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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

9,913 releases indexed · page 5 of 100.

LR-25166
The Movie Studio, Inc., et al.
LR-25167
Ahmad Haris Tajyar and Eric Leo Marsoubian
LR-25168
MJ Capital Funding, LLC, et al,
LR-25165
Martin Adrian Ruiz et al.
LR-25164
Frederick L. Sharp et al.
LR-25163
Blessing K. Egbon
LR-25162
Evarist C. Amah
LR-25159
Leonard R. Barr
LR-25161
Carrillo et al.;
LR-25160
David Webb, Jr.
LR-21692
LocatePlus Holdings Corporation
LR-25191
Douglas E. Elstun
LR-25276
Carnovale, et al.;
LR-25274
Marc Demane Debih
LR-25272
Guy Scott Griffithe and Robert William Russell
LR-25273
Kevin R. Kuhnash and Jason P. Jimerson
LR-25269
Tomer Feingold and Dov Malnik
LR-25271
Ryan Ginster
LR-25267
John A. Paulsen
LR-25270
Ronald T. Molo
LR-25268
Carol E. Cohen and Austin Rotter
LR-25266
James David O'Brien
LR-25263
Joshua Burrell and Activated Capital, LLC
LR-25265
Ramiro Jose Sugranes, et al.
LR-25262
Terraform Labs PTE, Ltd. and Do Kwon
LR-25261
Gerald Fauth
LR-25260
CF3 Enterprises, LLC, et al.
LR-25258
Gregory Lemelson, Lemelson Capital Management, LLC, and The Amvona Fund
LR-25259
Swapnil J. Rege and SwapStar Capital, LLC
LR-25257
Joseph A. Cammarata, et al.
LR-25255
Steven F. Muntin
LR-25254
David P. Godwin, et al.
LR-25252
Howard S. Kleyman
LR-25251
Kenneth A. Welsh
LR-25253
Mark A. Miller, Saeid Jaberian and Christopher J. Rajkaran
LR-25250
BNZ One Capital, LLC, et al.
LR-25279
Guillaume David Boccara
LR-21686
Imperia Invest IBC
LR-25247
Denis Georgiyevich Sotnikov, et al.
LR-25248
Steven M. Gallagher, a/k/a "Alexander Delarge"
LR-25246
Ann M. Vick
LR-25245
Marcus Boggs
LR-25243
Vassilios Trikantzopoulos, et al.
LR-25242
Steven Pagartanis
LR-25240
CanaFarma Hemp Products Corp., et al.
LR-25241
Ron K. Harrison., et al.
LR-25239
Keith A. Wakefield
LR-25238
TCFG Investment Advisor, LLC, TCFG Wealth Management, LLC and Richard James Roberts
LR-25235
Mark Allan Plummer, et al.
LR-25237
Punch TV Studios. Inc., et al.
LR-25236
Gregory L. Ciccone, et al.
LR-25234
Sky Group, et al.
LR-25230
Richard Xia, a/k/a Yi Xia and Fleet New York Metropolitan Regional Center, LLC, f/k/a Federal New York Metropolitan Regional Center, and Relief Defendant Julia Yue, a/k/a JiQing Yue
LR-25232
Jaeson Birnbaum
LR-25231
C3 International, Inc., Steele Clarke Smith III and Theresa Smith
LR-25233
Naseem Mohammed Salamah.
LR-25229
Michael James Ferguson Jr. Foreign Private Trust and Noble Mikhail Jabal Mohommet Firdaus El
LR-25223
Carebourn Capital, L.P., et al.
LR-25225
Star Chain, Inc. and Timur Efe aka Omer Casurluk, Civ. Action
LR-25227
Timothy Page et al., Daniel Cattlin and William R. Shupe
LR-25224
Suyun Gu, et al.
LR-25189
Tellone Management Group, Inc., et al.
LR-25190
Steven Fitzgerald Brown
LR-25186
Donald G. Blakstad, et al.
LR-25187
Guillaume David Boccara
LR-25188
Michael A. Bressman
LR-25157
Uulala, Inc., Oscar Garcia, and Matthew Loughran
LR-25156
Spartan Securities Group, Ltd., et al.
LR-25155
Live Ventures Incorporated, JanOne Inc. (f/k/a Appliance Recycling Centers of America, Inc.), John Isaac a/k/a Jon Isaac, Kingston Diversified Holdings LLC, and Virland A. Johnson
LR-25154
Michael Shustek and Vestin Mortgage LLC
LR-26171
Frank Igwealor et al.
LR-26158
ZM Quant Investment Ltd., Baijun Ou a/k/a Eric Ou, and Ruiqi Lau a/k/a Ricky Liu
LR-26141
Robert B. Westbrook
LR-26130
Karina N. Fernandez; Marco A. Rosas; Bryant Guayara; Erick M. Ruiz; Leonela M. Duarte
LR-26115
DiScala et al.,
LR-26114
Raymond J. DiMuro
LR-26113
Philip Markin
LR-26112
Prager Metis CPAs, LLC
LR-26111
CoinW6
LR-26110
NanoBit Limited, Radiant Horizons Limited, Sweet Karma Fashion Inc., Zhao Tropical Deli Inc., Jiajie Liu, Fei Liao, and Hua Zhao
LR-26109
Joel David Castro Leon and Shmuel A. Sherr
LR-26108
Federico Nannini, Mauro Nannini, Alejandro Thermiotis, and Francisco Tonarely
LR-26107
Paul D. Roberts, Joshua A. Weiss, and Grainne M. Coen
LR-26106
Scott J. Hollender, Gabriel F. Migliano, Jr. and Frank M. Vecchio
LR-26105
Charles E. Jones
LR-26104
Marg Patel, Robert Horowitz, and Chintankumar Bhatt
LR-26103
Dishant Gupta
LR-26102
James O. Ward, Jr.
LR-26101
AmeriStar, LLC, et al.
LR-26100
Donald Anthony Wright; Retirement Specialty Group, Inc.
LR-26099
Hunter Haithcock a/k/a Hunter Elliott and Hunter Allen
LR-26098
Michael Chhabra, Vineet Chhabra, Tort Fund LLC, Tort Fund SPV1, LLC, Tort Fund SPV2, LLC
LR-26097
Raskob Kambourian Financial Advisors, Ltd.
LR-26096
Theodore Miller, et al.
LR-26095
Black Dragon Capital, LLC, et al.
LR-26094
Toller Stern Financial LLC, et al.
LR-26093
Shaohua (Michael) Yin, et al.
LR-26092
GEL Direct LLC, GEL Direct Trust, Jeffrey K. Galvani, and Stuart A. Jeffery
LR-26091
Justin D. Smith and Joshua Constantin
LR-26090
Tanner S. Adam, Jonathan L. Adam, Triten Financial Group, LLC and GCZ Global LLC

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