SEC Enforcement Actions

Daniel J. Motha

Marshall E. Melton and Integrated Consulting & Management, LLC

Nova Labs, Inc.

GPB Capital Holdings, LLC, et al.

David J. Feingold; Joseph B. Baldassarra; Steven S. Baldassarra; Broad Street Global Management, LLC; Broad Street Inc.

Saeid Jaberian

CLS Global FZC LLC

David Yow Shang Chiueh; Upright Financial Corp.

Steve A. Smith, Jr.; Xtreme Fighting Championships, Inc.

CanaFarma Hemp Products Corp.; Frank Barone; Kirill Chumenko; Igor Palatnik

Milan V. Patel

Alberto Saniger Mantinan, a/k/a Albert Saniger

Silver Point Capital, L.P.

Randall J. Miller; Chad J. Miller; and Jeffrey De Laveaga

Ivars Auzins

Payward, Inc. and Payward Ventures, Inc. (d/b/a “Kraken”)

Consensys Software Inc.

Cumberland DRW LLC

Dharma Teja Nukarapu; SharkDreams, Inc.; D Dollar, Inc.

Cambridge Investment Research Advisors, Inc.

Norman V. Meier; Treuhand, Inc.; Windeco Corporation; Texxon Oil Corp.; International Financial Services, Inc.

Morbex Automation LLC; Adrian Colon; Danilo Monzon; Joshua Smith

Glen Leibowitz

David Yow Shang Chiueh; Upright Financial Corp.

Leon Ali Parvizian a/k/a Alex Parvizian, Arcturus Corporation, and Aschere Energy, LLC

Eamma Safi and Zhi Ge a/k/a Josh Ge

Jonathan Webb

Gauntlet Holdings, LLC; Darrell W. Rideaux; Ali Derakhshanfar

Stefano R. Carchedi; Marie L. Foegh Ramwell; and James G. Cullem

Ronald Pallek

Peter Stuart, et al.

George N. Demos

Rey D. Acosta

Alan Burak

Robert Allen Stanford; James Davis; Gilberto Lopez; Stanford International Bank, Ltd.; Stanford Group Company; Stanford Capital Management; Stanford Financial Group Company; The Stanford Financial Group Building, Inc.

Leonard Quartararo

Justinas Butkus, et al.

Roger Bendelac and Thomas Capellini

Sergii “Sergey” Grybniak and Opporty International, Inc.

James B. Panther, Jr.

Thurman P. Bryant, III; Bryant United Capital Funding, Inc.; Arthur F. Wammel; Wammel Group, LLC

Christopher Slaga a/k/a Keith Renko, Q4 Capital Group, LLC, and J4 Capital Advisors LLC

Jonathan Wilcox; Jason Boucher; Karen Smith

Phillip W. Offill, Jr. and Justin W. Herman

Harshad Shah; Virendra Parekh; Namah Wealth Creation & Preservation, L.P.

Charlie Jinan Chen

Michael A. Gramins

Xiaosong Wang

Crystal World Holdings, Inc.; The New Sports Economy Institute; and Christopher Rabalais

Anthony Marsico; Arthur P. Pizzello, Jr.; Robert Quattrocchi; and Timothy Carey

Airborne Wireless Network; Kalistratos Kabilafkas; Timoleon Kabilafkas; Tim Kabilafkas Revocable Trust; Magdaline Kablifafkas 1989 Trust

Raimund Gastauer

Frank T. Poerio, Jr.

Steven J. Susoeff and Steve Susoeff, LLC (dba Meritage Financial Group)

Joseph M. Laura and Anthony R. Sichenzio

Andre Wong

Jamie Wilson and Justin Wall

Joseph A. Padilla, et al.

Max Infinity Management LLC d/b/a Max Infinity Fund; Max Infinity Venture Partners, Inc.; Elder Fund Management LLC; JJRP United Corp; Grand Level Consulting Inc.; John S. Cangialosi, Jr.; Peter N. Girgis; Gene “Jerry” Sarabella; Enrico A. “Ed” Carini; Caner “John” Otar; Chester E. “Chett” Scotland; and Franz H. Lambert

Alexander C. Beckman and Valerie H. Lau

Gabriel Rebeiz

Old South Trading Co., LLC; Brendan H. Church; Edwin N. (“Chuck”) Church

Naufal Sanaullah

Quest Education L.L.C.; Daniel Blue; David Christopher White; Keitoh Jordan Spears

American Equities, Inc., American Eagle Mortgage Management, LLC, Ross C. Miles, and Maureen T. Wile

Scott Jeffrey Mason; Rubicon Wealth Management, LLC; Orchard Park Real Estate Holdings LLC

Eric Zhu

Andrew Hackett

Plutus Lending, LLC d/b/a Abra

Morningview Financial, LLC, Miles M. Riccio, and Joseph M. Riccio, Jr.

Elon R. Musk

Alfred V. Tobia, Jr. and Elizabeth Lee

Joecool.com, LLC, Joseph Ariel Haber, and Robert Tye Cournoyer

Hari Prasad Sure, et al.

Ashford Inc

William K. Ichioka

Michael Caridi

Leena Jaitley

Christopher S. Kirchner

Amit Dagar and Atul Bhiwapurkar

Joseph M. Dupont; Shawn P. Cronin; Stanley Kaplan; Paul Feldman; and Jarett G. Mendoza

Theodore J. Farnsworth

Theodore J. Farnsworth, J. Mitchell Lowe, and Khalid Itum

Dale B. Chappell, et al.

City of Rochester, New York, Rosiland Brooks-Harris, Capital Markets Advisors, LLC, Richard Ganci, and Richard Tortora

St. Julien et al.

Dolphin Associates III, LLC and Donald T. Netter

Silver Point Capital, L.P.

Eric McKenzie Cobb

Ken Peterman

Cast Your Nets Ministries; CYNM Consulting, LLC; Phillip Trujillo; Jeremy Hammonds

Chibuzo Augustine Onyeachonam, Stanley Chidubem Asiegbu, and Chukwuebuka Martin Newke-Eze

John S. Clayton; First Equity Holdings Corp.; Standard Registrar and Transfer Co., Inc.; Daniel W. Jackson; Donald H. Perry; Clark M. Mower; Timothy J. Rieu; Chesapeake Group, Inc.

Frederick Tayton Dencer, et al.

Christopher Booth Kennedy

Guosheng Qi; Gridsum Holding Inc.; and Relief Defendant Huijie He

Ian G. Bell

Steve A. Smith, Jr. and Xtreme Fighting Championships, Inc.

David Banister, et al.

Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert