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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 53 of 104.

LR-25697 · 4/17/2023
No Respondents
LR-25696 · 4/17/2023
No Respondents
LR-25695 · 4/17/2023
No Respondents
LR-25694 · 4/16/2023
Bittrex, Inc., Bittrex Global GmBH, and William Hiroaki Shihara
LR-25693 · 4/16/2023
Jonah Engler and Barbara Desiderio
LR-25692 · 4/12/2023
Terraform Labs PTE Ltd and Do Hyeong Kwon
LR-25691 · 4/10/2023
Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard
LR-25690 · 4/9/2023
Bobby Peavler and William Eric Meek
LR-25689 · 4/9/2023
Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard
LR-25688 · 4/3/2023
Michael J. French, et al.
LR-25687 · 4/2/2023
Beaxy Digital, Ltd., et al.
LR-25686 · 4/2/2023
DiScala et al.
LR-25682 · 3/30/2023
William Andrew Stack, Esq.
LR-25683 · 3/30/2023
Sean Wygovsky and Christopher Matthaei
LR-25685 · 3/30/2023
Carnovale, et al.
LR-25684 · 3/30/2023
Craig D. Perciavalle, Joseph A. Runkel, and William O. Adams
LR-25680 · 3/29/2023
John Barksdale, et al.
LR-25681 · 3/29/2023
Sapere Wealth Management, LLC and Scott Trease
LR-25679 · 3/28/2023
Surage Kamal Roshan Perera and Janues Capital Incorporated
LR-25678 · 3/27/2023
James K. Couture
LR-25677 · 3/26/2023
Aaron Cain McKnight, et al.
LR-25676 · 3/23/2023
Justin Sun et al.
LR-25675 · 3/23/2023
American Patriot Brands, Inc., Urban Pharms, LLC, DJ & S Property #1, TSL Distribution, Robert Y. Lee, Brian L. Pallas, and J. Bernard Rice, Defendants, and Puerto Rico One Corporation, Castro Business Enterprises, and Legion Accounting Services, Relief Defendants
LR-25674 · 3/22/2023
Scott J. Hollender, Gabriel F. Migliano, Jr. and Frank M. Vecchio)
LR-25673 · 3/22/2023
Martin Silver
LR-25672 · 3/22/2023
Darryl M. Cohen
LR-25671 · 3/20/2023
Philip R. Jacoby, Jr., et al.
LR-25669 · 3/16/2023
Cutter Financial Group LLC et al.
LR-25670 · 3/16/2023
Ozy Media, Inc. et al.
LR-25666 · 3/14/2023
Peter D. Krieger
LR-25667 · 3/14/2023
Darius Karpavicius, HMC Trading, LLC, and HMC Management
LR-25668 · 3/14/2023
Ho Wan Kwok (a/k/a Miles Guo, Miles Kwok, Wengui Guo and Brother Seven), Kin Ming Je (a/k/a William Je), Mountains of Spices LLC (d/b/a New York Farm), and G Club Operations LLC, Defendants, and Mei Guo, Qiang Guo (a/k/a Mileson Guo), Hing Chi Ngok, and Sin Ting Rong, Relief Defendants
LR-25664 · 3/13/2023
John David Gessin et al.
LR-25665 · 3/13/2023
Brian Robert Sodi, et al.
LR-25662 · 3/12/2023
Evoqua Water Technologies Corp. and Imran Parekh
LR-25663 · 3/12/2023
Medsis International, Inc. et al.
LR-25660 · 3/8/2023
Mahmoud Ali Abdelkader
LR-25661 · 3/8/2023
Moynes, et al.;
LR-25658 · 3/7/2023
Terren S. Peizer and Acuitas Group Holdings, LLC
LR-25659 · 3/7/2023
Green United, LLC, Wright W. Thurston, and Kristoffer A. Krohn
LR-25657 · 3/5/2023
BKCoin Management, LLC, et al.
LR-25656 · 3/2/2023
Adam S. Kaplan and Daniel E. Kaplan
LR-25655 · 3/1/2023
Kevin J. Kane and Sean M. Kane
LR-25654 · 2/28/2023
Stephen Keith Woodard, Sr.
LR-25653 · 2/28/2023
Ryan R. Riley
LR-25652 · 2/28/2023
Nishad Singh
LR-25651 · 2/28/2023
Bradley Morgan Holts
LR-25649 · 2/28/2023
Markman Biologics Corp. and Alan Shinderman
LR-25650 · 2/28/2023
Energy & Environmental Investments, LLC; Energy & Environment, Inc.; Amir A. Sardari; and Narysa Sardari Luddy
LR-25648 · 2/28/2023
Michael K. Molen, Enviro Impact Resources, Inc., f/k/a Industry Source Consulting, Seth M. Molen, and Pixel Arcanum
LR-25646 · 2/28/2023
Back to Green Mining, LLC, José Jiménez Cruz, and Manuel Portalatin
LR-25647 · 2/28/2023
James Andrew Stiles, Jr. & Edward Gray Stiles, Jr.
LR-25645 · 2/28/2023
Kevin A. Van de Grift and Gil Friedman
LR-25644 · 2/28/2023
Frederick L. Sharp et al.
LR-25643 · 2/28/2023
HITE Hedge Asset Management LLC et al.
LR-25642 · 2/28/2023
Candlestick Capital Management LP et al.
LR-25641 · 2/28/2023
Milan Patel
LR-25640 · 2/28/2023
Reliable One Resources, Inc., Quantum Filtration, Clyde Cameron Cravey, and Kenneth Wiedrich
LR-25639 · 2/28/2023
Christopher S. Kirchner, et al.
LR-25638 · 2/28/2023
Seong Yeol Lee and Ameritrust Corporation, et al.
LR-25637 · 2/28/2023
Payward Ventures, Inc. (D/B/A Kraken) and Payward Trading, Ltd. (D/B/A Kraken)
LR-25636 · 2/28/2023
DiScala et al
LR-25635 · 2/28/2023
Eric J. "EJ" Dalius et al.
LR-25634 · 2/28/2023
GexCrypto Corp. (a/k/a GexCrypto Global Trading Corp.) and Emiliano S. Ryn
LR-25633 · 2/28/2023
Joshua W. Coleman
LR-25631 · 2/28/2023
Annetta Budhu
LR-25632 · 2/28/2023
Windsor Jones LLC and Anthony Collins
LR-25628 · 2/28/2023
John Brian McLane, Jr. and Paul Anthony Nash
LR-25627 · 2/28/2023
Seong Yeol Lee and Ameritrust Corporation, et al.
LR-25626 · 2/28/2023
Laura, et al.
LR-25622 · 2/28/2023
Anthony B. Liddle
LR-25625 · 2/28/2023
Austin D. Ellison-Meade
LR-25624 · 2/28/2023
Jack C. Ridall and Guss Capital, LLC
LR-25621 · 2/28/2023
Charlie Abujudeh
LR-25623 · 2/28/2023
Avraham Eisenberg
LR-25620 · 2/28/2023
Robert Donald Bruce Genovese, et al.
LR-25617 · 2/28/2023
Caroline Ellison and Zixiao "Gary" Wang
LR-25616 · 2/28/2023
Samuel Bankman-Fried
LR-25618 · 2/28/2023
John Mark Marino, Jason "Jai" Johnson, Abraham Borenstein, and Anthony Brown
LR-25615 · 2/28/2023
Todd Zinkwich
LR-25614 · 2/28/2023
Gerard R. Hug and Kurt W. Streams
LR-25612 · 2/28/2023
Covington & Burling LLP
LR-25613 · 2/28/2023
Yossi Engel
LR-25611 · 2/28/2023
Jason Sugarman
LR-25610 · 2/28/2023
Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco
LR-25609 · 2/28/2023
Reven Holdings, Inc., et al.
LR-25608 · 2/28/2023
Neil S. Chandran, Garry J. Davidson, Michael T. Glaspie, Linda C. Knott, Amy S. Mossel, AEO Publishing Inc., Banner Co-Op, Inc., and BannersGo, LLC
LR-25605 · 2/28/2023
Cooper J. Morgenthau
LR-25607 · 2/28/2023
Michael Liberty et al.
LR-25606 · 2/28/2023
DiScala et al.
LR-25604 · 2/28/2023
Melville Peter ten Cate
LR-25603 · 2/28/2023
Conrad A. Coggeshall, Defendant, and Business Owners Tax Relief, LLC, Relief Defendant
LR-25602 · 2/28/2023
Medsis International, Inc. et al.
LR-25601 · 2/28/2023
The Nutmeg Group LLC, Randall Goulding, and David Goulding
LR-25600 · 2/28/2023
Knox et al.
LR-25596 · 2/28/2023
Nader Pourhassan and Kazem Kazempour
LR-25597 · 2/28/2023
Oi2Go Media Technologies, Inc. and Anthony Michael Hernandez
LR-25595 · 2/28/2023
Lawrence Billimek and Alan Williams
LR-25594 · 2/28/2023
Brian Kistler and New Opportunity Business Solutions, Inc. a/k/a NOBS
LR-25593 · 2/28/2023
John Fernandez, et al.

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