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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 62 of 104.

LR-24155 · 6/3/2018
Edward Withrow, et al.
LR-24153 · 5/30/2018
Woojae (Steve) Jung
LR-24152 · 5/29/2018
Steven Pagartanis
LR-24151 · 5/24/2018
Niel Martin Nielson and Carolyne Susan Johnson
LR-24149 · 5/23/2018
Gregory M. Bercowy
LR-24150 · 5/23/2018
Perry A. Gruss
LR-24148 · 5/21/2018
Bud Genius, Inc. and Aaron "Angel" Stanz, Taylor Moffitt, Carlos Febles, and U.S. CoProducts, LLC
LR-24145 · 5/17/2018
Todd David Alpert
LR-24146 · 5/17/2018
PixarBio Corp. et al.
LR-24147 · 5/17/2018
Brent Borland, et al.
LR-24144 · 5/16/2018
Keenan Gracey
LR-24141 · 5/14/2018
Francisco Abellan Villena, Guillermo Ciupiak, James B. Panther, Jr., and Faiyaz Dean
LR-24142 · 5/14/2018
William M. Jordan
LR-24140 · 5/13/2018
Leon Vaccarelli, et al.
LR-24139 · 5/10/2018
The Falls Event Center, LLC and Steven L. Down
LR-24137 · 5/8/2018
Keith Houlihan
LR-24138 · 5/8/2018
Premium Point Investments, LP et al.
LR-24135 · 5/6/2018
Murakami, et al.
LR-24136 · 5/6/2018
Bovorn Rungruangnavarat
LR-24133 · 5/3/2018
Paul W. Smith
LR-24134 · 5/3/2018
David A. Zimliki and Russel P. Schiefer
LR-24131 · 5/2/2018
Shawn Carter
LR-24127 · 5/1/2018
Eddy U. Marin and Shane R. Spierdowis
LR-24128 · 5/1/2018
Small Business Capital Corp.; Mark Feathers; Investors Prime Fund, LLC; and SBC Portfolio Fund, LLC
LR-24129 · 5/1/2018
Arthur Lamar Adams and Madison Timber Properties, LLC
LR-24130 · 5/1/2018
Longfin Corp., et al.
LR-24126 · 5/1/2018
Revolutionary Concepts, Inc., Solomon RC Ali (a/k/a Richard M. Carter), Earnest H. DeLong, Jr., Rainco Industries, Inc., and Nicole C. Singletary
LR-24132 · 5/1/2018
Adam Tracy and Securities Compliance Group, Ltd.
LR-24122 · 4/29/2018
Diane J. Harrison, et al.
LR-24123 · 4/29/2018
Christopher R. Esposito, et al.
LR-24124 · 4/29/2018
TelexFree, Inc. et al.
LR-24125 · 4/29/2018
William T. Walters, et al.
LR-24121 · 4/23/2018
PixarBio Corp. et al.
LR-24118 · 4/22/2018
Daniel H. Glick, et al.
LR-24119 · 4/22/2018
Steven H. Davis, et. al
LR-24120 · 4/22/2018
Scott Newsholme
LR-24117 · 4/19/2018
Sohrab ("Sam") Sharma, et al.
LR-24116 · 4/17/2018
John Jumper (Defendant) and Alluvion Securities, LLC, American Investments Fund II, LLC, Speedee Brakes, LLC, Thousand Hills Capital, LLC and Evertone Records, LLC (Relief Defendants)
LR-24115 · 4/16/2018
John N. Milne
LR-24113 · 4/15/2018
Lidingo Holdings, LLC, et al.
LR-24114 · 4/15/2018
Amrit J. S. Chahal
LR-24111 · 4/12/2018
Andrew J. Kandelapas
LR-24112 · 4/12/2018
William Betta, Jr., Travis A. Branch, James J. Caprio, Troy L. Gagliardi, Russell M. Kautz, Barry M. Kornfeld, Shane A. McCann, Clifford A. Popper, Alfred B. Rubin, and Steven I. Shrago
LR-24110 · 4/11/2018
Iftikar Ahmed, et al.
LR-24108 · 4/10/2018
William C. Gennity and Rocco Roveccio
LR-24109 · 4/10/2018
Capital Cove Bancorp LLC and Christopher M. Lee aka Rashid K. Khalfani
LR-24107 · 4/9/2018
The Lifepay Group, LLC, et. al.
LR-24106 · 4/8/2018
Longfin Corp., et al.
LR-24105 · 4/8/2018
Benjamin Wey, et al.
LR-24097 · 4/4/2018
Charlie Jinan Chen and Shui Foon Mok
LR-24098 · 4/4/2018
Peter H. Pocklington, Lantson E. Eldred, Terrence J. Walton, Yolanda C. Velazquez a/k/a Lana Velazquez a/k/a Lana Puleo, Vanessa Puleo, Robert A. Vanetten, Nova Oculus Partners, LLC f/k/a The Eye Machine, LLC, and AMC Holdings, LLC
LR-24099 · 4/4/2018
Joseph Meli, et al., Craig H. Carton, et al.
LR-24100 · 4/4/2018
William R. Schantz III and Verto Capital Management LLC
LR-24101 · 4/4/2018
Merrill Robertson, Jr., et al.
LR-24102 · 4/4/2018
CSIR Group, LLC, et al.
LR-24103 · 4/4/2018
Ikenna Ikokwu, et al.
LR-24104 · 4/4/2018
Saverio J. Barbera
LR-24091 · 4/3/2018
Gregory M. Bercowy
LR-24093 · 4/3/2018
Mohammed Ali Rashid
LR-24094 · 4/3/2018
Michael Scronic
LR-24095 · 4/3/2018
Shane P. Fleming, et al.
LR-24096 · 4/3/2018
Christopher James Lollar
LR-24092 · 4/3/2018
Michael A. Liberty, et al.
LR-24090 · 4/1/2018
Sohrab ("Sam") Sharma and Robert Farkas
LR-24089 · 3/29/2018
Kirbyjon Hines Caldwell et al., Shae Yatta Harper
LR-24088 · 3/28/2018
AriseBank, Jared Rice Sr., and Stanley Ford
LR-24087 · 3/27/2018
DaRayl D. Davis and Affluent Advisory Group, LLC
LR-24086 · 3/27/2018
Nauman A. Aly
LR-24085 · 3/26/2018
Rio Tinto plc, Rio Tinto Limited, Thomas Albanese and Guy Robert Elliott
LR-24081 · 3/25/2018
REcoin Group Foundation, et al.
LR-24082 · 3/25/2018
Akorn, Inc., Timothy Dick, and David Hebeda
LR-24083 · 3/25/2018
Brian Hirsch, et al.
LR-24084 · 3/25/2018
Joseph Spera, et al.
LR-24078 · 3/22/2018
Jon E. Montroll and Bitfunder
LR-24079 · 3/22/2018
PlexCorps, et al.
LR-24080 · 3/22/2018
Spark Trading Group LLC and Niket Shah
LR-24073 · 3/21/2018
Jun Ying
LR-24074 · 3/21/2018
American Bondholders Foundation, LLC
LR-24075 · 3/21/2018
Robert W. Murray
LR-24076 · 3/21/2018
McKinley Mortgage Co. LLC, et al.
LR-24077 · 3/21/2018
Howard B. Present
LR-24071 · 3/20/2018
Nicholas J. Genovese, Willow Creek Investments, LP, and Willow Creek Advisors, LLC
LR-24072 · 3/20/2018
Revolutions Medical Corp., et al.
LR-24069 · 3/18/2018
Elizabeth Holmes, et al. and Ramesh "Sunny" Balwani
LR-24070 · 3/18/2018
Steven Metro
LR-24068 · 3/18/2018
Americrude, et. al.
LR-24067 · 3/15/2018
Beaufort Securities Ltd. and Panayiotis Kyriacou a/k/a Peter Kyriacou; Dennis J. Mancino, William T. Hirschy, DJK Investments 10 Inc., TJM Investments Inc., and WT Consulting Group, LLC
LR-24065 · 3/7/2018
Robert M. Morano
LR-24066 · 3/7/2018
Jeffrey O. Friedland, Global Corporate Strategies LLC, and Intiva Pharma LLC, Defendants, and Lane 6552 LLC, Kathy B. Friedland, Aspen Upper Ranch LLC, Assurance Management, LLC, and The Jeffrey and Kathy Friedland Irrevocable Trust, Relief Defendants , Case.
LR-24061 · 3/4/2018
Stefan Lumiere
LR-24062 · 3/4/2018
AVEO Pharmaceuticals, Inc., et al.
LR-24063 · 3/4/2018
Edward Henderson
LR-24064 · 3/4/2018
Jersey Consulting LLC
LR-24059 · 2/28/2018
Leonard Genova
LR-24060 · 2/28/2018
Steven J. Muehler, Claudia M. Muehler, Koorosh "Danny" Rahimi, AltaVista Capital Markets, LLC, AltaVista Private Client, LLC, and AltaVista Securities, LLC
LR-24056 · 2/28/2018
Yang Xie
LR-24057 · 2/28/2018
AmeraTex Energy, Inc., et al
LR-24058 · 2/28/2018
Analytica Bio-Energy Corp., et al., Marvin Winick
LR-24055 · 2/28/2018
Dedicated Sound and Audio, Inc., et al.
LR-24054 · 2/28/2018
Strong Investment Management, Joseph B. Bronson (f/k/a Joseph B. Engebretson), and John B. Engebretson

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