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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 70 of 104.

LR-22929 · 3/3/2014
Samuel Braslau et al.
LR-22928 · 3/3/2014
Jerry S. Williams, Monk’s Den, LLC, and First In Awareness, LLC
LR-22927 · 3/3/2014
James Y. Lee, et al.
LR-22926 · 3/3/2014
Trent Martin
LR-22924 · 3/3/2014
Peter L. Jensen and Thomas C. Tekulve, Jr.
LR-22925 · 3/3/2014
Marlon Quan, Acorn Capital Group, LLC and Stewardship Investment Advisors, LLC, Defendants and Asset Based Resource Group, LLC and Florene Quan, Relief Defendants
LR-22923 · 3/3/2014
Uriel Sharef et al.
LR-22921 · 3/3/2014
Hao He a/k/a Jimmy He
LR-22922 · 3/3/2014
Onyx Capital Advisors, LLC, Roy Dixon, Jr. and Michael A. Farr
LR-22920 · 3/3/2014
Edward M. Daspin, a/k/a "Edward Michael," a/k/a "Ed Michael,"
LR-22919 · 3/3/2014
Joseph Paul Zada and Zada Enterprises, LLC
LR-22916 · 3/3/2014
Michael P. Zenger
LR-22917 · 3/3/2014
Rex C. Steffes, Cliff M. Steffes, Bret W. Steffes and Rex R. Steffes
LR-22918 · 3/3/2014
Stephen Kovzan
LR-22913 · 3/3/2014
Steven M. Dombrowski, Defendant, and Lisa L. Fox, Relief Defendant
LR-22912 · 3/3/2014
Marek Leszczynski, et al.
LR-22910 · 3/3/2014
Joseph M. Tocci
LR-22911 · 3/3/2014
Deloitte Touche Tohmatsu CPA Ltd.
LR-22909 · 3/3/2014
Palladino, et al.
LR-22907 · 3/3/2014
Anthony Coronati
LR-22906 · 3/3/2014
Christopher Hohol and Brian Poshak
LR-22904 · 3/3/2014
Mack D. Murrell, et al.
LR-22905 · 3/3/2014
Waldyr Da Silva Prado Neto
LR-22903 · 3/3/2014
InnoVida Holdings LLC, et al.
LR-22902 · 3/3/2014
Diamond Foods, Inc.
LR-22901 · 3/3/2014
Eric Aronson, Vincent Buonauro, Jr., Robert Kondratick, et al.
LR-22900 · 3/3/2014
Archer-Daniels-Midland Company
LR-22895 · 3/3/2014
Patrick G. Rooney and Solaris Management, LLC
LR-22896 · 3/3/2014
Mark A. Lefkowitz, et al.
LR-22897 · 3/3/2014
All Know Holdings Ltd., et al.
LR-22898 · 3/3/2014
Dawn Wright-Olivares and Daniel Olivares
LR-22899 · 3/3/2014
David F. Marchand
LR-22893 · 3/3/2014
Brian D. Jorgenson, et al.
LR-22894 · 3/3/2014
E-Monee.com, Inc. et al.
LR-22892 · 3/3/2014
Randy A. Hamdan and Oracle Consultants, LLC
LR-22890 · 3/3/2014
Malom Group AG, Martin U. Schläpfer, Hans-Jürg Lips, et al.
LR-22891 · 3/3/2014
Arcturus Corporation, et al.
LR-22888 · 3/3/2014
EagleEye Asset Management, LLC and Jeffrey A. Liskov
LR-22889 · 3/3/2014
Daniel Dirk Coddington, et al.
LR-22887 · 3/3/2014
Michael H. Taber, CPA
LR-22886 · 3/3/2014
Robert A. Helms, et al.
LR-22885 · 3/3/2014
A.L. Waters Capital, LLC, et al.
LR-22883 · 3/3/2014
Thomas Gaffney et al.
LR-22880 · 3/3/2014
Weatherford International Ltd.
LR-22877 · 3/3/2014
Steven Palladino, et al.
LR-22878 · 3/3/2014
Charles H. Merchant, Sr. and Southern USA Resources, Inc.
LR-22879 · 3/3/2014
MedLink International, Inc., Aurelio Vuono, and James Rose
LR-22872 · 3/3/2014
David Miller
LR-22873 · 3/3/2014
The NIR Group, LLC, et al.
LR-22874 · 3/3/2014
Sam Miri
LR-22875 · 3/3/2014
R. Gordon Jones, CPA and Mark F. Jensen, CPA
LR-22876 · 3/3/2014
Gary C. Snisky
LR-22871 · 3/3/2014
Edward M. Daspin, a/k/a “Edward Michael,” a/k/a “Ed Michael,”
LR-22870 · 3/3/2014
Mark Megalli
LR-22868 · 3/3/2014
Bobby Jones, Raymon Chadwick, Terry Johnson, Innovative Group, Redwater Funding Group, LLC and Expectrum, LLC
LR-22869 · 3/3/2014
Charles T. Lawrence
LR-22867 · 3/3/2014
Charles T. Lawrence
LR-22915 · 3/3/2014
Revelation Capital Management Ltd. and Christopher P.C. Kuchanny
LR-22884 · 3/3/2014
Edward M. Daspin, a/k/a "Edward Michael", a/k/a "Ed Michael"
LR-22914 · 3/3/2014
David L. Rothman, et al.
LR-22882 · 3/3/2014
Charles Raymond Langston III, CRL Management, LLC, and Guarantee Reinsurance, Ltd
LR-22881 · 3/3/2014
Edward M. Laborio, Jonathan Fraiman, Matthew K. Lazar, Envit Capital, LLC, Envit Capital Group, Inc., Envit Capital Holdings, Inc., Envit Capital Private Wealth Management, LLC, Envit Capital Multi Strategy Mixed Investment Fund I LP, Aetius Group PLC, and Aetius Group LLC
LR-22766 · 7/30/2013
David Lee, et al.
LR-22765 · 7/30/2013
Gandy, et al.
LR-22763 · 7/29/2013
Richard Lee and Sandeep Aggarwal
LR-22764 · 7/29/2013
John M. Sensenig
LR-22762 · 7/25/2013
Stephen B. Gray
LR-22759 · 7/24/2013
Geoffrey J. Eiten and National Financial Communications Corp.
LR-22757 · 7/24/2013
Mitchell S. Drucker
LR-22758 · 7/24/2013
Jauyo ("Jason") Lee and Victor Chen
LR-22760 · 7/24/2013
Trevor G. Cook, et al.
LR-22761 · 7/24/2013
Richard Lee
LR-22756 · 7/24/2013
Jorge Bravo, Jr.
LR-22754 · 7/21/2013
Robert D. Ramnarine
LR-22755 · 7/21/2013
China Intelligent Lighting and Electronics, Inc. and NIVS IntelliMedia Technology Group, Inc.
LR-22753 · 7/18/2013
City of Miami, Florida, and Michael Boudreaux
LR-22752 · 7/17/2013
Steven Palladino, et al.
LR-22751 · 7/11/2013
Syndicated Food Service International, Inc., et al.,
LR-22750 · 7/11/2013
Kevin G. White, KGW Capital Management, LLC, Revelation Forex Fund, L.P., RFF GP, LLC, Meridian Propane, L.P., and W Corporate Real Estate L.P. d/b/a KGW Real Estate
LR-22748 · 7/10/2013
Bryan Arias, et. al. (Corrected)
LR-22749 · 7/10/2013
Matthew J. Gagnon
LR-22746 · 7/8/2013
Stewart A. Merkin
LR-22747 · 7/8/2013
One or More Unknown Traders in the Securities of Onyx Pharmaceuticals, Inc.
LR-22743 · 7/7/2013
EagleEye Asset Management, LLC and Jeffrey A. Liskov
LR-22744 · 7/7/2013
John Fowler, Jeffrey Fowler, and Julianne Chalmers
LR-22745 · 7/7/2013
William Todd Peever and Philip James Curtis
LR-22742 · 7/2/2013
Magdalena Tavella, et al.
LR-22740 · 7/1/2013
Armand R. Franquelin and Martin A. Pool
LR-22741 · 7/1/2013
Subramanian Krishnan
LR-22737 · 6/30/2013
Bret Boteler
LR-22739 · 6/30/2013
Fuqi International, Inc.
LR-22736 · 6/30/2013
Infinity Exploration, LLC, et al.
LR-22738 · 6/30/2013
Mack D. Murrell, et al.
LR-22734 · 6/26/2013
Matthew C. Devlin, et al.
LR-22735 · 6/26/2013
JBI, Inc., John Bordynuik and Ronald Baldwin, Jr.
LR-22733 · 6/25/2013
Imaging3, Inc. & Dean Janes
LR-22732 · 6/20/2013
Robert Hurd, Your Best Memories International Inc. and Kenneth Gross
LR-22731 · 6/19/2013
China MediaExpress Holdings, Inc. and Zheng Cheng
LR-22729 · 6/18/2013
Thomas G. Massey
LR-22730 · 6/18/2013
David F. Bahr

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