Zach Adams, a.k.a. Jack Bishop, a.k.a. Geoffrey Williams, a.k.a. Alex Gray, a.k.a. Jason Henley, Rodney D. Marr, a.k.a. Robert Moran, a.k.a. Ronald Carlson, Donald L. Marr, a.k.a. Robert Moran, a.k.a. Ronald Carlson, and Karen S. Leigh, a.k.a. Elizabeth Blaine, a.k.a. Victoria Young

David G. Sherman

Global Money Management, L.P., LF Global Investments, LLC, and Marvin I. Friedman

MX Factos, LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding

Thomas S. Hughes

Rollin S. Dick and James S. Adams

Ed Johnson and MERL Holdings Inc.com

The Rose Fund, et al.

Nikolai Safavi

William H. Rinehart, Jonathan A. Beck, and Kevin P. Clark

Presto Telecommunications, Inc., and Alfred Louis Vassallo, Jr. aka Bobby Vassallo

TELnetgo2000, Inc. et al.

Larry A. Stockett

AMERCO

DCI, et al.

Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis

Richard Rambahal, et al.

Security Trust Company, N.A., Grant D. Seeger, William A. Kenyon, And Nicole McDermott

Richard P. Smyth, Arnold E. Johns, Jr., Michael Becker and Alan T. Davis

Scott D. Sullivan

Ace Payday Plus, LLC, et. al.

Maven Capital Corporation, et al.

Jon Clark and Sarah Hume

MX Factors LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding

KS Advisors, Inc. et. al.

Defendants Patrollers Capital Fund and Franklin S. Marone and Relief Defendant Marita R. Marone

Kelsey L. Garman, Koinonia Investment Club II, Koinonia Income Account, Koinonia 100/200 and Koinonia Kingdom Club

ClearOne Communications, Inc et al.

Moises Saba Masri and Albert Meyer Sutton

Don-Allen Ruttenberg

George P. Matus and Peter T. Matus

Darren Silverman and Matthew Brenner

California Autocare Corporation, Autocare Americorp, Joseph Sanfellipo, James E. Gasper, Kimball R. Vance, Jr. and Elihu M. Sigal

Hulburt Van R. Barringer and Susan Diane Barringer

Columbia Management Advisors, Inc. And Columbia Funds Distributor, Inc.

David M. Wolfson et al.

Mark David Anderson

Jordan Enterprises LLC, et al.

Leon Levy, et al.

Richard A. Causey and Jeffrey K. Skilling

Security Asset Capital Corporation, et al.