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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 6 of 104.

LR-26093
Shaohua (Michael) Yin, et al.
LR-26092
GEL Direct LLC, GEL Direct Trust, Jeffrey K. Galvani, and Stuart A. Jeffery
LR-26091
Justin D. Smith and Joshua Constantin
LR-26090
Tanner S. Adam, Jonathan L. Adam, Triten Financial Group, LLC and GCZ Global LLC
LR-21764
Joshua Konigsberg, Louis Fischler, and MediSys Corp.
LR-26088
Nutra Pharma Corporation, et al.
LR-26087
Drew Morgan Ciccarelli
LR-26086
Mmobuosi Odogwu Banye (a/k/a Dozy Mmobuosi), Tingo Group, Inc., Agri-Fintech Holdings, Inc. (f/k/a Tingo Inc.), and Tingo International Holdings, Inc.
LR-26085
Bernardo Mendia-Alcaraz and Toltec Capital LLC
LR-26084
Austal Limited and Austal USA, LLC
LR-26083
QZ Global Ltd., et al.
LR-26082
Plutus Lending, LLC d/b/a Abra
LR-26081
Wayne H. McLean and Joan E. Powell
LR-26080
FlowPoint Partners, LLC and Peter J. DeCaprio
LR-26079
Wells Real Estate Investment, LLC, Janalie C. Joseph a/k/a Janalie C. Bingham, and Jean Joseph, et al.
LR-26078
SAExploration Holdings, Inc., et al.
LR-26077
Wilson J. Rondini, III; Falcon Capital Partners Ltd.
LR-26075
Stephen Durland
LR-26074
Rand Heckler and Rand Heckler, Inc.
LR-26073
Robert Del Prete
LR-26072
NovaTech Ltd., et al.
LR-26071
Kevan Casey et al.
LR-26070
Steven D. Targum et al.
LR-26069
Thompson Hunt and Associates, Ltd., et al.
LR-26068
Taylor Woods and Howard Wu
LR-26067
Richard Xia, et al.
LR-26066
Abraham Shafi and Barbara Woortmann
LR-23672
James T. Bramlette and The Pelorus Group, LLC
LR-23671
Richard Weed et al.
LR-23663
Aegis Oil, LLC and Patrick Reagan Beason
LR-23664
Jason W. Galanis, et al.
LR-23665
Infinex Ventures, Inc., and Ronald H. Salem
LR-23666
Marcus A. Luna, et al.
LR-23673
Lime Energy Co. et al.
LR-24976
SCANA Corporation, et al.
LR-24974
Bajic et al.
LR-24972
Mark Alan Lisser a/k/a Mark Alan a/k/a Mark Allen
LR-24971
Garrett M. O'Rourke and Michael J. Black
LR-24970
Brothers Investment Group International, Inc. N/K/A Brothers International Group Inc., et al.
LR-24969
Rumbaugh et al
LR-24967
Michael R. Sullivan
LR-24968
Benja Inc., et al.
LR-24966
Winston Reed Investments LLC
LR-24965
Richard W. Davis, Jr., et al.
LR-24964
Carrie L. Tolstedt
LR-24958
Hughe Duwayne Graham, Donald Lee Howard, Larry Louis Matyas
LR-24961
Douglas A. Roth
LR-24959
David C. Coggins, et al.
LR-23668
Louis T. Buonocore, Jeremy R. Draper, Frank J. Morelli, III, Berardino "Dino" Paolucci, Jr. and Don L. Rose
LR-24956
Ieremenko et al.
LR-24954
Terrence Chalk, et al.
LR-24953
John A. Paulsen
LR-24951
Joseph Taub, et al.
LR-24950
Paul Horton Smith, Sr.; Northstar Communications, LLC; Planning Services, Inc.; and eGate, LLC
LR-24948
Motty Mizrahi et al.
LR-24949
Jillian Sidoti
LR-24947
Joseph P. Willner
LR-24946
Rudden, et al.
LR-24945
Dana J. Bradley, Marlin S. Hershey, D. Bradley, Inc., Bryant Boys, LLC, Distressed Lending Fund, Erndit LLC, Hershey Enterprises, MW Enterprises, Performance Holdings, Performance Retire on Rentals
LR-24944
Alexander Rowland
LR-24943
SAExploration Holdings, Inc., et al.
LR-24942
Nanotech Engineering, Inc., Michael James Sweaney (also known as Michael Hatton), David Sweaney, and Jeffery Gange
LR-24941
McAfee et al.
LR-24939
Hill International, Inc. et al.
LR-24931
Todd W. Mixon
LR-24929
Sebastian Silea, Christian Kranenberg, and KS Cartel LLC
LR-24933
Michael Staisil
LR-24930
Thomas J. Gity, et al.
LR-24935
Joel Stohlman, et al.
LR-24938
Rand Heckler and Rand Heckler, Inc.
LR-24932
Roger Nils-Jonas Karlsson
LR-24934
Robert McCabe et al.
LR-24937
Johnson, Everett, Ekejija, and NVC Fund, LLC
LR-24936
Mason D. Newman, Christian J. Baquerizo and Kevin Cardenas
LR-24940
Drew Morgan Ciccarelli
LR-21761
Clifton K. Oram, et al.
LR-24928
Lewis I. Wallach
LR-24926
Andrew Dale Ledbetter, Esq.
LR-24920
Todd Zinkwich
LR-24921
Marcus Beam
LR-24924
Clifton Curtis Sneed, Jr.
LR-24923
Laksha Bohra, Viky Bohra, and Gotham Bohra
LR-24918
Zvi Feiner, et al.
LR-24919
Eric M. Hill
LR-24917
Frank G. Mueller
LR-24915
Revolution Lighting Technologies, Inc., et al.
LR-24913
Craig A. Zabala
LR-24914
James M. Rudnick
LR-24916
Oscar Haynes Morris, Jr. and Lakeside Capital Partners, LP
LR-24911
Roger Duffield, et al.
LR-24912
Edward T. Kelly
LR-24910
Verley Lee Sembritzky, Jr., Bounty of the Ocean Inc., and Ocean Harvest LLC
LR-24909
Yinghang "James" Yang and Yuanbiao Chen
LR-24908
Robert Hoddes Jacobs
LR-24907
Milton J. Dosal, Jr.
LR-24906
PowerTradersPress.com, Inc., et al.
LR-24905
Adam Rogas, et. al
LR-24902
Scott Allen Fries
LR-24903
Steven J. Sheinfeld
LR-24904
John Geraci

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