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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 52 of 104.

LR-25897 · 3/10/2024
Nadim Ahmed, Mehreen Shah, NYC Green Transportation Group, LLC, NuRide Transportation Group, LLC, Med Trans EB-5 Fund, LLC, Gravitas NYC Regional Center, LLC, Mona Shah & Associates, PLLC
LR-25890 · 3/10/2024
Premium Point Investments LP et al.
LR-25795 · 7/30/2023
Blake Cathey
LR-25794 · 7/30/2023
Richard J. Schueler a/k/a Richard Heart, Hex, PulseChain, and PulseX
LR-25793 · 7/27/2023
Clarice Saw
LR-25792 · 7/27/2023
Johnny Tseng (a/k/a Kuanhao J. Tseng, Kuanhao Tseng), Kevin Zhang (a/k/a Kevin Huapeng Zhang, Huapeng Zhang), and Summitcrest Capital, Inc.
LR-25791 · 7/27/2023
Brent Seaman, Accanito Holdings, LLC, and Accanito Equity, LLC, Accanito Equity II, LLC, Accanito Equity III, LLC, and Accanito Equity IV, LLC
LR-25790 · 7/27/2023
Timothy J. Allcott, Thomas D. Renison, and ARO Equity, LLC
LR-25789 · 7/25/2023
Joseph C. Lewis, et al.
LR-25788 · 7/24/2023
Brandon Charnas
LR-25787 · 7/24/2023
Amit Dagar and Atul Bhiwapurkar
LR-25786 · 7/24/2023
Eliyahu Weinstein, Aryeh L. Bromberg, Joel L. Wittels, Richard M. Curry, Christopher J. Anderson, Alaa Mohamed Hattab
LR-25785 · 7/20/2023
Alexander Elbanna, Digital World Exchange, LLC, Boostedpro LLC, and D.W. Exchange
LR-25784 · 7/19/2023
Robert D. Christensen, Anthony M. Matic, Foresee, Inc., The Commission PDX, LLC, The Policy PDX, Innings 150
LR-25783 · 7/19/2023
Eric J. "EJ" Dalius et al.
LR-25782 · 7/18/2023
Chadd L. Evans
LR-25781 · 7/17/2023
Legendary Partners, LLC and Scott L. Snyder
LR-25780 · 7/16/2023
James P. Anglim
LR-25779 · 7/13/2023
Celsius Network Limited and Alexander "Alex" Mashinsky
LR-25778 · 7/13/2023
Cooper J. Morgenthau
LR-25777 · 7/12/2023
Joseph Michael Todd, et al.
LR-25775 · 7/11/2023
LBRY, Inc.
LR-25774 · 7/11/2023
Nayeem Choudhury and Dream Venture Capital Group, LLC
LR-25776 · 7/11/2023
Javice et al.
LR-25773 · 7/10/2023
Costello et al.
LR-25772 · 7/10/2023
Legend Venture Partners LLC
LR-25770 · 7/6/2023
Caz L. Craffy
LR-25771 · 7/6/2023
Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco
LR-25769 · 7/5/2023
Empires Consulting Corp., et al.
LR-25768 · 7/5/2023
Joseph M. Dupont, et al.
LR-25767 · 7/5/2023
Spartan Trading Company, LLC, et al.
LR-25766 · 7/2/2023
Vidul Prakash
LR-25762 · 6/29/2023
Juan Roman
LR-25761 · 6/29/2023
Thomas Collins, Patrick Thomas, Gary Kouletas, Scott Levine, and Brian Kingsfield
LR-25765 · 6/29/2023
Jordan Meadow and Steven Teixeira
LR-25760 · 6/29/2023
Bruce Garelick, Michael Shvartsman, Rocket One Capital LLC, and Gerald Shvartsman
LR-25764 · 6/29/2023
Robert D. Christensen, Anthony M. Matic, Foresee, Inc., The Commission PDX, LLC, The Policy PDX, Innings 150
LR-25763 · 6/29/2023
Leon Vaccarelli, et al.
LR-25757 · 6/27/2023
Brian H. Casutto, Matthew J. Zucco, and Kevin R. Harris, CPA, Ryan C. Drexler
LR-25759 · 6/27/2023
Wilson Baston (A/K/A Chanon Gordon)
LR-25758 · 6/27/2023
Legend Venture Partners LLC
LR-25754 · 6/26/2023
Vuuzle Media Corp., Vuuzle Media Corp. Limited, Ronald Shane Flynn, and Richard Marchitto
LR-25756 · 6/26/2023
Richard J. Rubin and Thomas J. Craft, Jr.
LR-25755 · 6/25/2023
Royal Bengal Logistics, Inc. and Sanjay Singh
LR-25753 · 6/22/2023
William K. Ichioka
LR-25752 · 6/22/2023
Michael Wayne Williams, Highguard Capital, LP, and Guardian Opportunity Management, LP
LR-25751 · 6/20/2023
Coinbase, Inc. and Coinbase Global, Inc.
LR-25750 · 6/15/2023
Infinity Q Capital Management, LLC
LR-25749 · 6/15/2023
BHP Capital NY, Inc. and Bryan Pantofel
LR-25748 · 6/15/2023
Native American Energy Group, Inc.; Joseph D'Arrigo; David Hudzik
LR-25745 · 6/13/2023
Joseph A. Padilla, Kevin C. Dills
LR-25744 · 6/13/2023
Josh S. Verne
LR-25747 · 6/13/2023
Patrick N. Thayer
LR-25746 · 6/13/2023
Hal D. Mintz; Sabby Management LLC
LR-25743 · 6/7/2023
Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO LLC
LR-25742 · 6/6/2023
Douglas McKelvey
LR-25741 · 5/31/2023
Auctus Fund Management, LLC, Louis Posner, and Alfred Sollami
LR-25740 · 5/31/2023
Marshall E. Melton and Integrated Consulting & Management, LLC
LR-25739 · 5/30/2023
Chimene Van Gundy; Outstanding Real Estate Solutions, Inc.; Michael Trofimoff; Santos Kidd; Maria Tosta
LR-25738 · 5/29/2023
Engler, et al.
LR-25737 · 5/25/2023
The Hydrogen Technology Corporation, Michael Ross Kane, and Tyler Ostern
LR-25736 · 5/25/2023
Francis Sabo
LR-25735 · 5/24/2023
iFresh, Inc. and Long Deng
LR-25734 · 5/23/2023
Eleazar Kauderer, GPL Ventures LLC, et al.
LR-25733 · 5/22/2023
Integrated National Resources, Inc. dba WeedGenics, Rolf Max Hirschmann aka "Max Bergmann," and Patrick Earl Williams
LR-25732 · 5/21/2023
Thomas Carter Ronk
LR-25731 · 5/18/2023
Daniel E. Levin
LR-25730 · 5/18/2023
Sam A. Antar
LR-25729 · 5/17/2023
Chicago Crypto Capital LLC; Brian Amoah; Elbert Elliott
LR-25728 · 5/16/2023
Brian Raymond Callahan et al.
LR-25727 · 5/14/2023
Red Rock Secured, LLC, Sean Kelly, Anthony Spencer, Jeffrey Ward
LR-25726 · 5/14/2023
Quanta, Inc.
LR-25725 · 5/11/2023
Discala et al.
LR-25724 · 5/11/2023
Giguiere et al
LR-25723 · 5/11/2023
Joshua Sason, et al. (Corrected)
LR-25722 · 5/11/2023
Joshua David Nicholas, et al.
LR-25721 · 5/10/2023
GA Investors
LR-25720 · 5/10/2023
Charles T. Lawrence, Jr., et al.
LR-25719 · 5/10/2023
RRBB Asset Management, LLC, et al.
LR-25718 · 5/9/2023
IRB Brasil Resseguros S.A.
LR-25717 · 5/9/2023
Clayton R. Thomas and Personalized Healthcare Solution, LLC
LR-25714 · 5/8/2023
Joseph Orazio DeGregorio
LR-25713 · 5/8/2023
McLean, et al.
LR-25716 · 5/8/2023
Kay X. Yang, Xapphire LLC and Chao Yang
LR-25715 · 5/8/2023
Pinancle Advisors, LLC; Robert Cuculich; Benjamin Quilty; Mark Wadach; Lawton Williamson; Joseph Masella; Pinnacle Investments, LLC
LR-25712 · 5/7/2023
Roy W. Hill, Eric N. Shelly, Clean Energy Technology Association, Inc., and Freedom Impact Consulting, LLC
LR-25711 · 5/4/2023
Ronald D. Swanson
LR-25710 · 5/4/2023
Matthew J. Werthe (dba HSR Wealth Management)
LR-25709 · 5/4/2023
Joshua Burrell and Activated Capital, LLC
LR-25708 · 5/4/2023
Safeguard Metals LLC and Jeffrey Ikahn
LR-25707 · 5/3/2023
Cedric Dewayne Griffin
LR-25706 · 5/2/2023
GPL Ventures LLC, GPL Management LLC, Alexander J. Dillon, and Cosmin I. Panait
LR-25704 · 5/2/2023
No Respondents
LR-25705 · 5/2/2023
Brett M. Bartlett; Scott A. Miller; Dynasty Toys, Inc.; The 7M eGroup Corp.; Concept Management Company LLC; Dynasty, Inc.
LR-25702 · 4/30/2023
Tyler L. Andrews
LR-25703 · 4/30/2023
Carlos Eduardo Reyes Alvarez
LR-25701 · 4/26/2023
Trends Investments Inc. et al.
LR-25700 · 4/24/2023
SAExploration Holdings, Inc., et al.
LR-25699 · 4/19/2023
Charles Winn LLC
LR-25698 · 4/19/2023
Bittrex, Inc., Bittrex Global GmBH, and William Hiroaki Shihara

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