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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 60 of 104.

LR-24508 · 6/20/2019
Edward Lee Moody, Jr.
LR-24509 · 6/20/2019
Andrew J. Kandelapas
LR-24507 · 6/20/2019
Gregory T. Dean and Donald J. Fowler
LR-24506 · 6/20/2019
Kit Mun Chan, Lau Kean Chong, Chong Poui Fan, Binji Lu, and Youn Chien Wong
LR-24505 · 6/19/2019
Anatoly Hurgin, Alexander Aurovsky, Ability Computer & Software Industries Ltd., and Ability Inc.
LR-24503 · 6/17/2019
Raymond Starker
LR-24504 · 6/17/2019
Equal Earth, Inc., et al.
LR-24501 · 6/13/2019
David Wagner, Downing Partners, LLC, Downing Investment Partners, LP, Downing Digital Healthcare Group, LLC, and Mark Lawrence
LR-24502 · 6/13/2019
Alton Perkins, et al.
LR-24500 · 6/12/2019
Roland M. Mathys
LR-24499 · 6/11/2019
Christopher Salis, et al.
LR-24496 · 6/10/2019
DFRF Enterprises LLC, et al.
LR-24497 · 6/10/2019
Kimberly Pine Kitts
LR-24498 · 6/10/2019
Steven Fishoff, et al.
LR-24495 · 6/9/2019
Leon Vaccarelli, et al.
LR-24494 · 6/6/2019
Town of Oyster Bay, et al.
LR-24493 · 6/5/2019
Kik Interactive
LR-24490 · 6/4/2019
Einstein Investments LLC
LR-24491 · 6/4/2019
Peter Baker, Prestige Global Trading, Ltd., Elizabeth Oharriz, Diversified Initiatives Consulting & Logistics, Inc., and Sienna Business Group, Inc.
LR-24492 · 6/4/2019
Longfin Corp. and Venkata S. Meenavalli, Longfin et. al
LR-24487 · 6/3/2019
James E. Hocker
LR-24488 · 6/3/2019
TelexFree, Inc. et al.
LR-24489 · 6/3/2019
Covalent Collective, Inc.
LR-24486 · 6/2/2019
Syed Arham Arbab, Artis Proficio Capital Investments, LLC, and Artis Proficio Capital Management, LLC
LR-24485 · 5/30/2019
Craig H. Carton, et al.
LR-24484 · 5/29/2019
Donald A. Milne III, et al.
LR-24482 · 5/28/2019
Henry Ford et al.
LR-24483 · 5/28/2019
George Slowinski
LR-24481 · 5/27/2019
James Alan Craig
LR-24480 · 5/23/2019
David Sims, et al.
LR-24477 · 5/22/2019
Robert C. Morgan
LR-24478 · 5/22/2019
Daniel Pacheco, et al.
LR-24479 · 5/22/2019
Savraj Gata-Aura (a/k/a Samuel Aura a/k/a Sam Aura) and Core Agents, Ltd. (d/b/a Core Agents International, Ltd.)
LR-24475 · 5/21/2019
Howard M. Appel
LR-24476 · 5/21/2019
Robert S. Davis, Jr., et al.
LR-24473 · 5/20/2019
Natural Diamonds Investment Co., Eagle Financial Diamond Group Inc A/K/A Diamante Atelier, Argyle Coin, LLC, Jose Angel Aman, Harold Seigel, and Jonathan H. Seigel, et al.
LR-24474 · 5/20/2019
Mark "Christian" Ramsey
LR-24472 · 5/19/2019
David N. Osegueda, Ishmail Calvin Ross, aka Calvin Ross, Zachary R. Logan, and Jessica Snyder, fka Jessica Gutierrez
LR-24471 · 5/19/2019
Tracson McLeod
LR-24470 · 5/16/2019
Andrew I. Farmer, Scott R. Sieck, Eddie D. Austin, Jr., Carolyn P. Austin, and John D. Brotherton
LR-24469 · 5/14/2019
Collector's Coffee (d/b/a Collectors Café), and Mykalai Kontilai
LR-24468 · 5/13/2019
Brian Fettner, et al.
LR-24467 · 5/12/2019
Robert M. Morano
LR-24465 · 5/8/2019
Lloyd Schuman and Dane Janes (Corrected Version)
LR-24466 · 5/8/2019
Danny R. Williams
LR-24464 · 5/5/2019
Rocco Roveccio
LR-24462 · 4/28/2019
One or More Unknown Traders in the Securities of Anadarko Petroleum Corp.
LR-24463 · 4/28/2019
James Siniscalchi
LR-24461 · 4/25/2019
Christopher D. Dougherty, et al.
LR-24459 · 4/24/2019
Celadon Group, Inc.
LR-24460 · 4/24/2019
Zachary S. Berkey, et al.
LR-24458 · 4/22/2019
Eric D. Lyons, et al.
LR-24457 · 4/21/2019
David M. Loflin
LR-24456 · 4/18/2019
Kimberly Sredich
LR-24454 · 4/17/2019
Yuh-Yue Chen
LR-24455 · 4/17/2019
Motty Mizrahi et al.
LR-24453 · 4/15/2019
Quentin Louis Wilcox
LR-24452 · 4/14/2019
Lawrence P. Schmidt, Commercial Equity Partners, Ltd, FutureGen Company (d/b/a FutureGen Capital), FGC Distressed Assets Investment #1, LLC; FutureGen Capital DDA CG Fund LLC; FGC Tax Lien Fund #2, LLC; FGC Trading Fund #1 LLC; FGC SPE NO 1 LLC; FGC SPE NO 2 LLC; and FGC CM Note Fund LLC
LR-24451 · 4/11/2019
Joseph Meli, et al., Craig H. Carton, et al.
LR-24450 · 4/11/2019
Ivan Acevedo & Dane R. Roseman
LR-24449 · 4/10/2019
Arif M. Naqvi and Abraaj Investment Management Limited
LR-24447 · 4/9/2019
Gonzalo Ortiz
LR-24448 · 4/9/2019
Paul Bannon Powers
LR-24446 · 4/8/2019
Bevil et al., Duke et al., Duncan, Saccomanno et al.
LR-24445 · 4/7/2019
Craig H. Carton, et al.
LR-24444 · 4/4/2019
Scott Newsholme
LR-24441 · 4/3/2019
Evan R. Kita, et al.
LR-24442 · 4/3/2019
AVEO Pharmaceuticals, Inc., et al.
LR-24443 · 4/3/2019
Jeffrey E. Wall and The Lighthouse Events, LLC
LR-24439 · 4/2/2019
Jeffrey C. Mack and Lawrence C. Blaney
LR-24440 · 4/2/2019
Daniel Mattes
LR-24436 · 4/1/2019
Keith Borge
LR-24437 · 4/1/2019
Robert P. DePalo, et al.
LR-24438 · 4/1/2019
Kimberly Pine Kitts
LR-24435 · 3/31/2019
Motty Mizrahi and MBIG Company
LR-24434 · 3/27/2019
Richard T. Diver
LR-24433 · 3/25/2019
James K. McKillop
LR-24432 · 3/24/2019
Direct Lending Investments, LLC
LR-24431 · 3/21/2019
Barry Honig, et al.
LR-24429 · 3/19/2019
Frank Morelli III and Louis Buonocore
LR-24430 · 3/19/2019
Carol Ann Pedersen
LR-24428 · 3/19/2019
Rhode Island Commerce Corporation (f/k/a Rhode Island Economic Development Corporation), et al.
LR-24427 · 3/18/2019
Timothy W. Crawford, et al
LR-24426 · 3/17/2019
Kent R.E. Whitney, David Lee Parrish, The Church for the Healthy Self a/k/a CHS Trust, and CHS Asset Management Inc.
LR-24422 · 3/14/2019
Volkswagen Aktiengesellschaft, et al.
LR-24423 · 3/14/2019
Christina Marie Daniels, et al.
LR-24424 · 3/14/2019
Dale M. Walker
LR-24425 · 3/14/2019
Edward Withrow, et al.
LR-24421 · 3/12/2019
Diane D. Dalmy
LR-24420 · 3/11/2019
William Neil "Doc" Gallagher, Gallagher Financial Group, Inc., and W. Neil Gallagher, Ph.D. Agency, Inc.
LR-24419 · 3/11/2019
River North Equity LLC, Edward M. Liceaga, Michael A. Chavez, NanoTech Entertainment, Inc., NanoTech Gaming, Inc., David R. Foley, Lisa L. Foley, Jeffrey A. Foley, and Bennie L. Blankenship
LR-24418 · 3/5/2019
Goldsky Asset Management, LLC and Kenneth Grace
LR-24415 · 3/3/2019
MinTrade Technologies, LLC, Carla Marin
LR-24416 · 3/3/2019
William C. Gennity
LR-24417 · 3/3/2019
Rong Chen, et al.
LR-24414 · 2/28/2019
John Gregory Schmidt
LR-24412 · 2/28/2019
Castleberry Financial Services Group, LLC, et al.
LR-24413 · 2/28/2019
Elon Musk
LR-24411 · 2/28/2019
Daniel Adams, Michael Flanders, Spiderworx Media LLC, and An L.A. Minute LLC
LR-24410 · 2/28/2019
Jack D. Massimino and Robert C. Owen

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