SEC Enforcement Actions
U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.
9,913 releases indexed · page 3 of 100.
- LR-25840Aras Investment Business Group S.A.P.I. de C.V., Armando Gutierrez Rosas, Maria de Lourdes Tolentino Roque, Diayanira Rendon Trejo, Efren Norberto Quiroz Gardea and Luis Ricardo Quiroz Gardea
- LR-25841Luis Carrillo, et al.
- LR-25839Lufkin Advisors, LLC; Chauncey Forbush Lufkin III
- LR-25838Tilila Walker Sumchai
- LR-25837Concord Management LLC and Michael Matlin
- LR-25834William E. Miller
- LR-25833MFB 111 Investment, LLC and Monise François Bien Aimé
- LR-25832Rapid Therapeutic Science Laboratories, Inc. and Donal R. Schmidt, Jr.
- LR-25831Rondini, et al.
- LR-25830Jonathan J. Ferrie
- LR-25829NDB, Inc. and Nima Golsharifi
- LR-25828Phoenix Asset Group, LLC and Robyn A. Bowman
- LR-25827Virtu Financial Inc. and Virtu Americas LLC
- LR-25826Esos Rings, Inc. and Michelle Silverstein aka Michelle Silverstein Bisnoff
- LR-25825Dharma Teja Nukarapu, et al.
- LR-25824George Stubos
- LR-25823Mina Tadrus, et al.
- LR-25822Gridsum Holding, Inc., Guosheng Qi, Huijie He
- LR-25821Seong Yeol Lee and Ameritrust Corporation, et al.
- LR-25820Jeremy Koski
- LR-25819William V. Conn, Jr.
- LR-25818Brady Jack Speers, Chatree Thiranon, and GHAP, LLC d/b/a Blue Star Texas
- LR-25817Bittrex, Inc., Bittrex Global, GmbH, William Hiroaki Shihara
- LR-25816Deyonte Jahtori Anthony
- LR-25815Romero Cabral da Costa Neto
- LR-25814John A. DeSalvo
- LR-25813Daniel V.T. Catenacci
- LR-25812Andrew Wyles Waters
- LR-25811Keith Crews
- LR-25810PreIPO Corp., et al.
- LR-25809Ashraf Mufareh; ONPASSIVE LLC a/k/a Gofounders and Ofounders; Asmahan Mufareh (relief defendant)
- LR-25808George Iakovou, Vika Ventures LLC, and Penelope Zbravos
- LR-25807Sisu Capital, LLC, Timothy Overturf, and Hansueli Overturf
- LR-25806Chad Stickforth
- LR-22263Verde Retirement LLC, Verde FX Nevada, LLC, Covenant Capital Partners, and Steven L. Hamilton
- LR-25804Christopher A. Slaga, Q4 Capital, LLC, J4 Capital Advisors LLC, and Hayden F. Greene
- LR-25803Justin Sun, Tron Foundation Limited, BitTorrent Foundation Ltd., Rainberry, Inc., Austin Mahone, and Deandre Cortez Way
- LR-25802Ulrich Kranz and Paul Balciunas
- LR-25800Jose D. Rocha
- LR-25799Ustocktrade LLC and Anthony Weeresinghe
- LR-25798Mina Tadrus; Tadrus Capital LLC
- LR-25797Charles Rustin Holzer, Maglione International Ltd., Frontenac Investments Ltd.
- LR-25796Janardhan Nellore, et al.
- LR-21689Archie Paul Reynolds and Success Trust
- LR-21712Boston Trading and Research, LLC, Ahmet Devrim Akyil and Craig Karlis
- LR-25212Daniel B. Kamensky
- LR-25577Adrian J. Kawuba, Civ. Action
- LR-25575Infinity Q Diversified Alpha Fund
- LR-25576Brian Wong
- LR-25574Matthew O. Clason
- LR-25573LBRY, Inc.
- LR-25572Costello et al.
- LR-25571Douver Torres Braga, Joff Paradise, and Keleionalani Akana Taylor, Jonathan Tetreault
- LR-25569Jeremy K. Rounsville
- LR-25568David R. Gibson, et al.
- LR-25566Mark Alan Lisser a/k/a Mark Alan a/k/a Mark Allen
- LR-25565Ramiro Jose Sugranes, et al.
- LR-25564Cetera Advisors, LLC and Cetera Advisor Networks, LLC
- LR-25563Gomes et al.
- LR-25562Brent David Willis
- LR-25561Kevin B. Merrill, et al.
- LR-25560The Estate of Stephen Romney Swensen, and Crew Capital Group, LLC, Defendants, Wendy Swensen, Saria C. Rodriguez, WS Family IP, and Wingman, and Swensen Capital, Relief Defendants
- LR-25559In Ovations Holdings, Inc., and Mark Goldberg
- LR-25557Keith Springer and Springer Investment Management, Inc. dba Springer Financial Advisors
- LR-25558National Realty Investment Advisors LLC, Rey E. Grabato II, Daniel Coley O'Brien, Thomas Nicholas Salzano and Arthur S. Scutaro, a/k/a Arthur S. Scuttaro, and Relief Defendants Olena Budinska and Jamie A. Samul, a/k/a Jamie Salzano
- LR-25555Lev Parnas
- LR-25556Cronin and Joseph
- LR-25554Ronald T. Molo
- LR-25553The Hydrogen Technology Corporation, Michael Ross Kane, and Tyler Ostern
- LR-25552Justin Costello and David Ferraro
- LR-25551Donald J. Kellen
- LR-25550JMJ Capital Group and Richard Lee Ramirez
- LR-25549Steven H. Davis, et. al
- LR-25547Mauricio Chavez, et al.
- LR-25548Harpreet Saini and John Lester Mandac Natividad
- LR-25540RBF Trust LLC (a Florida Limited Liability Company), Paulo Fernando De Bastos, Joao Pedro Fonseca, RBF Trust LLC (a Michigan Limited Liability Company), D3 Gestion Immobiliere LLC (a Michigan Limited Liability Company), and D3 Gestion Immobiliere LLC (a Florida Limited Liability Company)
- LR-25538Vivera Pharmaceuticals, Inc., EFT Global Holdings, Inc. d/b/a Sentar Pharmaceuticals, and Paul P. Edalat
- LR-25541Jonathan William Mikula, et al.
- LR-25539Mark J. McKinley, et al.
- LR-25546David Stephens et al.
- LR-25544Ari Lauer
- LR-25543Daniel Moser
- LR-25545Charles Rustin Holzer, Fernando Motta Moraes
- LR-25542Scott Lindell
- LR-25535Jason Nordlund
- LR-25536Bradley A. Goodbred
- LR-25532Premium Point Investments LP et al.
- LR-25534Joshua Rupp
- LR-25530David Hu
- LR-25529Matthew Nicosia, William Reninger, Fabrizio Di Carlo, and Ronald Touchard
- LR-25528Charles Parrino
- LR-25533Jared D. Eakes, et al.
- LR-25531Pebblekick, Inc., Donald Shiroishi, and Nancy Williams
- LR-25524Kendricks, et al., Mark Wayne Ramsey
- LR-25525Theodore J. Farnsworth, J. Mitchell Lowe, and Khalid Itum
- LR-25527Christian J. Gonzalez
- LR-25526James T. Patten, et al.
- LR-25522Sang N. Phan and Rich N. Phan
- LR-25521Judith Paris-Pinder
- LR-25523Timothy Barton, et al.
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.