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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 4 of 104.

LR-25534
Joshua Rupp
LR-25530
David Hu
LR-25529
Matthew Nicosia, William Reninger, Fabrizio Di Carlo, and Ronald Touchard
LR-25528
Charles Parrino
LR-25533
Jared D. Eakes, et al.
LR-25531
Pebblekick, Inc., Donald Shiroishi, and Nancy Williams
LR-25524
Kendricks, et al., Mark Wayne Ramsey
LR-25525
Theodore J. Farnsworth, J. Mitchell Lowe, and Khalid Itum
LR-25527
Christian J. Gonzalez
LR-25526
James T. Patten, et al.
LR-25522
Sang N. Phan and Rich N. Phan
LR-25521
Judith Paris-Pinder
LR-25523
Timothy Barton, et al.
LR-25519
Christopher P. Vallos
LR-25518
Brian Lam, et al.
LR-25520
Morningview Financial, LLC and Miles M. Riccio, et al.
LR-25517
James R. Thompson, et al.
LR-25516
Michael Weiss
LR-25515
James Arthur McDonald, Jr. and Hercules Investments, LLC
LR-25546
David Stephens et al.
LR-25512
John P. Mendes, et al.
LR-25511
Aaron B. Fletcher, et al.
LR-25510
Nutra Pharma Corp. et al
LR-25507
Dale Swanberg, Granite Construction Incorporated
LR-25509
Gabriel Edelman, Creative Advancement LLC and Edelman Blockchain Advisors LLC
LR-25508
Secured Income Group, Inc., et al.
LR-25506
Chicago Crypto Capital LLC, et al.
LR-25505
Oppenheimer & Co. Inc.
LR-25503
Marc J. Frankel
LR-25504
TBG Holdings Corporation, Neil B. Swartz, and Timothy S. Hart, Ted L. Romeo, Vincent J. Caputo, Frank S. Dickerson
LR-25502
Scott Adam Brander
LR-25500
Profile Solutions, Inc. et. al.
LR-25501
Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young
LR-25499
Money Magnet Platinum Membership Initiative LLC and LaKenya Hopkins
LR-25498
Todd Christopher Doucette
LR-25496
Kris A. Swaffer, et. al.
LR-25497
David Pope
LR-25494
Ramas Capital Management, LLC and Ganesh H. Betanabhatla
LR-25493
Cronin and Joseph
LR-25495
Archer Capital Management Group et al.
LR-25492
Empirex Capital LLC, et al.
LR-25490
Pavel Ruiz
LR-25489
Ignite International Brands, Ltd.
LR-25491
Gregory E. Lindberg, et al.
LR-25488
Lee A. Bressler
LR-25487
Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal, Jeetenderjit Singh Sidhu, and Sharon Fleming
LR-25486
Spartan Securities Group, Ltd., et al.
LR-25484
Taronis Technologies, Inc., et al.
LR-25210
Robert Samuel Shumake, Jr., Willard L. Jackson, Nicole T. Birch, 420 Real Estate, LLC, Vicent Petrescu aka Vincent Petrescu, and TruCrowd, Inc. dba Fundanna
LR-25209
Raquel Moura Borges, et al.
LR-25208
Jason Dodd Bullard, Angela Romero-Bullard, and Bullard Enterprises LLC
LR-25206
SHE Beverage Company, Inc. Lupe L. Rose, Sonja F. Shelby and Katherine E. Dirden
LR-25207
Simon Piers Thurlow, et al.
LR-25205
Eliseo Acosta
LR-25204
Paul Gilman, et al.
LR-25203
ProSky, Inc., et al.;
LR-25200
Gomes et al.;
LR-25202
Mark Ahn
LR-25201
Todd Elliott Hitt et al.
LR-25199
Frederick Bauman
LR-25198
Rivetz Corp., Rivetz International SEZC, and Steven K. Sprague
LR-25197
Johnny R. Thomas, et al.
LR-25196
Cavco Industries, Inc., Joseph Stegmayer, and Daniel Urness, Robert Scott Parkhurst
LR-25195
Klaus Hofmann
LR-25194
Jason Dodd Bullard, Angela Romero-Bullard, and Bullard Enterprises LLC
LR-25192
Alexander Kon
LR-25193
Dawson L. Davenport, Elite Aerospace Group, Inc., Robert A. Gunton, Andrea J. Lindstrom, Michael P. Owens, Dustin B. Tillman, Julie A. Yale, and Zeeshawn S. Zia
LR-26464
Lawrence Anthony DiMatteo; Vadim Komissarov; Lottery.com, Inc.; Matthew Clemenson; Ryan Dickinson
LR-26459
Guy Robert Elliott
LR-25211
Leena Jaitley, d/b/a Managed Option Trading and Options By Pros, Defendant, and Taraben Patel and OTA LLC, Relief Defendants
LR-25482
Swapnil J. Rege et al.
LR-25481
Nicolas Arkells
LR-25476
Airborne Wireless Network, et al.
LR-25478
Lee Simmons
LR-25477
Anthony J. Mastroianni, Jr. and Global Business Development and Consulting Corp. Civil
LR-25479
Jonathan Dax Cooke, et al.
LR-25474
CKB168 Holdings Ltd., et al.
LR-25475
Sergei Polevikov, et al.
LR-25473
Nicholas Daniel
LR-25471
Ronald D. Paul
LR-25472
Christopher R. Bentley and Bellatorum Resources, LLC
LR-25470
Ann M. Dishinger, Jerrold I. Palmer, and Lawrence M. Palmer
LR-25469
Rahim Mohamed, Davies (Dave") Wong
LR-25468
Dragonchain, Inc., Dragonchain Foundation, The Dragon Company, John Joseph Roets
LR-25467
Ross Barish
LR-25466
Desilu Studios, Inc. and Charles B. Hensley
LR-25465
Alpine Securities Corp., et al.
LR-25464
GreneCo, LLC, Gene D. Larson, Gregory K. Womack, and Womack Investment Advisers, Inc.
LR-25463
Brian K. Hutchison
LR-25462
Semisub, Inc., Curtiss Edward Jackson, and Jamey Denise Jackson
LR-25461
Crown Bridge Partners, LLC, Soheil Adhoot, and Sepas Ahdoot
LR-25460
Vladimir Okhotnikov et al.
LR-21711
Stephen F. Clifford d/b/a Clifford Financial Assocs.
LR-26400
Charles T. Lawrence, Jr., Landes Prive, LLC; Landes and Compagnie Trust Prive a/k/a Landes and Compagnie Trst Prive KB; HekYeah, LLC, Justin D. Smith\<br>and Brenda M. Bisner
LR-21702
Online-Registries, Inc. and David G. Stern, as Defendants, and Michele Ritter, as Relief Defendant
LR-25174
Denise Grevas
LR-25183
Carl Jensen and Stephen W. Gold, Defendants, and Kerry Margolis and Michael Hock, Relief Defendants
LR-25182
Manish Lachwani
LR-25179
Robert J. Mueller, et al.
LR-25178
Marcus Boggs

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