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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 61 of 104.

LR-24408 · 2/28/2019
James S. Polese, et al.
LR-24409 · 2/28/2019
Walter C. Little and Andrew M. Berke
LR-24405 · 2/28/2019
Spartan Securities Group, Ltd., Island Capital Management LLC, Carl E. Dilley, Micah J. Eldred and David D. Lopez
LR-24406 · 2/28/2019
Joseph Frank Vacante
LR-24407 · 2/28/2019
Mathias Francisco Sandoval Herrera and Maria D. Cidre
LR-24401 · 2/28/2019
Inteligentry, Ltd., PlasmERG, Inc., PTP Licensing, Ltd. and John P. Rohner
LR-24402 · 2/28/2019
Gordon J. Coburn and Steven E. Schwartz
LR-24403 · 2/28/2019
Joshua Sason, et al. (Corrected)
LR-24404 · 2/28/2019
Brian Hirsch et al.
LR-24400 · 2/28/2019
Blockvest, LLC, et al.
LR-24399 · 2/28/2019
Gene Daniel Levoff
LR-24398 · 2/28/2019
Jason McDiarmid, et al.
LR-24396 · 2/28/2019
Michael J. Kipp, et al.
LR-24397 · 2/28/2019
Kevin R. Kuhnash and Jason P. Jimerson
LR-24394 · 2/28/2019
NL Technology, LLC et al.
LR-24395 · 2/28/2019
PixarBio Corp. et al.
LR-24391 · 2/28/2019
Edward Withrow, et al.
LR-24390 · 2/28/2019
Thomas Conrad, Jr. et al.
LR-24388 · 2/28/2019
Alexander C. Burns, et al.
LR-24389 · 2/28/2019
Anthony J. Thompson, Jr., et al.
LR-24387 · 2/28/2019
David Aubel and Robert Raffa
LR-24385 · 2/28/2019
Phillip Michael Carter, et al.
LR-24386 · 2/28/2019
Daniel H. Glick, et al.
LR-24383 · 2/28/2019
Joseph A. Meyer, Jr. and Statim Holdings, Inc.
LR-24384 · 2/28/2019
Howard B. Present
LR-24382 · 2/28/2019
American Growth Funding II, LLC, et al.
LR-24380 · 2/28/2019
Cherubim Interests, Inc., PDX Partners, Inc., Victura Construction Group, Inc., and Patrick Jevon Johnson
LR-24378 · 2/28/2019
China United Insurance Service, Inc., et al.
LR-24379 · 2/28/2019
John T. Place, et al.
LR-24377 · 2/28/2019
Grenda Group, LLC, et al.
LR-24376 · 2/28/2019
Robert S. "Lute" Davis, Jr., et al., Jordan E. Goodman., Alan H. New, et al.
LR-24393 · 2/28/2019
Spark Trading Group, LLC and Niket Shah
LR-24381 · 2/28/2019
Oleksandr Ieremenko, Sungjin Cho, David Kwon, Igor Sabodakha, Victoria Vorochek, Ivan Olefir, Andrey Sarafanov, Capyield Systems Ltd., Spirit Trade Ltd.
LR-24392 · 2/28/2019
Robert Alexander and Kizzang LLC
LR-24220 · 7/30/2018
David A. Harbour
LR-24219 · 7/29/2018
Howard M. Appel
LR-24216 · 7/25/2018
Rudden, et al.
LR-24217 · 7/25/2018
Robert Gadimian
LR-24218 · 7/25/2018
John A. Paulsen
LR-24214 · 7/24/2018
Christopher A. Faulkner, et. al.
LR-24215 · 7/24/2018
Richard T. Cunniffe
LR-24212 · 7/23/2018
Matthew Brunstrum and Susan Brunstrum
LR-24213 · 7/23/2018
William Z. ("Billy") McFarland et al.
LR-24207 · 7/18/2018
Steven J. Barber and Larry Lee Arrowood
LR-24208 · 7/18/2018
Kimberly Pine Kitts
LR-24209 · 7/18/2018
Centor Energy Inc. and Frederick DaSilva
LR-24210 · 7/18/2018
Bhushan Dandawate
LR-24211 · 7/18/2018
Edward A. Young and Guardians Trustee, LLC
LR-24206 · 7/17/2018
Temenos Advisory, Inc., and George L. Taylor
LR-24204 · 7/16/2018
Mark E. Burns, Robert W. Murray
LR-24205 · 7/16/2018
John Geraci
LR-24199 · 7/15/2018
Moddha Interactive, Inc., Marianne Veronika Sandor, Edward Michael Porrazzo, and Spar Street
LR-24200 · 7/15/2018
Ross McLellan
LR-24201 · 7/15/2018
Gannon Giguiere et al.
LR-24202 · 7/15/2018
John D. Schiller, Jr.
LR-24203 · 7/15/2018
Joseph Meli, et al.
LR-24198 · 7/11/2018
Ryan Gilbertson, et al.
LR-24196 · 7/11/2018
Donald V. Watkins, Sr., et al.
LR-24197 · 7/11/2018
Pawel P. Dynkowski, et al.
LR-24195 · 7/10/2018
Penn West Petroleum Ltd., d/b/a Obsidian Energy Ltd., Todd H. Takeyasu, Jeffery A. Curran, and Waldemar Grab
LR-24191 · 7/9/2018
Robert O. Carr and Katherine M. Hanratty
LR-24192 · 7/9/2018
Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO LLC
LR-24193 · 7/9/2018
Dubovoy, et al.
LR-24194 · 7/9/2018
Gene Shen
LR-24188 · 7/8/2018
ITT Educational Services, Inc. et al
LR-24189 · 7/8/2018
Charles Schwab & Co., Inc.
LR-24190 · 7/8/2018
T.J. Jesky, Esq. and Mark F. DeStefano
LR-24187 · 7/5/2018
The Owings Group, LLC, et al.
LR-24186 · 7/4/2018
Molina
LR-24185 · 7/2/2018
United Development Funding III, LP, United Development Funding IV, Hollis M. Greenlaw, Benjamin L. Wissink, Theodore F. Etter, Cara D. Obert, and David A. Hanson
LR-24184 · 7/2/2018
Edward Lee Moody Jr., et. al.
LR-24181 · 7/1/2018
Axesstel, Inc., et al.
LR-24182 · 7/1/2018
Malachi Financial Products, Inc., et al.
LR-24183 · 7/1/2018
Sudhakar Reddy Bonthu
LR-24180 · 6/28/2018
Curative Biosciences, Inc. f/k/a Healthient, Inc., William M. Alverson, Katherine West Alverson, and Steven G. Patton
LR-24177 · 6/28/2018
Donato J. Dandreo III
LR-24178 · 6/28/2018
Pinto-Thomaz, et al.
LR-24179 · 6/28/2018
Adam Mattessich and Joseph (a/k/a Jay) Ludovico
LR-24175 · 6/25/2018
Richard Weed et al.
LR-24176 · 6/25/2018
James VanBlaricum, et al.
LR-24174 · 6/21/2018
Stephen Pence
LR-24173 · 6/20/2018
James E. Hocker
LR-24170 · 6/19/2018
PlexCorps, et al.
LR-24172 · 6/19/2018
Santillo, et al.
LR-24171 · 6/19/2018
Joseph A. Fiore, Berkshire Capital Management Company, Inc., and Eat at Joe's, Ltd. (n/k/a SPYR, Inc.)
LR-24169 · 6/18/2018
Texas Coastal Energy Company, LLC, et. al.
LR-24167 · 6/17/2018
Pawel P. Dynkowski, et al.
LR-24168 · 6/17/2018
Larry A. Holley, et al.
LR-24166 · 6/14/2018
Ronald A. Fossum, Jr. and Alonzo R. Cahoon
LR-24165 · 6/12/2018
Yin Nan "Michael" Wang; Wendy Ko; Velocity Investment Group, Inc.; Bio Profit Series I, LLC; Bio Profit Series II, LLC; Bio Profit Series III, LLC; Bio Profit Series V, LLC; and Rockwell Realty Management, Inc.
LR-24164 · 6/11/2018
Kurt J. Bordian
LR-24162 · 6/10/2018
Isaac Grossman, Adriana Grossman, Dragon-Click Corp., and Dragon Management, LLC
LR-24163 · 6/10/2018
Robert M. Morano
LR-24161 · 6/7/2018
Town of Ramapo, et al.
LR-24160 · 6/6/2018
Titanium Blockchain Infrastructure Services, Inc., EHI Internetwork and Systems Management, Inc. aka EHI-INSM, Inc., and Michael Alan Stollery aka Michael Stollaire
LR-24158 · 6/5/2018
Ralph T. Iannelli et al.
LR-24159 · 6/5/2018
Jehu Hand, et al.
LR-24156 · 6/4/2018
Paul Gilman
LR-24157 · 6/4/2018
Alderson, et al.
LR-24154 · 6/3/2018
Gustavo A. Guzman

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