SEC Enforcement Actions
U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.
9,913 releases indexed · page 4 of 100.
- LR-25519Christopher P. Vallos
- LR-25518Brian Lam, et al.
- LR-25520Morningview Financial, LLC and Miles M. Riccio, et al.
- LR-25517James R. Thompson, et al.
- LR-25516Michael Weiss
- LR-25515James Arthur McDonald, Jr. and Hercules Investments, LLC
- LR-25514Manhattan Transfer Registrar Company and John C. Ahearn
- LR-25512John P. Mendes, et al.
- LR-25511Aaron B. Fletcher, et al.
- LR-25510Nutra Pharma Corp. et al
- LR-25507Dale Swanberg, Granite Construction Incorporated
- LR-25509Gabriel Edelman, Creative Advancement LLC and Edelman Blockchain Advisors LLC
- LR-25508Secured Income Group, Inc., et al.
- LR-25506Chicago Crypto Capital LLC, et al.
- LR-25505Oppenheimer & Co. Inc.
- LR-25503Marc J. Frankel
- LR-25504TBG Holdings Corporation, Neil B. Swartz, and Timothy S. Hart, Ted L. Romeo, Vincent J. Caputo, Frank S. Dickerson
- LR-25502Scott Adam Brander
- LR-25500Profile Solutions, Inc. et. al.
- LR-25501Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young
- LR-25499Money Magnet Platinum Membership Initiative LLC and LaKenya Hopkins
- LR-25498Todd Christopher Doucette
- LR-25496Kris A. Swaffer, et. al.
- LR-25497David Pope
- LR-25494Ramas Capital Management, LLC and Ganesh H. Betanabhatla
- LR-25493Cronin and Joseph
- LR-25495Archer Capital Management Group et al.
- LR-25492Empirex Capital LLC, et al.
- LR-25490Pavel Ruiz
- LR-25489Ignite International Brands, Ltd.
- LR-25491Gregory E. Lindberg, et al.
- LR-25488Lee A. Bressler
- LR-25487Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal, Jeetenderjit Singh Sidhu, and Sharon Fleming
- LR-25486Spartan Securities Group, Ltd., et al.
- LR-25484Taronis Technologies, Inc., et al.
- LR-26464Lawrence Anthony DiMatteo; Vadim Komissarov; Lottery.com, Inc.; Matthew Clemenson; Ryan Dickinson
- LR-26459Guy Robert Elliott
- LR-25211Leena Jaitley, d/b/a Managed Option Trading and Options By Pros, Defendant, and Taraben Patel and OTA LLC, Relief Defendants
- LR-25210Robert Samuel Shumake, Jr., Willard L. Jackson, Nicole T. Birch, 420 Real Estate, LLC, Vicent Petrescu aka Vincent Petrescu, and TruCrowd, Inc. dba Fundanna
- LR-25209Raquel Moura Borges, et al.
- LR-25208Jason Dodd Bullard, Angela Romero-Bullard, and Bullard Enterprises LLC
- LR-25206SHE Beverage Company, Inc. Lupe L. Rose, Sonja F. Shelby and Katherine E. Dirden
- LR-25207Simon Piers Thurlow, et al.
- LR-25205Eliseo Acosta
- LR-25204Paul Gilman, et al.
- LR-25203ProSky, Inc., et al.;
- LR-25200Gomes et al.;
- LR-25202Mark Ahn
- LR-25201Todd Elliott Hitt et al.
- LR-25199Frederick Bauman
- LR-25198Rivetz Corp., Rivetz International SEZC, and Steven K. Sprague
- LR-25197Johnny R. Thomas, et al.
- LR-25196Cavco Industries, Inc., Joseph Stegmayer, and Daniel Urness, Robert Scott Parkhurst
- LR-25195Klaus Hofmann
- LR-25194Jason Dodd Bullard, Angela Romero-Bullard, and Bullard Enterprises LLC
- LR-25192Alexander Kon
- LR-25193Dawson L. Davenport, Elite Aerospace Group, Inc., Robert A. Gunton, Andrea J. Lindstrom, Michael P. Owens, Dustin B. Tillman, Julie A. Yale, and Zeeshawn S. Zia
- LR-21711Stephen F. Clifford d/b/a Clifford Financial Assocs.
- LR-25483John C. Wilson II, et al.
- LR-25482Swapnil J. Rege et al.
- LR-25481Nicolas Arkells
- LR-25480Robert Brian Watson and WDC Holdings LLC d/b/a Northstar Commercial Partners
- LR-25478Lee Simmons
- LR-25479Jonathan Dax Cooke, et al.
- LR-25476Airborne Wireless Network, et al.
- LR-25477Anthony J. Mastroianni, Jr. and Global Business Development and Consulting Corp. Civil
- LR-25474CKB168 Holdings Ltd., et al.
- LR-25475Sergei Polevikov, et al.
- LR-25473Nicholas Daniel
- LR-25471Ronald D. Paul
- LR-25472Christopher R. Bentley and Bellatorum Resources, LLC
- LR-25470Ann M. Dishinger, Jerrold I. Palmer, and Lawrence M. Palmer
- LR-25469Rahim Mohamed, Davies (Dave") Wong
- LR-25468Dragonchain, Inc., Dragonchain Foundation, The Dragon Company, John Joseph Roets
- LR-25467Ross Barish
- LR-25466Desilu Studios, Inc. and Charles B. Hensley
- LR-25465Alpine Securities Corp., et al.
- LR-25464GreneCo, LLC, Gene D. Larson, Gregory K. Womack, and Womack Investment Advisers, Inc.
- LR-25463Brian K. Hutchison
- LR-25462Semisub, Inc., Curtiss Edward Jackson, and Jamey Denise Jackson
- LR-25461Crown Bridge Partners, LLC, Soheil Adhoot, and Sepas Ahdoot
- LR-25460Vladimir Okhotnikov et al.
- LR-26429Srinivas Koneru
- LR-26422Michael G. Hull; Christopher J. Nohl; Bluepoint Investment Counsel, LLC; Chrysalis Financial LLC; and Greenpoint Asset Management II LLC
- LR-26400Charles T. Lawrence, Jr., Landes Prive, LLC; Landes and Compagnie Trust Prive a/k/a Landes and Compagnie Trst Prive KB; HekYeah, LLC, Justin D. Smith\<br>and Brenda M. Bisner
- LR-21702Online-Registries, Inc. and David G. Stern, as Defendants, and Michele Ritter, as Relief Defendant
- LR-26369Ripple Labs, Inc., Bradley Garlinghouse, and Christian A. Larsen
- LR-25181John J. Woods, Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC
- LR-25183Carl Jensen and Stephen W. Gold, Defendants, and Kerry Margolis and Michael Hock, Relief Defendants
- LR-25182Manish Lachwani
- LR-25179Robert J. Mueller, et al.
- LR-25178Marcus Boggs
- LR-25176Medsis International, Inc. et al.
- LR-25177Brown et al.
- LR-25174Denise Grevas
- LR-25171Jeffrey Slothower and Battery Private, Inc.
- LR-25172Arthur Hall and Rising Biosciences, Inc.
- LR-25170Matthew Panuwat
- LR-25173Fusion Analytics Investment Partners, LLC, et al.
- LR-22487Yusaf Jawed, Grifphon Asset Management, LLC, Grifphon Holdings, LLC, and Robert P. Custis; Jacques Nichols; Lyman Bruhn, Pearl Asset Management, LLC, and Sasquatch Capital Management, LLC
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.