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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 64 of 104.

LR-23871 · 6/29/2017
Sasan Sabrdaran and Farhang Afsarpour
LR-23869 · 6/27/2017
Diana P. Lovera
LR-23868 · 6/26/2017
Harold L. Altvater, Maureen E. Curran, Susan L. Dubuc
LR-23867 · 6/22/2017
Strategic Capital Management, LLC and Michael J. Breton
LR-23866 · 6/21/2017
Seyed Taher Kameli, et al.
LR-23864 · 6/20/2017
James M. Farinella, et al.
LR-23865 · 6/20/2017
Jay Mac Rust and Christopher K. Brenner
LR-23863 · 6/19/2017
Arista Power, Inc., et al.
LR-23862 · 6/18/2017
Yu-Cheng Lin
LR-23861 · 6/15/2017
CannaVEST Corp. a/k/a CV Sciences, Inc. and Michael J. Mona, Jr.
LR-23858 · 6/14/2017
Jehu Hand and Antonio Katz
LR-23859 · 6/14/2017
James R. Trolice, et al.
LR-23860 · 6/14/2017
Edwin Yoshihiro Fujinaga and MRI International, Inc., et al.
LR-23856 · 6/11/2017
Ascenergy LLC et al.
LR-23857 · 6/11/2017
AmeraTex Energy, Inc., et al.
LR-23855 · 6/7/2017
David N. Fuselier, Roy W. Erwin and Integrated Freight Corporation
LR-23854 · 6/6/2017
Michael Trahan
LR-23852 · 6/4/2017
Homero Joshua Garza, GAW Miners, LLC, and ZenMiner, LLC
LR-23853 · 6/4/2017
Alpine Securities Corporation
LR-23851 · 6/1/2017
Marc D. Broidy and Broidy Wealth Advisors, LLC
LR-23850 · 5/31/2017
Adesh Kumar Tyagi
LR-23849 · 5/30/2017
Yu-Cheng Lin
LR-23847 · 5/25/2017
Momentum Investment Partners LLC (D/B/A Avatar Investment Management) and Ronald J. Fernandes
LR-23848 · 5/25/2017
James H. Im and Kee Chan
LR-23844 · 5/24/2017
Mark A. Jones
LR-23845 · 5/24/2017
William J. Wells and Promitor Capital Management LLC
LR-23846 · 5/24/2017
TelexFree, Inc. et al.
LR-23839 · 5/23/2017
Imran Husain, et al.
LR-23840 · 5/23/2017
Nathanial D. Ponn
LR-23841 · 5/23/2017
David Blaszczak, et al.
LR-23842 · 5/23/2017
Gustavo A. Guzman
LR-23843 · 5/23/2017
Francisco Illarramendi, Highview Point Partners, LLC and Michael Kenwood Capital Management, LLC, as Defendants, and Highview Point Master Fund, Ltd., Highview Point Offshore, Ltd., Highview Point LP, Michael Kenwood Asset Management, LLC, Michael Kenwood Energy and Infrastructure LLC, and MKEI Solar, LP, as Relief Defendants,
LR-23837 · 5/21/2017
Murakami, et al.
LR-23838 · 5/21/2017
Thurman P. Bryant, III, et al.
LR-23836 · 5/18/2017
Robert W. Murray
LR-23835 · 5/17/2017
Hadsell Chemical Processing, LLC and Robert Walton, Jr.
LR-23834 · 5/11/2017
Mohamud Abdi Ahmed and 2waytrading, LLC
LR-23832 · 5/10/2017
Douglas Roe and Donald Lindo
LR-23833 · 5/10/2017
Walter C. Little and Andrew M. Berke
LR-23829 · 5/10/2017
Carl Keith Battie
LR-23830 · 5/10/2017
Chamroonrat, et al.
LR-23831 · 5/10/2017
Wensheng Lin and Sheng Li Chen
LR-23826 · 5/8/2017
Iat Hong, et al.
LR-23827 · 5/8/2017
David R. Humphrey
LR-23828 · 5/8/2017
Matthew E. White, et al.
LR-23825 · 5/4/2017
Andrew T.E. Coldicutt, et al.
LR-23823 · 5/3/2017
Robert B. Crowe
LR-23824 · 5/3/2017
William R. Schantz III and Verto Capital Management LLC
LR-23820 · 4/30/2017
Joseph Meli, et al.
LR-23821 · 4/30/2017
Wensheng Lin and Sheng Li Chen
LR-23822 · 4/30/2017
Mark J. Varacchi, et al.
LR-23818 · 4/27/2017
Serofim Muroff, et al.
LR-23819 · 4/27/2017
Kamal Zuhdi Abdallah, a/k/a Kamal Sulleman, et al.
LR-23817 · 4/26/2017
Michael Andre Jones
LR-23815 · 4/25/2017
John T. Place, et al.
LR-23816 · 4/25/2017
Thomas Edward Andrews and Scott Walter Christensen
LR-23813 · 4/25/2017
Demitrios Hallas
LR-23814 · 4/25/2017
Avaneesh Krishnamoorthy and Shreya Achar
LR-23811 · 4/24/2017
Matthew A. Krimm, et al.
LR-23812 · 4/24/2017
Kevin J. Amell
LR-23810 · 4/20/2017
Kent P. Watts, et al.
LR-23809 · 4/18/2017
Matthew W. Fox and Wayne Energy, LLC
LR-23808 · 4/16/2017
Justin D. Meadlin and Hyaline Capital Management, LLC
LR-23806 · 4/13/2017
4D Circle LLC a/k/a Enoetics, LLC, Mantford C. Hawkins, and David E. Bell
LR-23807 · 4/13/2017
Christopher R. Esposito, et al.
LR-23805 · 4/12/2017
Mustafa David Sayid
LR-23803 · 4/12/2017
Daniel H. Glick, et al
LR-23804 · 4/12/2017
Ryan Gilbertson, et al.
LR-23802 · 4/11/2017
Lidingo Holdings, LLC, et al., CSIR Group, LLC, et al.
LR-23800 · 4/5/2017
Michael D. Shumway
LR-23801 · 4/5/2017
Lawrence F. Cluff, Jr. and Roger E. Shaoul
LR-23799 · 4/4/2017
Thomas J. Connerton and Safety Technologies LLC
LR-23798 · 4/3/2017
Lucita A. Zamoras
LR-23796 · 4/2/2017
Rhode Island Commerce Corporation (f/k/a Rhode Island Economic Development Corporation), et al.
LR-23797 · 4/2/2017
Vlad B. Spivak, et al.
LR-23795 · 3/29/2017
Clayton A. Cohn, et al.
LR-23793 · 3/28/2017
Mark McKinnies
LR-23794 · 3/28/2017
Daniel H. Glick, et al
LR-23792 · 3/27/2017
Mark A. Jones
LR-23791 · 3/26/2017
LottoNet Operating Corp., et al.
LR-23788 · 3/23/2017
TelexFree, Inc. et al.
LR-23789 · 3/23/2017
Ariel Darvasi and Amir Waldman
LR-23790 · 3/23/2017
Nino Coppero del Valle et al.
LR-23784 · 3/22/2017
Christopher Ludwig
LR-23785 · 3/22/2017
Thomas J. Connerton and Safety Technologies LLC
LR-23786 · 3/22/2017
Steven A. Hartung
LR-23787 · 3/22/2017
Dr. Keith Laggos
LR-23782 · 3/19/2017
Jerry Miller
LR-23783 · 3/19/2017
Michael J. Maciocio and David P. Hobson
LR-23781 · 3/16/2017
Patrick Churchville, et al.
LR-23778 · 3/14/2017
Andy Shin Fong Chen, et al.
LR-23779 · 3/14/2017
Strategic Capital Management, LLC and Michael J. Breton
LR-23780 · 3/14/2017
Todd David Alpert
LR-23777 · 3/12/2017
Gregory E. Webb, et al.
LR-23775 · 3/9/2017
Nasir N. Shakouri, Robert S. Torino, Bronson L. Quon, John S. Hong and Jonathan K. Skarie
LR-23776 · 3/9/2017
Lek Securities Corporation, et al.
LR-23773 · 3/8/2017
VIPWallSt Inc., Michael Todd Osborn, Shenae Catherine Osborn, and Virgil Gene Williams
LR-23774 · 3/8/2017
Notis Global, Inc. (f/k/a Medbox, Inc.), et al.
LR-23771 · 3/6/2017
Joseph Meli, et al.
LR-23772 · 3/6/2017
Marrien Neilson

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.