SEC Enforcement Actions
U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.
10,345 releases indexed · page 50 of 104.
- LR-26185 · 3/3/2025Dow Rockwell LLC and Richard Dow Rockwell
- LR-26184 · 3/3/2025Maurizio Chiriva-Internati
- LR-26183 · 3/3/2025Stephen Kenneth Leech
- LR-26182 · 3/3/2025Eng Taing and Touzi Capital, LLC
- LR-26181 · 3/3/2025Brad Hare; Mammoth West Corporation
- LR-26180 · 3/3/2025Mikhail Kokorich
- LR-26179 · 3/3/2025Edward S. Walczak
- LR-26178 · 3/3/2025James Burleson
- LR-26229 · 3/3/2025Nova Labs, Inc.
- LR-26200 · 3/3/2025Curt L Dewitz
- LR-26199 · 3/3/2025Ronald Bauer et al.
- LR-26254 · 3/3/2025Elchonon Schwartz and Nightingale Properties, LLC
- LR-26236 · 3/3/2025John C. Lowe, Jr., JJL Capital LLC, Great South Bay Capital LLC, Randy Grewal, Kierland Capital LLC, Richard L. Ringel, BMEN Trading LLC, and David Cooper
- LR-26228 · 3/3/2025Arete Wealth Management LLC; Arete Wealth Advisors LLC; Joey Miller; Jeffrey Larson; Randall Scott Larson; UnBo Chung
- LR-26198 · 3/3/2025Sai-Hong Ignatius Ou
- LR-26196 · 3/3/2025Historic Asset Placement Services Global, LLC; Christopher W. Abshier; Billy W. Abshier; Frederic A. Gladle; Ronald Josh Pendley; Kevin E. Scannell; Sovereign Debt Solutions, LP; and Ocean Park Partners
- LR-26065 · 7/30/2024Western International Securities, et al.,
- LR-26064 · 7/30/2024South Bay Acquisitions, LLC, et al.
- LR-26062 · 7/29/2024Charles Baugh
- LR-26063 · 7/29/2024Nader Al-Naji
- LR-26061 · 7/28/2024Garrett W. Moretz
- LR-26060 · 7/28/2024Sivannarayana Barama
- LR-26059 · 7/28/2024Thomas San Miguel
- LR-26057 · 7/25/2024Roosevelt Tobias Bailey, et al.
- LR-26056 · 7/25/2024Andrew Left, and Citron Capital, LLC
- LR-26055 · 7/24/2024Babu Ramaraj
- LR-26054 · 7/23/2024Premium Point Investments LP et al.
- LR-26053 · 7/22/2024Robert Newell and Black Hawk Funding, Inc.
- LR-26052 · 7/18/2024Yossi Engel
- LR-26051 · 7/18/2024Patrick Orlando
- LR-26050 · 7/18/2024Ricardi Celicourt and Brisly Guillaume
- LR-26049 · 7/14/2024Eliyahu Weinstein, Aryeh L. Bromberg, Joel L. Wittels, Richard M. Curry, Christopher J. Anderson, Alaa Mohamed Hattab, and Shlomo Erez
- LR-26048 · 7/8/2024George Iakovou, et. al
- LR-26047 · 7/7/2024Evarist C. Amah
- LR-26046 · 7/7/2024Neil S. Chandran, et al.
- LR-26045 · 7/7/2024Gene Daniel Levoff
- LR-26044 · 7/1/2024Silvergate Capital Corporation, Alan J. Lane, Kathleen Fraher, and Antonio Martino
- LR-26043 · 7/1/2024John J. Kralik V, JKV Capital, LLC, and JKV LLC
- LR-26042 · 7/1/2024George Lewis Parsons II
- LR-26041 · 7/1/2024Hedonova Fund LLC Hedonova Advisors LLC
- LR-26040 · 6/30/2024Adrian J. Kawuba
- LR-26039 · 6/30/2024Consensys Software Inc.
- LR-26038 · 6/26/2024BorrowMoney.com, Inc. and Aldo Piscitello
- LR-26037 · 6/25/2024Mike K. Veldhuis, Paul Sexton, Jackson T. Friesen, Zhiying Yvonne Gasarch, and Courtney Kelln
- LR-26036 · 6/24/2024Lufkin Advisors, LLC and Chauncey Forbush Lufkin, III
- LR-26035 · 6/24/2024John Brda and Georgios Palikaras
- LR-26034 · 6/19/2024Ross McLellan
- LR-26033 · 6/17/2024Yanni Tassev
- LR-26032 · 6/17/2024Western Sierra Resource Corporation, Roger Johnson, and Dennis Atkins
- LR-26031 · 6/16/2024Matthew Brown and Matthew Brown Companies, LLC
- LR-26030 · 6/13/2024Karen Rosenberger et al.
- LR-26029 · 6/13/2024PixarBio Corp. et al.
- LR-26028 · 6/13/2024Joshua Charles Avikzer Goltry and JAG Capital Advisors, LLC
- LR-26027 · 6/12/2024Bhardwaj et al.
- LR-26026 · 6/12/2024Brian C. Jensen
- LR-26025 · 6/12/2024Christopher R. Bentley, et al.
- LR-26024 · 6/12/2024Giguiere et al.
- LR-26023 · 6/11/2024Zhou Min Ni and Jian Ming "Jonathan" Ni, CPA
- LR-26022 · 6/11/2024James L. Koutoulas
- LR-26021 · 6/11/2024Mario Gogliormella, Steven Lacaj, and Karim Ibrahim a/k/a/ Chris Hayes
- LR-26020 · 6/10/2024Ilit Raz
- LR-26019 · 6/10/2024Marc Henry Menard; Laesha Jean-Louis
- LR-26017 · 6/5/2024Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert
- LR-26016 · 6/3/2024Andre Wong
- LR-26015 · 6/3/2024Zhou Min Ni and Jian Ming “Jonathan” Ni, CPA
- LR-26014 · 6/2/2024Andreas Bechtolsheim
- LR-26013 · 5/30/2024Tyler Loudon
- LR-26012 · 5/29/2024Frank Lynold Mercado; Tiger Wolf Capital, LLC
- LR-26011 · 5/22/2024Ian Balina
- LR-26010 · 5/22/2024John D. Fierro and JDF Capital, Inc.
- LR-26009 · 5/21/2024Ganesh H. Betanabhatla
- LR-26008 · 5/19/2024Pedram Abraham Mehrian, Strategic Legacy Investment Group, Inc., and SLIG High-Interest Liquid Savings Company
- LR-26007 · 5/14/2024Nutra Pharma Corp. et al
- LR-26006 · 5/13/2024St. Julien et al.
- LR-26005 · 5/13/2024Jerry D. Guess
- LR-26004 · 5/12/2024Tyrone Johnny Lacy, Jr.
- LR-26003 · 5/12/2024Michael M. Beck and Helen Robinson
- LR-26002 · 5/9/2024Frank T. Poerio, Jr.
- LR-26001 · 5/9/2024FAT Brands, Inc., Andrew Wiederhorn, Ron Roe, Rebecca Hershinger
- LR-26000 · 5/9/2024Robert Tye Cournoyer; Green Equity Group, LLC; RS Group Holdings, LLC
- LR-25999 · 5/7/2024Pison Stream Solutions, Inc. and Joseph James, Jr., et al.
- LR-25998 · 5/7/2024Eric M. Cobb
- LR-25997 · 5/6/2024Magna Group, LLC; Magna Equities II, LLC; MG Partners, Ltd; Joshua Sason; Marc Manuel
- LR-25996 · 5/6/2024Red Rock Secured LLC, Sean Kelly, Anthony Spencer, and Jeffrey Ward
- LR-25995 · 5/6/2024Curt Kramer; Power Up Lending Group, Ltd.; Geneva Roth Remark Holdings, Inc.; 1800 Diagonal Lending, LLC
- LR-25994 · 5/5/2024Petroteq Energy, Inc., Aleksandr Blyumkin, and Mark Korb
- LR-25993 · 5/2/2024Ahmed Alomari and MCM Consulting
- LR-25992 · 5/2/2024Robert M. Thompson; Financial Freedom Foundation d/b/a F3 Mastermind; Brandon Stucki
- LR-25991 · 4/30/2024Daniel E. Levin
- LR-25990 · 4/29/2024Jack B. Blount
- LR-25989 · 4/29/2024Sanjay Bhandari, Vinod Singhi, Rakesh Jain
- LR-25988 · 4/29/2024Martin Sumichrast
- LR-25987 · 4/28/2024Tri-Bridge Ventures, LLC and John Francis Forsythe, III
- LR-25986 · 4/28/2024Mario E. Rivero
- LR-25985 · 4/25/2024Kevin Crotty
- LR-25984 · 4/23/2024Craig Allen
- LR-25983 · 4/23/2024Geosyn Mining, LLC, Caleb Joseph Ward, and Jeremy George McNutt
- LR-25982 · 4/21/2024Choice Advisors, LLC and Matthias O’Meara
- LR-25981 · 4/21/2024City of Rochester, New York, Rosiland Brooks-Harris, Capital Markets Advisors, LLC, Richard Ganci, and Richard Tortora
- LR-25980 · 4/18/2024Michael Brackett
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.