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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 69 of 104.

LR-23028 · 6/23/2014
Mark Balbirer
LR-23029 · 6/23/2014
Thomas Gaffney et al.
LR-23030 · 6/23/2014
Vineet Kalucha et al.
LR-23027 · 6/23/2014
Lance T. Berger
LR-23026 · 6/22/2014
Weston Capital Asset Management LLC, et al.
LR-23024 · 6/16/2014
John Lazorchak, et al.
LR-23023 · 6/15/2014
Scott Valente et al.
LR-23022 · 6/12/2014
Saleem Khan, et al.
LR-23021 · 6/12/2014
Lawrence P. Schmidt, Commercial Equity Partners, Ltd, FutureGen Company (d/b/a FutureGen Capital), FGC Distressed Assets Investment #1, LLC; FutureGen Capital DDA CG Fund LLC; FGC Tax Lien Fund #2, LLC; FGC Trading Fund #1 LLC; FGC SPE NO 1 LLC; FGC SPE NO 2 LLC; and FGC CM Note Fund LLC
LR-23020 · 6/11/2014
Luis Chang and Everbright Development Overseas Limited
LR-23019 · 6/10/2014
Robert Hurd, Your Best Memories International Inc. and Kenneth Gross
LR-23016 · 6/9/2014
E-Monee.com, Inc. et al.
LR-23017 · 6/9/2014
Henry Morris, et al.
LR-23018 · 6/9/2014
Michael J. Baron
LR-23015 · 6/4/2014
Charles J. Dushek, et al.
LR-23013 · 6/3/2014
Arrowood
LR-23014 · 6/3/2014
Giuseppe Pino Baldassarre, Robert Mouallem, and Malcolm Stockdale
LR-23012 · 6/2/2014
Scott Valente and The ELIV Group, LLC
LR-23011 · 6/1/2014
Nelson J. Obus, Peter F. Black, Thomas Bradley Strickland, et. al.
LR-23010 · 5/29/2014
Steven McCraw
LR-23009 · 5/28/2014
Richard K. Olive and Susan L. Olive
LR-23008 · 5/28/2014
Neal V. Goyal, et al.
LR-23005 · 5/27/2014
Gendarme Capital Corporation, et al.
LR-23006 · 5/27/2014
Inofin, Inc., Michael J. Cuomo, Kevin J. Mann, et al.
LR-23007 · 5/27/2014
Robert G. Pearson and Illinois Stock Transfer Company d/b/a IST Shareholder Services
LR-23003 · 5/26/2014
DGSE Companies Inc. and I. John Benson
LR-23004 · 5/26/2014
Ronald L. Drewery
LR-23001 · 5/22/2014
Frederick J. O’Meally, et al.
LR-23002 · 5/22/2014
Edward Henderson; Paul Desjourdy; Edward Henderson and Paul Desjourdy; James Wheeler; James Wheeler and MicroHoldings US, Inc.; Michael Lee; Michael Lee and ZipGlobal Holdings, Inc.
LR-22998 · 5/21/2014
Steven B. Heinz, S.B. Heinz & Associates, Inc.
LR-22999 · 5/21/2014
Glenn Cohen et al.
LR-23000 · 5/21/2014
Kevin McKnight and Stephen C. Bauer; Jeffrey M. Berkowitz; Eric S. Brown; Richard A. Altomare; Billy V. Ray, Jr., Wade Clark, and Urban AG Corporation
LR-22997 · 5/20/2014
Gaeton S. Della Penna et al.
LR-22996 · 5/18/2014
Franklin M. Chu and Daniel J. Lama
LR-22994 · 5/15/2014
Vineet Kalucha et al.
LR-22995 · 5/15/2014
Douglas E. Cowgill and Professional Investment Management, Inc.
LR-22993 · 5/14/2014
Behrooz Sarafraz
LR-22991 · 5/12/2014
Derek Cohen, Michael Fleischli and Robert Herman
LR-22992 · 5/12/2014
TelexFree, Inc. et al.
LR-22990 · 5/12/2014
Charles Couch and Couch Oil & Gas, Inc.
LR-22989 · 5/11/2014
Herbert Richard Lawson, William B. Lawson, and John J. Cerullo
LR-22988 · 5/8/2014
Vineet Kalucha et al.
LR-22986 · 5/6/2014
S. Paul Kelley, et al.
LR-22987 · 5/6/2014
John Campani, John Mullin, and Alan Posner
LR-22985 · 5/4/2014
Douglas E. Cowgill and Professional Investment Management, Inc.
LR-22984 · 5/1/2014
Allen Ross Smith
LR-22982 · 4/29/2014
American Pension Services, Inc. and Curtis DeYoung
LR-22983 · 4/29/2014
Barry R. Bekkedam
LR-22980 · 4/28/2014
Charles Vista, LLC
LR-22981 · 4/28/2014
Saridakis, et al.
LR-22978 · 4/27/2014
James L. Erwin and Joint Venture Solutions, Inc.
LR-22979 · 4/27/2014
Guardian Oil & Gas, Inc., Guardian Oil and Natural Gas, Inc., and Rick D. Mullins
LR-22976 · 4/22/2014
Gurudeo Persaud
LR-22977 · 4/22/2014
Vitale, et al.
LR-22974 · 4/16/2014
TelexFree, Inc. et al.
LR-22975 · 4/16/2014
Keith A. Seilhan
LR-22973 · 4/15/2014
Palladino, et al.
LR-22971 · 4/10/2014
K2 Unlimited, Inc., 211 Ventures, LLC, Diane Glatfelter, Robert Rice, and Robert Anderson
LR-22972 · 4/10/2014
Timothy J. Coughlin, et al.
LR-22970 · 4/9/2014
Richard T. Posey
LR-22968 · 4/7/2014
Laird Daniels, CPA
LR-22969 · 4/7/2014
JCS Enterprises, Inc. et al.
LR-22966 · 4/6/2014
The Milan Group, Inc., a/k/a The Milan Trading Group, Inc., et al.
LR-22967 · 4/6/2014
Matthew D. Sample
LR-22964 · 4/2/2014
Michel Terpins, et al.
LR-22965 · 4/2/2014
Walter D. Wagner and Alexander J. Osborn
LR-22962 · 4/1/2014
Fredrick D. Scott
LR-22963 · 4/1/2014
John Kinnucan and Broadband Research Corporation
LR-22959 · 3/31/2014
Molinari and Nationwide Pharmassist Corp.
LR-22960 · 3/31/2014
Simon
LR-22961 · 3/31/2014
Alan Sheinwald and Alliance Advisors LLC
LR-22955 · 3/30/2014
Schultz and Redfin Network, Inc.
LR-22956 · 3/30/2014
Syndicated Food Services International, Inc., et al.
LR-22957 · 3/30/2014
Tyrone Hawk
LR-22958 · 3/30/2014
Ching Hwa Chen
LR-22953 · 3/27/2014
World Capital Market Inc., et al.
LR-22954 · 3/27/2014
Jason A Halek, Joshua D. Spivey, Patrick J. Booths and Steven J. Little
LR-22951 · 3/25/2014
Bruce L. Grossman and Jonathan R. Curshen
LR-22952 · 3/25/2014
Walter Gerasimowicz, Meditron Asset Management, LLC, and Meditron Management Group, LLC
LR-22950 · 3/24/2014
Imaging Diagnostic Systems, Inc., Linda Grable, and Allan Schwartz
LR-22948 · 3/19/2014
Vladimir Eydelman and Steven Metro
LR-22949 · 3/19/2014
Frank Mazzola et al.
LR-22945 · 3/18/2014
A Chicago Convention Center, LLC, Anshoo Sethi, and Intercontinental Regional Center Trust of Chicago, LLC (Corrected)
LR-22946 · 3/18/2014
David J. Cancian (Corrected)
LR-22947 · 3/18/2014
Radius Capital Corp. and Robert A. DiGiorgio
LR-22943 · 3/13/2014
Charles Riel III a/k/a Chuck Riel et al.
LR-22944 · 3/13/2014
John Babikian
LR-22942 · 3/12/2014
Ronald N. Dennis
LR-22941 · 3/12/2014
Alexander H.G. Mascioli and North Street Capital, LP
LR-22939 · 3/11/2014
Boston Trading and Research, LLC, et al.
LR-22940 · 3/11/2014
Alternative Green Technologies, Inc., et al.
LR-22938 · 3/9/2014
Henry Morris, et al.
LR-22937 · 3/6/2014
Andrew W. Jacobs and Leslie J. Jacobs II
LR-22936 · 3/4/2014
StratoComm Corporation, et al.
LR-22935 · 3/3/2014
Gregory E. Webb and InfrAegis, Inc.
LR-22934 · 3/3/2014
Robert Custis
LR-22933 · 3/3/2014
Jeremy Fisher, The Good Life Financial Group, Inc., and The Good Life Global, LLC
LR-22931 · 3/3/2014
Kevin P. O’Brien
LR-22932 · 3/3/2014
China MediaExpress Holdings, Inc. and Zheng Cheng
LR-22930 · 3/3/2014
Christopher Sells and Timothy Murawski

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