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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 68 of 104.

LR-23246 · 4/23/2015
Veros Partners, Inc., et al.
LR-23245 · 4/21/2015
Leroy Brown, Jr. and LB Stocks and Trades Advice LLC
LR-23244 · 4/20/2015
Moazzam "Mark" Malik and American Bridge Investment Group, LLC, d/b/a Wolf Hedge LLC
LR-23242 · 4/15/2015
eCareer Holdings, Inc., eCareer, Inc., Joseph J. Azzata, Dean A. Esposito, Joseph DeVito, and Frederick J. Birks, et al.
LR-23243 · 4/15/2015
Daniel P. McKelvey, et al.
LR-23241 · 4/13/2015
Richard F. Syron, et al.
LR-23240 · 4/12/2015
James A. Evans, Jr., d/b/a Cashflowbot.com, d/b/a DollarMonster
LR-23238 · 4/9/2015
Michael M. Cohen and Proteonomix, Inc.,
LR-23239 · 4/9/2015
Mieka Energy Corporation, et al.
LR-23236 · 4/8/2015
Janus Spectrum LLC et al.
LR-23237 · 4/8/2015
Katsuichi Fusamae
LR-23234 · 4/7/2015
8000, Inc., Jonathan E. Bryant, Thomas J. Kelly, and Carl N. Duncan, Esq.
LR-23235 · 4/7/2015
Warren D. Nadel et al.
LR-23232 · 4/6/2015
Capital Financial Partners, LLC et al.
LR-23233 · 4/6/2015
Pacific West Capital Group Inc., et al.
LR-23229 · 4/5/2015
Gary J. Burtka and Eric Waidelich
LR-23230 · 4/5/2015
Team Resources, Inc., et al.
LR-23231 · 4/5/2015
GC Resources, LLC and Brian J. Polito
LR-23228 · 4/1/2015
Charles R. Kokesh
LR-23227 · 3/31/2015
David Craven et al.
LR-23225 · 3/30/2015
Andrew M. Miller
LR-23226 · 3/30/2015
StratoComm Corporation, et al.
LR-23221 · 3/26/2015
Gregory W. Gray, Jr., et al.
LR-23222 · 3/26/2015
Macquarie Capital (USA) Inc. et al.
LR-23223 · 3/26/2015
Michael Anthony Dupre Lucarelli
LR-23224 · 3/26/2015
Michael J. Ling
LR-23220 · 3/24/2015
BioChemics, Inc., et al.
LR-23218 · 3/11/2015
Edward J. Woodard, et al.
LR-23219 · 3/11/2015
David Craven et al.
LR-23217 · 3/10/2015
Guy M. Jean-Pierre, a/k/a Marcelo Dominguez de Guerra
LR-23216 · 3/9/2015
Bonan Huang and Nan Huang
LR-23215 · 3/5/2015
Zeringue, et al.
LR-23214 · 3/3/2015
China Infrastructure Investment Corp., et al.
LR-23212 · 3/2/2015
Inofin, Inc., Michael J. Cuomo, Kevin J. Mann, Sr., Melissa George, Thomas Kevin Keough, David Affeldt, and Nancy Keough
LR-23213 · 3/2/2015
Ahmad Fnaikher Alyasin and Optima Global Financial, Inc.
LR-23210 · 3/1/2015
Gregory W. Gray, Jr., et al.
LR-23209 · 3/1/2015
Tropikgadget FZE, et al.
LR-23207 · 3/1/2015
Daniel Thibeault et al.
LR-23208 · 3/1/2015
Joseph A. Noel
LR-23206 · 3/1/2015
Mark A. Lefkowitz, et al.
LR-23204 · 3/1/2015
John A. Geringer
LR-23205 · 3/1/2015
Heart Tronics, Inc., et al.
LR-23203 · 3/1/2015
Premiere Power, LLC, et al.
LR-23201 · 3/1/2015
Michael M. Cohen and Proteonomix, Inc.
LR-23202 · 3/1/2015
Scott Zeringue and Jesse Roberts, III
LR-23199 · 3/1/2015
K2 Unlimited, Inc.
LR-23200 · 3/1/2015
Steven B. Hart
LR-23197 · 3/1/2015
Mozzam "Mark" Malik and American Bridge Investment Group, LLC, d/b/a Wolf Hedge LLC
LR-23196 · 3/1/2015
Roger S. Bliss and Roger S. Bliss d/b/a Roger Bliss and Associates Equities, LLC, Roger Bliss and Associates Club LLC and/or Bliss Club LLC
LR-23195 · 3/1/2015
Caledonian Bank Ltd., et al.
LR-23194 · 3/1/2015
Craig S. Lax
LR-23193 · 3/1/2015
Bradley A. Holcom
LR-23190 · 3/1/2015
David Rivard, CPA
LR-23191 · 3/1/2015
Joseph A. Kostelecky
LR-23192 · 3/1/2015
Steven Neil
LR-23188 · 3/1/2015
Total Wealth Management, Inc., et al.
LR-23189 · 3/1/2015
John Gray et al.
LR-23186 · 3/1/2015
Phillip Cory Roberts
LR-23187 · 3/1/2015
Joel J. Epstein
LR-23184 · 3/1/2015
Edwin Yoshihiro Fujinaga and MRI International, Inc., et al.
LR-23185 · 3/1/2015
Francisco Illarramendi, et al.
LR-23181 · 3/1/2015
Troy Lyndon and Ronald Zaucha
LR-23176 · 3/1/2015
MayfieldGentry Realty Advisors, LLC, et al.
LR-23177 · 3/1/2015
Wwebnet, Inc. and Robert L. Kelly,
LR-23178 · 3/1/2015
Daniel Thibeault, et al.
LR-23179 · 3/1/2015
Bonan Huang and Nan Huang
LR-23175 · 3/1/2015
Frederic Elm f/k/a Frederic Elmaleh, et al.
LR-23174 · 3/1/2015
Magdalena Tavella
LR-23172 · 3/1/2015
Middlecove Capital, LLC and Noah L. Myers
LR-23173 · 3/1/2015
Aleksandr Milrud
LR-23171 · 3/1/2015
Daniel Thibeault et al.
LR-23170 · 3/1/2015
Sherwin Brown and Jamerica Financial, Inc.
LR-23182 · 3/1/2015
Loren W. Holzhueter, et al.
LR-23211 · 3/1/2015
Gary S. Williky
LR-23198 · 3/1/2015
Kristine L. Johnson, Troy A. Barnes, Work with Troy Barnes, Inc. (d/b/a) The Achieve Community, Defendants, and Achieve International, LLC, Relief Defendant
LR-23183 · 3/1/2015
Navistar International Corp.
LR-23180 · 3/1/2015
City of Harvey, Illinois and Joseph T. Letke
LR-23053 · 7/30/2014
Donna Jessee Tucker
LR-23052 · 7/28/2014
MSGI Technology Solutions, Inc., and J. Jeremy Barbera
LR-23051 · 7/24/2014
Volt Information Sciences, Inc. and Debra L. Hobbs; Jack J. Egan, Jr.
LR-23050 · 7/23/2014
International Stock Transfer Inc and Cecil Frederick Speight
LR-23048 · 7/21/2014
Cedric Cañas Maillard, et al.
LR-23049 · 7/21/2014
Kevin McGrath
LR-23047 · 7/17/2014
Christopher Plummer, Lex M. Cowsert, and CytoGenix, Inc.
LR-23046 · 7/16/2014
Abraxas J. Discala, Marc E. Wexler, Matthew A. Bell, Craig L. Josephberg, and Ira Shapiro
LR-23045 · 7/15/2014
Patrick G. Rooney and Solaris Management, LLC
LR-23044 · 7/14/2014
Bernard H. Butts, Jr., Fotios Geivelis, Jr., also known as Frank Anastasio, Worldwide Funding III Limited LLC, Douglas J. Anisky, Sidney Banner, Express Commercial Capital LLC, James Baggs (Defendants), Bernard H. Butts, Jr. PA, Butts Holding Corporation, Margaret A. Hering, Global Worldwide Funding Ventures, Inc., and PW Consulting Group LLC (Relief Defendants)
LR-23040 · 7/10/2014
Eric McPhail, et al.
LR-23041 · 7/10/2014
Michael Affa, Andrew Affa, Mitchell Brown, Christopher Putnam, and Christopher Nix
LR-23042 · 7/10/2014
Tyson D. Williams and Stanley D. Parrish
LR-23043 · 7/10/2014
Robert G. Pearson and Illinois Stock Transfer Company (d/b/a/ ist Shareholder Services)
LR-23039 · 7/7/2014
John Babikian
LR-23038 · 7/6/2014
Mark A. Jackson and James J. Ruehlen
LR-23037 · 7/2/2014
Bruce Alpert
LR-23036 · 7/1/2014
Todd A. Duckson, et al.
LR-23034 · 6/29/2014
OM Investment Management LLC et al.
LR-23035 · 6/29/2014
Marcus Luna, Nathan Montgomery, Adam Daskivich, David Murtha, St. Paul Venture Fund LLC, Minnesota Venture Capital, Inc., Real Estate of Minnesota, Inc., Matrix Venture Capital, Inc.
LR-23033 · 6/26/2014
AutoChina International Limited, Hui Kai Yan, Rui Ge Dong, Victory First Limited, Rainbow Yield Limited, Yong Qi Li, Ai Xi Ji, Ye Wang, Zhong Wen Zhang, Li Xin Ma, Yong Li Li, and Shu Ling Li
LR-23032 · 6/25/2014
Cheryl L. Robinson
LR-23031 · 6/24/2014
Daryl M. Payton and Benjamin Durant III

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