SEC Enforcement Actions
U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.
10,345 releases indexed · page 51 of 104.
- LR-25979 · 4/16/2024Icaro Media Group, Inc., et al.
- LR-25977 · 4/14/2024Scott Lindell
- LR-25976 · 4/14/2024Gil Friedman
- LR-25978 · 4/14/2024George Stubos, et al.
- LR-25975 · 4/11/2024Lixin Azarmehr, JL Real Estate Development Corporation, Nevada Skilled Nursing Lender, LLC, and Nevada Skilled Nursing Development
- LR-25974 · 4/10/2024Justin Robert King
- LR-25973 · 4/10/2024Zachary J. Horwitz
- LR-25972 · 4/8/2024Rosenberger et al.
- LR-25971 · 4/8/2024Mark Borden
- LR-25970 · 4/7/2024Matthew Panuwat
- LR-25969 · 4/4/2024Volkswagen Aktiengesellschaft, et al.
- LR-25968 · 4/3/2024Commonwealth Equity Services, LLC d/b/a Commonwealth Financial Network
- LR-25967 · 4/3/2024Eduardo Hernandez et al.
- LR-25966 · 4/2/2024ClearPath Wealth Management, LLC; Patrick Churchville
- LR-25965 · 4/2/2024Ronald Heineman
- LR-25964 · 4/2/2024Jason Nielsen
- LR-25963 · 4/1/2024GA Investors
- LR-25962 · 4/1/2024Travis Treusch
- LR-25961 · 3/28/2024FLiK et al.
- LR-25960 · 3/28/2024Christopher E. Galvin
- LR-25959 · 3/27/2024Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard
- LR-25957 · 3/26/2024Jonathan William Mikula, et al.
- LR-25958 · 3/26/2024William Shupe and Daniel Cattlin
- LR-25956 · 3/25/2024Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert
- LR-25955 · 3/25/2024Andreas Bechtolsheim
- LR-25954 · 3/21/2024Stephen Scott Burns
- LR-25953 · 3/21/2024Steven J. Jacobson and Advisor Resource Council
- LR-25952 · 3/19/2024Joseph Padilla, et al.
- LR-25951 · 3/19/2024Bernard Findley and Halitron, Inc.
- LR-25950 · 3/14/2024Evoqua Water Technologies Corp. and Imran Parekh
- LR-25949 · 3/13/2024Ismael Zarco Sanchez, et al.
- LR-25948 · 3/11/2024Roy M. Cook; Jeffrey A. Natrop; Peter S. Renner; James Rudolph and Peter Williams
- LR-25947 · 3/10/2024Ishan Wahi et al.
- LR-25946 · 3/10/2024Anthony B. Liddle
- LR-25945 · 3/10/2024Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal
- LR-25944 · 3/10/2024Paul A. Pereira
- LR-25943 · 3/10/2024SHE Beverage Company, Inc. et al
- LR-25942 · 3/10/2024Dapilinu Dunbar and Corrie Sampson
- LR-25941 · 3/10/2024Christopher R. Esposito, et al.
- LR-25940 · 3/10/2024John Feloni et al.
- LR-25939 · 3/10/2024Arline E. Woodbury and Joyce L. Holverson
- LR-25938 · 3/10/2024Jeffrey Auerbach
- LR-25937 · 3/10/2024Jake Soberal and Irma Olguin, Jr.
- LR-25935 · 3/10/2024Comer Capital Group, LLC and Brandon L. Comer
- LR-25934 · 3/10/2024Karen Rosenberger and Joanna Lanni
- LR-25933 · 3/10/2024Xue Samuel Lee, a/k/a “Sam” Lee and Brenda Indah Chunga, a/k/a “Bitcoin Beautee”
- LR-25932 · 3/10/2024Jesus Rodriguez
- LR-25931 · 3/10/2024Crowd Machine, Inc.; Metavine, Inc.; Craig Sproule; Metavine Pty. Ltd
- LR-25930 · 3/10/2024Aryeh Goldstein, Adar Bays, LLC, and Adar Alef, LLC
- LR-25929 · 3/10/2024Grenda Group, LLC and Gregory M. Grenda
- LR-25927 · 3/10/2024J. Jeremy Barbera, et. al.
- LR-25926 · 3/10/2024Jonathan Farber, Aarif Jamani, Brian Keasberry
- LR-25925 · 3/10/2024Medsis International, Inc., et al.
- LR-25924 · 3/10/2024Shanchun Huang
- LR-25923 · 3/10/2024David Schottenstein, Kris Bortnovsky, Ryan Shapiro, Sakal Capital Management, LLC, and Sakal U.S. Fund, LLC
- LR-25922 · 3/10/2024Gopala Krishnan, Manivannan Shanmugam, Sakthivel Palani Gounder, Nanban Ventures LLC, GSM Eternal LLC (a/k/a Northstars Fintech), Himalayan Fintech LLC, and Centum Fintech LLC (a/k/a Sunshines Fintech)
- LR-25921 · 3/10/2024Rishi Kapoor; Location Ventures, LLC; URBIN LLC and 20 other related entities
- LR-25918 · 3/10/2024Diana Mae Fernandez
- LR-25917 · 3/10/2024Jonathan Larmore, et al.
- LR-25916 · 3/10/2024Laura Tyler Perryman
- LR-25915 · 3/10/2024Dozy Mmobuosi, et al.
- LR-25914 · 3/10/2024Agridime LLC, Joshua Link, and Jed Wood
- LR-25913 · 3/10/2024Dozy Mmobuosi, et al.
- LR-25911 · 3/10/2024Justin Murphy and Mara Investments LLC
- LR-25910 · 3/10/2024David Blaszczak, et al.
- LR-25909 · 3/10/2024GPB Capital Holdings LLC
- LR-25908 · 3/10/2024Andrew M. Komarow
- LR-25907 · 3/10/2024Raymond J. Pirrello, Jr., et al.
- LR-25906 · 3/10/2024CanaFarma Hemp Products Corp.; Vitaly Fargesen; Igor Palatnik; Frank Barone; Kirill Chumenko
- LR-25905 · 3/10/2024Marc E. Wexler
- LR-25904 · 3/10/2024Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nicola Faukovic, and Catherine DeFrancesco
- LR-25903 · 3/10/2024Joseph M. Dupont et al.
- LR-25902 · 3/10/2024SAExploration Holdings, Inc., et al.
- LR-25901 · 3/10/2024Twin Spires Financial LLC, Aaron B. Fletcher, Town of Sterlington, Louisiana, and Vern A. Breland
- LR-25900 · 3/10/2024Brite Advisors USA, Inc.
- LR-25899 · 3/10/2024Michael V. Shustek and Vestin Mortgage LLC
- LR-25898 · 3/10/2024Rio Tinto plc, Rio Tinto Limited, Thomas Albanese, Guy Elliott
- LR-25896 · 3/10/2024Payward, Inc. and Payward Ventures, Inc.
- LR-25895 · 3/10/2024Alan Z. Appelbaum
- LR-25894 · 3/10/2024Marguerite Cassandra Toroian and Bell Rock Capital, LLC
- LR-25893 · 3/10/2024Matthew Melton
- LR-25889 · 3/10/2024John Hughes
- LR-25888 · 3/10/2024SafeMoon LLC, SafeMoon US LLC, Kyle Nagy, Braden John Karony, Thomas Glenn Smith
- LR-25887 · 3/10/2024SolarWinds Corporation and Timothy G. Brown
- LR-25886 · 3/10/2024Bruce Schoengood, Medifirst Solutions, Inc., and Joshua Tyrell
- LR-25885 · 3/10/2024Julie Anne Darrah, et al.,
- LR-25884 · 3/10/2024Thor Technologies, Inc. and David Chin
- LR-25883 · 3/10/2024Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal, Jeetenderjit Singh Sidhu, and Sharon Fleming
- LR-25882 · 3/10/2024Brian Marc Rubin
- LR-25881 · 3/10/2024Frederick L. Sharp et al.,
- LR-25880 · 3/10/2024Elon R. Musk
- LR-25879 · 3/10/2024Matthew M. Motil, et al.
- LR-25878 · 3/10/2024Zera Financial LLC
- LR-25936 · 3/10/2024Brian Sewell and Rockwell Capital Management LLC
- LR-25892 · 3/10/2024Jake Soberal and Irma Olguin, Jr.
- LR-25891 · 3/10/2024John A. Masanotti, Jr. and Middlesex Mortgage Group, LLC
- LR-25928 · 3/10/2024Prosperity, Investments & Lending, LLC
- LR-25920 · 3/10/2024Gannon Giguiere
- LR-25919 · 3/10/2024Carnovale, et al.
- LR-25912 · 3/10/2024Titanium Capital LLC; Henry Abdo; Carol Ann Barsh
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.