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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 54 of 104.

LR-25592 · 2/28/2023
Da Silva, et al.;
LR-25591 · 2/28/2023
Edward Constantin, et al.
LR-25590 · 2/28/2023
J.H. Darbie & Co., Inc.
LR-25588 · 2/28/2023
George Iakovou, Vika Ventures LLC, and Penelope Zbravos, Civ. Action
LR-25589 · 2/28/2023
In Ovations Holdings, Inc. and Mark Goldberg
LR-25587 · 2/28/2023
Eric T. Landis, et al.
LR-25585 · 2/28/2023
Bruce Conway et al.
LR-25583 · 2/28/2023
Adam Rogas, et. al
LR-25584 · 2/28/2023
James Robinson and David Kennedy
LR-25582 · 2/28/2023
Yinghang "James" Yang and Yuanbiao Chen
LR-25581 · 2/28/2023
William Sadleir
LR-25580 · 2/28/2023
Ruben James Rojas
LR-25579 · 2/28/2023
GEL Direct Trust, GEL Direct, LLC, Jeffrey K. Galvani, and Stuart A. Jeffery
LR-25598 · 2/28/2023
Justin W. Keener d/b/a JMJ Financial
LR-25586 · 2/28/2023
Joseph R. Earle Jr, Barry D. Reagh, William Clayton, Francis T. Dudley, Steven E. Bryant, Upper Street Marketing, Inc. and Project Growth International, Inc.
LR-25630 · 2/28/2023
John C. Wilson II, et al.
LR-25629 · 2/28/2023
Steven J. Susoeff and Steve Susoeff, LLC (dba Meritage Financial Group)
LR-25619 · 2/28/2023
Terrance Reagan and Nathaniel Clay
LR-25599 · 2/28/2023
Thor Technologies, Inc. and David Chin
LR-25459 · 7/28/2022
Alan Z. Appelbaum
LR-25455 · 7/27/2022
Robert L. Murray, Jr.
LR-25456 · 7/27/2022
Patient Access Solutions, Inc., et al.
LR-25458 · 7/27/2022
Mark Klein, et al.
LR-25457 · 7/27/2022
GP Capital Group, Inc. and Shannon W. Illingworth
LR-25454 · 7/26/2022
Frank Okunak
LR-25452 · 7/26/2022
Alexandra Robert, Chalala Academy LLC
LR-25453 · 7/25/2022
Todd Lahr and Thomas Megas
LR-25450 · 7/25/2022
Amit Bhardwaj, et al.
LR-25451 · 7/25/2022
Seth Markin and Brandon Wong
LR-25448 · 7/24/2022
Stephen E. Buyer, et al.
LR-25449 · 7/24/2022
Brijesh Goel and Akshay Niranjan
LR-25447 · 7/20/2022
Apostolos Trovias
LR-25446 · 7/17/2022
Bruce Schoengood, Medifirst Solutions, Inc., and Joshua Tyrell
LR-25444 · 7/14/2022
Richard Jonathan Eden, et al.
LR-25445 · 7/14/2022
John David McAfee and Jimmy Gale Watson, Jr.
LR-25443 · 7/12/2022
Manuel Alvis, Joseph Boulos, Carlos Pingarron, Carlos Sorondo
LR-25441 · 7/10/2022
Shimon Rosenfeld
LR-25442 · 7/10/2022
Jerry Li
LR-25440 · 7/6/2022
George W. Haywood
LR-25439 · 7/6/2022
Doron A. Tavlin, Afshin Farahan, and David J. Gantman
LR-25437 · 7/5/2022
Carrillo et al.;
LR-25438 · 7/5/2022
Sung Mo Jun, Joon Jun, Junwoo Chon, Ayden Lee, and Jae Hyeon Bae
LR-25435 · 6/30/2022
Eric S. Hollifield
LR-25434 · 6/30/2022
Matthew Wade Beasley, et al.
LR-25433 · 6/30/2022
William Glen Baker, Michael Bowen, Cannon Operating Company LLC, North Texas Minerals LLC, and Chol Kim (a/k/a Brandon Kim)
LR-25436 · 6/30/2022
Justin R. Kimbrough, Terry Nikopoulos. TKJ Investments Corp., TKJ Holdings Corp., Preeminent Trade Group Inc., The Elyte Group Corp., and Prosperity Consultants, LLC
LR-25431 · 6/28/2022
Daniel J. Moscatiello
LR-25432 · 6/28/2022
Shlomo Nir and Tzachi Rahamim
LR-25430 · 6/26/2022
Moynes, et al.
LR-25429 · 6/23/2022
StraightPath Venture Partners LLC, StraightPath Management LLC, Brian K. Martinsen, Michael A. Castillero, Francine A. Lanaia, and Eric D. Lachow
LR-25428 · 6/20/2022
Steven J. Sheinfeld
LR-25427 · 6/16/2022
Lek Securities Corporation, et. al.
LR-25426 · 6/15/2022
Anthony Michael Holland
LR-25425 · 6/14/2022
Loral L. Langemeier and Live Out Loud, Inc.
LR-25423 · 6/14/2022
Boron Capital, LLC, BC Holdings 2017, United BNB Fund 2018, and Blake Robert Templeton
LR-25421 · 6/14/2022
Shuang Chen, et al.
LR-25422 · 6/14/2022
David Roda and Andrew Larkin
LR-25424 · 6/14/2022
Resolute Capital Partners Ltd, LLC, et al.
LR-25419 · 6/13/2022
Mark Korb
LR-25420 · 6/13/2022
Michael Mooney, Britt Wright, and Penny Flippen
LR-25418 · 6/9/2022
A.G. Morgan Financial Advisors, LLC et al.
LR-25417 · 6/8/2022
Patrick Churchville, et al.
LR-25415 · 6/8/2022
Terraform Labs Pte Ltd. and Do Kwon
LR-25416 · 6/8/2022
Puneet Dikshit
LR-25414 · 6/8/2022
Trends Investments Inc. et al.
LR-25411 · 6/7/2022
Stubos, et al.;
LR-25413 · 6/7/2022
United Health Products, Inc., Douglas Beplate, and Louis Schiliro
LR-25412 · 6/7/2022
Knox et al.;
LR-25410 · 6/6/2022
LG Capital Funding, LLC., and Joseph I. Lerman, et. al
LR-25409 · 6/6/2022
Morningstar Credit Ratings, LLC
LR-25406 · 6/1/2022
Anthony Sirotka
LR-25407 · 6/1/2022
Robert Samuel Shumake, Jr., et al
LR-25408 · 6/1/2022
Jennifer Campbell
LR-25405 · 5/31/2022
John Henderson, et al.
LR-25404 · 5/31/2022
iFresh, Inc. and Long Deng
LR-25403 · 5/31/2022
Mohammed Pithapurwala, Ammar Kutiyanawalla, and Alifiya Kutiyanawalla
LR-25402 · 5/30/2022
Martin A. Sumichrast
LR-25401 · 5/26/2022
Hugues Pierre Joublin
LR-25400 · 5/26/2022
Cornerstone Acquisition & Management Company LLC, Derren Lee Geiger, and She Hwea Ngo
LR-25399 · 5/24/2022
Andrew M, Middlebrooks, et al
LR-25398 · 5/23/2022
Frank B. Glassner
LR-25396 · 5/18/2022
Sohrab (Sam") Sharma
LR-25397 · 5/18/2022
Wynn Charlebois et al.
LR-25395 · 5/16/2022
Richard T. Diver
LR-25394 · 5/16/2022
Jillian Sidoti
LR-25393 · 5/15/2022
StraightPath Venture Partners LLC, StraightPath Management LLC, Brian K. Martinsen, Michael A. Castillero, Francine A. Lanaia and Eric D. Lachow
LR-25392 · 5/11/2022
Frederick L. Sharp et al.
LR-25391 · 5/10/2022
Lev Parnas and David Correia
LR-25390 · 5/10/2022
Brenda Smith, et al.
LR-25389 · 5/9/2022
Manuel A. Romero
LR-25386 · 5/8/2022
TKO Farms, Inc., et al.
LR-25387 · 5/8/2022
Sepehr Sarshar
LR-25388 · 5/8/2022
Steven F. Muntin
LR-25385 · 5/5/2022
Shawn F. Hackman
LR-25383 · 5/4/2022
Michael Forster
LR-25384 · 5/4/2022
Mark Marchi
LR-25382 · 5/4/2022
Derek J. Slattery and TradeSmart Software RIC Corporation
LR-25381 · 5/3/2022
David Lee Stone and John Robson, et al.
LR-25380 · 5/2/2022
BTIG, LLC
LR-25379 · 5/1/2022
Synergy Settlement Services, Inc., Foundation for Those with Special Needs, Special Needs Law Firm PLLC, Jason D. Lazarus, and Anthony F. Prieto, Jr.

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