SEC Enforcement Actions
U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.
10,345 releases indexed · page 48 of 104.
- LR-26506 · 3/23/2026Ozy Media, Inc.
- LR-26505 · 3/23/2026Stuart Frost
- LR-26504 · 3/22/2026Kevan Sadigh
- LR-26503 · 3/17/2026Kenneth A. Welsh
- LR-26502 · 3/16/2026J. Bernard Rice
- LR-26501 · 3/16/2026Paul W. Jorgensen
- LR-26500 · 3/16/2026Bin Hao and Qidian LLC
- LR-26499 · 3/11/2026Nader Al-Naji, Buse Desticioğlu Al-Naji, Joumana Bahouth Al-Naji, Intangible Holdings, LLC, Firestorm Media, LLC, Viridian City, LLC, and DeSo Foundation
- LR-26498 · 3/8/2026Randall J. Miller; Chad J. Miller; Jeffrey De Laveaga; Jeffrey Puzzullo
- LR-26497 · 3/5/2026Matthew J. Werthe, dba HSR Wealth Management
- LR-26496 · 3/4/2026Justin Sun, Tron Foundation Limited, BitTorrent Foundation Ltd., Rainberry, Inc., and DeAndre Cortez Way
- LR-26495 · 3/4/2026Vidul Prakash
- LR-26494 · 3/4/2026Ofer Abarbanel
- LR-26493 · 3/4/2026Fernando Passos
- LR-26492 · 3/4/2026Charles T. Lawrence and Landes Prive, LLC
- LR-26491 · 3/4/2026Western Sierra Resource Corporation, Roger Johnson, and Dennis Atkins
- LR-26490 · 3/4/2026Joel Castellanos
- LR-26487 · 3/4/2026Christopher B. Ferguson and Brian P. McFadden
- LR-26486 · 3/4/2026C-Hear, Inc.; Adena Harmon
- LR-26485 · 3/4/2026Cutter Financial Group, LLC and Jeffrey Cutter
- LR-26484 · 3/4/2026Bluesky Eagle Capital Management Ltd.
- LR-26483 · 3/4/2026Saumil Thakkar, Poorvesh Thakkar, et al.
- LR-26482 · 3/4/2026Nicholas Bowerman
- LR-26481 · 3/4/2026John David Gessin et al.
- LR-26480 · 3/4/2026Barrington Asset Management, Inc.; Gregory David Paris
- LR-26479 · 3/4/2026CBA Pharma, Inc., Wayne Michael Putnam, Louis A. Carmichael
- LR-26489 · 3/4/2026Joseph C. Lewis, Carolyn W. Carter, Patrick J. O’Connor, and Bryan L. Waugh
- LR-26488 · 3/4/2026Ian G. Bell
- LR-26365 · 7/29/2025Jose D. Rocha
- LR-26364 · 7/29/2025Dishant Gupta
- LR-26363 · 7/28/2025Caz L. Craffy
- LR-26362 · 7/28/2025Rabindranauth Persaud
- LR-26361 · 7/21/2025Old South Trading Co., LLC; Brendan H. Church; Edwin N. (“Chuck”) Church
- LR-26360 · 7/21/2025Edwin Emmett Lickiss, Jr.
- LR-26359 · 7/21/2025Brian M. Kashman
- LR-26358 · 7/21/2025Edwin Brant Frost IV and First Liberty Building & Loan LLC
- LR-26357 · 7/21/2025Jerry D. Guess and Guess & Co. Corporation
- LR-26356 · 7/20/2025Robert Brian Thompson
- LR-26355 · 7/20/2025Suyun Gu, et al.
- LR-26354 · 7/20/2025Joseph J. D’Ambrosio
- LR-26353 · 7/20/2025Ameri Metro, Inc., Shahnawaz Mathias, Penndel Land Development Co., and HSRF Trust
- LR-26352 · 7/17/2025Christine Hunsicker
- LR-26351 · 7/14/2025Gordon J. Coburn, Steven E. Schwartz
- LR-26350 · 7/14/2025Eric J. Watson
- LR-26349 · 7/13/2025Imer Gomez, individually and d/b/a K&G Investment Solutions, LLC; Helios Venture Fund, LLC; Relief Defendants Eric Claxton and Heather Claxton
- LR-26348 · 7/10/2025Trijya Vakil and Neeraj Visen
- LR-26347 · 7/10/2025Pinnacle Advisors, LLC; Robert F. Cuculich; Benjamin R. Quilty; Mark E. Wadach; and Lawton A. Williamson
- LR-26346 · 7/10/2025Diana Mae Fernandez
- LR-26345 · 7/10/2025Joshua Thomas Jackson
- LR-26344 · 7/9/2025William A. Justice, Keith A. Rosenbaum, Brian D. Shibley, and Randell R. Torno
- LR-26343 · 7/8/2025Nicholas A. Palazzo, et al.
- LR-26342 · 7/8/2025Eric Cobb
- LR-26341 · 7/2/2025Cheetah X Inc. (d/b/a Go X), Alexander Debelov, and Khodr Salam
- LR-26340 · 7/2/2025Eduardo Hernandez
- LR-26339 · 7/2/2025Eliseo Prisno and P/E Capital Investment Management Partners
- LR-26338 · 6/30/2025Anthony Caine; Anish Parvataneni; LJM Funds Management, Ltd.; LJM Partners, Ltd.
- LR-26337 · 6/26/2025Rajesh Markan
- LR-26336 · 6/25/2025Robynne Alexander
- LR-26335 · 6/25/2025American Patriot Brands, Inc.; Urban Pharms, LLC; DJ&S Property #1; TSL Distribution; Robert Y. Lee; Brian L. Pallas; J. Bernard Rice
- LR-26334 · 6/23/2025Edward O’Donnell; Victor Bozzo
- LR-26333 · 6/23/2025Ian O. Mausner; Evolution Lending, LLC
- LR-26332 · 6/19/2025Ongkaruck Sripetch, et al.
- LR-26331 · 6/19/2025Benjamin Ballout; Mohamed Zayed
- LR-26330 · 6/17/2025John M. Fife, et al.; Auctus Fund Management, LLC, et al.; Curt Kramer, et al.
- LR-26329 · 6/16/2025Brite Advisors USA, Inc.
- LR-26328 · 6/16/2025Peter Scalise III and The3rdBevco Inc.
- LR-26327 · 6/16/2025El Capitan Advisors, Inc. and Andrew D. Nash
- LR-26326 · 6/12/2025Roderick Vanderbilt
- LR-26325 · 6/12/2025Sergio Damian Lopez
- LR-26324 · 6/11/2025Brady Jack Speers; Chatree Thiranon; GHAP, LLC d/b/a Blue Star Texas
- LR-26323 · 6/10/2025NDB, Inc.; Nima Golsharifi
- LR-26322 · 6/9/2025Jack Brewer
- LR-26321 · 6/5/2025Medallion Financial Corp., Andrew Murstein, Lawrence Meyers, and Ichabod’s Cranium, Inc.
- LR-26320 · 6/3/2025James L. Koutoulas
- LR-26319 · 6/3/2025David A. Nagler and New Line Capital, LLC
- LR-26318 · 5/29/2025Vladislav Kliushin
- LR-26317 · 5/28/2025Kronus Financial Corporation, Finser International Corporation, Andrew H. Jacobus
- LR-26316 · 5/28/2025Binance Holdings Limited; BAM Trading Services Inc.; BAM Management US Holdings Inc.; Changpeng Zhao
- LR-26315 · 5/26/2025Christopher Aubin; Anchor State Capital LLC, f/k/a Anchor State Investments LLC; Anchor State Properties LLC
- LR-26314 · 5/26/2025Unicoin, Inc.; Alexander Konanykhin; Maria Silvina Moschini; Alejandro Dominguez; Richard Devlin
- LR-26313 · 5/22/2025Kautilya (“Tony”) Sharma, Perian Salviola, and Pallas Holdings, LLC
- LR-26311 · 5/22/2025Joel J. Natario; Jefferson Scott Baker
- LR-26310 · 5/22/2025Adam R. Long, et al.; Tri-Bridge Ventures, LLC et al.; LG Capital Funding, LLC, et al.; River North Equity LLC, et al.
- LR-26312 · 5/22/2025Kenneth Mattson and Relief Defendant KS Mattson Partners LP
- LR-26309 · 5/21/2025Jeremy Jordan-Jones
- LR-26308 · 5/21/2025Elliot Maza; John H. Ford
- LR-26307 · 5/8/2025Safeguard Metals LLC and Jeffrey Ikahn (f/k/a Jeffrey S. Santulan)
- LR-26306 · 5/7/2025Ripple Labs, Inc., Bradley Garlinghouse, and Christian Larsen
- LR-26305 · 5/6/2025Joshua Schuster; Schuster Enterprises LLC (d/b/a Silverback)
- LR-26304 · 5/6/2025Richard T. Kim
- LR-26303 · 5/6/2025Loral Langemeier and Live Out Loud, Inc.
- LR-26302 · 5/1/2025Ian Balina
- LR-26301 · 5/1/2025Kenneth W. Alexander II; Robert D. Welsh; and Caedrynn E. Conner
- LR-26300 · 4/30/2025Derek Taller
- LR-26299 · 4/29/2025Dragonchain, Inc., Dragonchain Foundation, The Dragon Company, John Joseph Roets
- LR-26298 · 4/29/2025Jenni Yoon Jeong Lee (a/k/a Jenni Lee Or Yoon Jeong Lee); Evergreen Property Developments LLC
- LR-26297 · 4/28/2025David A. Spargo; CannaCloud, Inc.; D.A. Spargo & Co. LLC
- LR-26296 · 4/28/2025Albert Golusin; Peter Jacobs; John Scuderi
- LR-26294 · 4/28/2025Biogenic, Inc., et al.
- LR-26295 · 4/28/2025Ramil Ventura Palafox
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.