SEC Enforcement Actions

Princeton Economics International, LTD., Princeton Global Management, LTD. and Martin A. Armstrong

Kevin C. Samson and Samson Financial Group, Inc.

Gary Landon Davenport, dba Southwest Family Trust Service, Financial Marketing Service and Liberty Marketing Service, Russell Reeves, dba Enterra Marketing Service, Richard Earl Russell and Gregory Monroe Roberts

Paul V. Montle, LS Capital Corporation, Paul V. Culotta, Carol C. Martino, CMA Noel, LTD., Mario J. Iacoviello, Ilan Arbel, and Europe American Capital Corporation

Scott K. Ginsburg, Mark J. Ginsburg and Jordan E. Ginsburg

Highland Financial Corporation, Kay L. Cahill, individually and d/b/a Interdyne Ltd., Michael B. Chalmers, John C. Matthews, individually and d/b/a Sunland States Insurance Agency, Roger Myatt and Robert Alberding

The Commonwealth Group, LLC and Ned Rich Hart

David D. Tsang, Maggie I. Hsin Yu Zahn and Robert D. Tsang

Lawrence J. Penna, Herman Epstein and Douglas J. Mangan

United Fire Technology, Inc., James Gartland, Beverlee Kamerling, a/k/a Beverlee Claydon, WWBM Consultants, Inc., Michael Hooper, Kenneth Starnes, and Charles Jones

Gary Landon Davenport, DBA Southwest Family Trust Service, Financial Marketing Service and Liberty Marketing Service, Russell Reeves, DBA Enterra Marketing Service, Richard Earl Russell and Gregory Monroe Roberts

Phebe W. Erdman, et al.

Gary D. Hoke, Jr.

Amtel Communications, Inc., et al.

Beachport Entertainment Corporation

Thomas R. Allen

Alireza Hooshiari

Christian Petersen

International Heritage, Inc., Stanley H. Van Etten, Claude W. Savage, Larry G. Smith and International Heritage Incorporated

Raymond Lum Kwan Sung

Floyd P. Goodson, James F. Goodson and John R. Fiser

Kenneth D. Ough

Sebastian International Enterprises, Inc., Ferdinand Ben Sebastian, III and Jan L. Sebastian

David A. Colvin, Intellinet Publishing, Inc., Intellinet Holding Group, Inc., Medical Advantage, Inc., Lamelli, Inc., Wall Street Research Company, Inc., Job Kjell Hovik, Lamar Ellis, and John Larson

Wang et al.

Vincent Napolitano, Irving J. Stitsky, Jordan I. Shamah, Robert B. Kessler et al.

Welco Securities, Inc. William S. Shapiro and Kenneth S. Shapiro

Uniprime Capital Acceptance, Inc. and Alfred J. Flores

Jerald M. Banks

Charles E. Jones

AI Financial Education Foundation Ltd.

NanoBit Limited, et al.

Michael Bowen and Chol Kim a/k/a Brandon Kim

Mingran Wang

Casey Muggleston

Giovanni Pennetta

Sanders Family Office; Margaret Sanders; Francisco J. Herrera

Justin Jennings and Vortex Strategies LLC

Bruce Cameron Conway

Kamal Zuhdi Abdallah, a/k/a Kamal Sulleman, Defendant; Zeina Abdallah, Relief Defendant

Rakesh Ahuja

Gerard Ryan

Santos Kidd

Rajesh Markan

Charles J. Cole, Torben M. Welch, Beacon Heart, LLC, Heart of Humanity, LLC, Avranoc, LLC, Defendants; The indigenous Nations’ Bank, Derek A. Thiess, Barry R. Taylor, Relief Defendants

Sterling Capital, LLC

JianQing Li

Phoenix American Hospitality, LLC; William Lee “Perch” Nelson

Ross Gregory Erskine

Nathan Fuller

James Blake Daughtry

Oskar Elmgart; Raymond Leibman

Joseph Geromini

Gautam Adani and Sagar Adani

Robert Newell

Nicolo Nourafchan; Robert Yadgarov; Mark Alperin; Miakel Bishay; David Bratslavsky; Brian Fensterszaub; Mark Fensterszaub; Simon Fensterszaub; Gabriel Gershowitz; Fernando Grinberg; Boruch Hatanian; Yisroel Horowitz; Joseph Izsak; Daniel Kavian; Eliyahu Kavian; Nowel Milik; Lorenzo Nourafchan; David Ostrov; Gavryel Silverstein; Joseph Suskind; and Seth Winslow

Robert L. Murray, Jr.

David P. Ortiz and DaveGlo Investment Group, Inc.

Elon Musk and Elon Musk Revocable Trust Dated July 22, 2003

Neil R. Cole

Aaron Verdugo, et al.

Christopher Flagg; Daquan Lloyd; Travis Treusch

Anthony Joseph Cataldo

Alvin Christopher Jones, Esq.

Jai Sondhi

RYVYL, Inc.; Fredi Nisan; Benzion Errez

Terrence Chalk

John Fernandez, Avail Progression, LLC, and Elite Generators, LLC

Jay S. Lucas and Lucas Brand Equity, LLC

Clarice Saw

AI Investment Education Foundation Ltd.

Supreme Power Capital Management Ltd.

Rakesh Ahuja

Voyager Pacific Capital Management, LLC; Roger David Hardcastle; John Giarmarco; Vanessa Lung Medlock; and Relief Defendants Adagio SPE LLC; Andante SPE LLC; Brighton Cove LLC; Cayucos Dream, LLC; GSD Equities, LLC; HGM Holdings LLC; Kastlemark LLC; Martin-Taylor Company LLC; Premier Property Management Group, LLC

Harsh V. Patel

Kevin N. Richards

Donald G. Basile, GIBF GP, Inc, and Monsoon Blockchain Corporation

Sudheesh Nambiar

Spartan Trading Company, LLC; Estate of Richard Myre; and Estate of Dale Dahmen

Peter R. Quartararo

Christopher Joseph Bongiorno and Jason Allan Arthur

Backswing Ventures GP LLC and Kyle James Asman

Geoffrey Allen Wall

Mark D. Anderson; BBFY USA, Inc.; and Captain Drake, LLC

Gianoplus Consortia LLC; Michael Peter Gianoplus; Traci Leigh Bransford-Marquis

Jeffrey Higgins

Vincent J. Camarda, James E. McArthur, and A.G. Morgan Financial Advisors, LLC

The Estate of John R. Brodacki, III and Castle Hill Financial Group, LLC

Michael Smith and Douglas Joshua Dalton

Brent David Willis

Eliseo Prisno and P/E Capital Investment Management Partners

Jon G. Fullenkamp and Scott R. Sand

Brent Cranmer and Daniel McCormick

Ronald Smith

Titanium Capital LLC; Henry Abdo

John Olsen; ARCPE 1, LLC; ARCPE Holding, LLC; Gemini 1, LLC; Tamiwest, LLC; Harbor Realty Investment Corp.; and Sunset Harbor Holdings, LLC

FAT Brands, Inc. , Andrew Wiederhorn, Ron Roe, Rebecca Hershinger

Benjamin Taylor and Darina Windsor

Commonwealth Equity Services, LLC d/b/a Commonwealth Financial Network

Krish Kumar