SEC Enforcement Actions

Eric McPhail, et al.

Sharone Perlstein, et al., Jonathan Strum, Alan Weinberg, et al.

Daniel Thibeault, et al.

Southridge Capital Management LLC, et al.

Commonwealth Advisors, Inc. and Walter A. Morales

Brian S. Block, et al.

Terrence LeGall

Kevin J. Amell

Timothy S. Batchelor

Geoffrey H. Lunn, et al.

Todd M. LaVelle

American Bondholders Foundation, LLC

Nicholas J. Genovese, Willow Creek Investments, LP, and Willow Creek Advisors, LLC

Boston Trading and Research, LLC, et al.

James S. Polese, et al.

Pawel P. Dynkowski, et al.

One or More Unknown Traders in the Securities of Bioverativ, Inc.

Robert L. Sonfield, Jason Landess, et al.

Robert H. Shapiro, Woodbridge Group of Companies, LLC, et al.

Quicksilver Stock Transfer and Alan Shinderman

Daniel H. Glick, et al

Hoplon Financial Group et al.

David S. Haddad, et al.

David B. Kaplan, Esq., et al.

Joseph A. Rubbo, et al.

Owen H. Naccarato

Malachi Financial Products, Inc., et al.

Khaled "Kal" Bassily

Anvil Partners, Inc.

Gaughran, et al.

Stephen C. Peters, VisionQuest Wealth Management, LLC, VisionQuest Capital, LLC, and VQ Wealth, LLC

Robert H. Shapiro, Woodbridge Group of Companies, LLC, et al.

Ronald A. Fossum, Jr. and Alonzo R. Cahoon

Matrix Capital Markets, LLC, Nicholas M. Mitsakos and Courtlin L. Holt-Nguyen

Jason A. Wallace

Justin D. Meadlin and Hyaline Capital Management, LLC

Lanny Brown, et al.

Louis G. Mohlman, Jr., Mohlman Asset Management, LLC, and Mohlman Asset Management Fund, LLC

Kenneth Peer

Ray C. Davis and Behavioral Recognition Systems, Inc., n/k/a Giant Gray, Inc.

Corey J. Sandberg and Affinity Gold Corporation

Westport Capital Markets, LLC and Christopher E. McClure

Steve Qi, et al.

Stephen J. Leonard

Zachary S. Berkey, et al.

Tom Simeo

James C. Tao and Donna Boyd (f/k/a Donna Chen)

Dawn J. Bennett, DJB Holdings, LLC, and Bradley C. Mascho

Premier Holding Corp. et al.

Donald E. MacCord, Jr., et al.

David Webb, Jr.

Town of Ramapo, et al.

Jay Mac Rust and Christopher K. Brenner

Daniel H. Glick, et al

Ibrahim Almagarby and Microcap Equity Group LLC

Penn West Petroleum Ltd., d/b/a Obsidian Energy Ltd., Todd H. Takeyasu, Jeffery A. Curran, and Waldemar Grab

David N. Fuselier, Roy W. Erwin and Integrated Freight Corporation

Green Tree Investment Group, Inc. and Jeffrey B. Mallett

Capital Financial Partners, LLC et al.

Pedro Fort Berbel et al.

Susan L. Ellerin and Edward D. Blumstein

Jay Costa Kelter

Michael Quigley et al.

Hadsell Chemical Processing, LLC and Robert Walton, Jr.

Gavin Campion

Osiris Therapeutics, Inc., et al.

235 Limited Liability Companies

Thomas J. Buck

Joseph Meli, et al. and Craig H. Carton, et al.

Tom Simeo

H. Craig Dees

Hadsell Chemical Processing, LLC and Robert Walton, Jr.

Ash Narayan, The Ticket Reserve Inc. a/k/a Forward Market Media, Inc., Richard M. Harmon, and John A. Kaptrosky

Merrill Robertson, Jr., et al.

Inofin, Inc., Michael J. Cuomo, Kevin J. Mann, Sr., Melissa George, Thomas Kevin Keough, David Affeldt, and Nancy Keough

The End of the Rainbow Partners, L.L.C., and The Estate of Michael F. Anderson, Defendants, and Carolyn M. Anderson, individually, as the Personal Representative of the Estate of Michael F. Anderson, and as trustee for the Michael Anderson Trust and a trust for the benefit of her minor children, The End of the Rainbow Foundation, Inc., Seaoma Consulting Company, and Bighorn Wealth Fund, L.P., Relief Defendants

Paul Z. Singer and Singer Financial Corp.

Robert W. Murray

Christopher A. Faulkner, Homes Inc., HOMESINC Renaissance, LLC, Matthew Rapoport, and Earl Nelson Davenport

Stephen D. Ferrone, et al.

Harold L. Altvater

Cash Capital, LLC, America's Strategic Ore Properties, LLC, and Robert W. Wilson

John Anthony Giunti and Interactive Media Solutions, LLC

Joey Stanton Dodson

Anthony Joseph Marino, George Frank Polera, and United Business Alliance, LLC

Petroforce Energy, LLC, et al.

Homero Joshua Garza, GAW Miners, LLC, and ZenMiner, LLC

Andrew Farmer, et al.

Andrew T.E. Coldicutt, et al.

Troy Joseph Flowers, et al.

TelexFree, Inc. et al.

Charles A. Banks, IV

Victory Ho

Powertraderspress.com, Inc., Elite Stock Research, Inc., Erik Matz, Ronald Hardy, Anthony Vassallo, Stephanie Lee, Jeffrey Chartier, Lawrence D. Isen, Robert Gleckman, Brian Heepke, Dennis J. Verderosa, Emin Cohen, Sergio Ramirez, and Ashley Antos, Defendants, and Hermann Matz, Joseph Matz, Brittney Ballestas, Melissa Kurtzke, Janine Acosta, Type A Partners, Inc., Strategic Capital Markets, Inc., Marketbyte LLC, Snap or Tap Productions, LLC, Dacona Financial LLC, TradeMastersPro.com, Inc., MyStr

Dwayne Edwards, et al.

Carol J. Wayland, John C. Mueller, Kentucky-Tennessee 50 Wells/400 BBLPD Block, Limited Partnership, HP Operations, LLC, C.A.R. Leasing, LLC, Mitchell B. Dow, Barry Liss, and Steve G. Blasko

LocatePlus Holdings Corp., Jon Latorella and James Fields

Ryan Petersen

Cheryl L. Jones

Renwick Haddow, et al.