SEC Enforcement Actions

James R. Jensen

Gary Van Waeyenberghe, et al.

Don-Allen Ruttenberg

Phong Nguyen and Chanh Nguyen

Von Christopher Cummings, et al.

Linda Ensor, et al.

Sushil K. Garg and Garg Data International, Inc.

Michael Martin and Malcolm E. McVay

Jeremy R. Lent, John V. Hashman, Yinzi Cai, Douglas Wachtel and Bruce Rigione

Mark Kelly, Martin Angel, John R. Buck and Chad Latvaaho

William L. Atkinson, II and James R. Walker

James T. Dooley, James E. Lorenz, III and John E. Isselmann, Jr.

David M. Grey

Manoucher Sarbaz, et al.

Mobile Billboards of America, Inc., International Payphone Company, Reserve Guaranty Trust, Michael A. Lomas and Michael L. Young

Stanley Awdisho, Michael Kundrat and Kristopher Smolinski

Robert Snyder, AlphaCom, Inc., James Stamp, and Gary Kendron

Computer Associates International, Inc., Sanjay Kumar and Stephen Richards, and Steven Woghin

House Asset Management, L.L.C., House Edge, L.P., Paul J. House, And Brandon R. Moore,

A.C.L.N., Ltd.; Abderrazak "ALDO" Labiad; Joseph J.H. Bisschops; Alex De Ridder; Pearlrose Holdings International S.A.; Emerald Sea Marine, Inc.; Scott Investments S.A.; BDO International (Cyprus); Minas Ioannou; Christakis Ioannou (Defendants); and Scandinavian Car Carriers A/S; Pandora Shipping, S.A.; Sergui, Ltd.; Westbound Development Corp.; Maverick Commercial, Inc.; and DCC Limited (Relief Defendants)

Converge Global, Inc.

Ed Johnson and Merl Holdings Inc.com

First United Financial Group, LLC

Rodney E. Dausch and Thomas O. Oesterling

Dean Foods Company and John D. Robinson; Kemps LLC f/k/a Marigold Foods LLC, James Green and Christopher Thorpe; Digital Exchange Systems, Inc., Rosario Coniglio and Steven Schmidt; John K. Adams; and Bruce Keith Jensen

National Institute Companies of America, Inc., et al.

Mark D. Montana, individually and d/b/a M & M Properties, and M & M Financial, Inc., Defendants, and Karen E. Montana, Relief Defendant

Michael B. Johnson, Michael Johnson & Co., Llc, David C. Skinner, Jr. And American Television And Film Company F/K/A Winners Internet Network, Inc.

Clayton Chan, Gregory Antoniono and Geoffrey Infeld

Global Health; Global Clearing; Global Securities; Goldman Quintero & Associates; Vince Dory and Joshua Adams

Fiore J. Gallucci, Ronald A. Manzo, and Gary B. Taffet

Sidney Johnson

Gary L. Mcnaughton, Individually and D/B/A The Haven Equity Company, and Andrew K. Lech

Peter Roor (individually and d/b/a Oxford Savings Club, Ltd. and Manumit Unlimited), Ronald L. Templin (individually and d/b/a American Leadership Network, Saratoga Holdings LLC, Secured Private Placements, The 650 Club, Internet Marketing Partners and Private Party Loan Program), and Laurie Elizabeth Weiss

Donna Yun and Jerry Burch

Robert Papalia and David L. Hunter

Charles L. Harris, Tradewinds International, L.L.C. and Tradewinds International II, L.P.

ACI, Inc. and Clarence E. Long, Defendants, and Jon G. Ervin, Sr., Relief Defendant

Schield Management Company and Marshall L. Schield

Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser

Bristol-Myers Squibb Company

Eric L. Mattson and James W. Harris

Cavanagh, et al.

Kevin P. Hannon, et al.

Kimberly J. Carrella, et al.

George Carapella and Alan S. Lipstein

Deutsche Bank Securities Inc.

Thomas Weisel Partners LLC

Blake A. Prater and Wellspring Capital Group, Inc.

U.S. Technologies, Inc. And C. Gregory Earls

Presto Telecommunications, Inc., and Alfred Louis Vassallo, Jr. aka Bobby Vassallo

JB Oxford Holdings, Inc., National Clearing Corporation, James G. Lewis, Kraig L. Kibble, and James Y. Lin

Aurora Foods, Inc., et al.

Mojave Valley Resort, Inc. and Mark A. Temple

Haligiannis, et al.

Mark E. Koenig

Royal Dutch Petroleum Company and The "Shell" Transport and Trading Company, p.l.c.

Scott B. Kaye, et al.

John Patrucco

Autocorp Equities, Inc. et al.

Athena Diaz

Piranha, Inc., et al.

Kenneth K. Livesay, et al.

Upshaw and Associates, L.L.C. et al.

Lines Overseas Management, Ltd., and Scott Lines

Peter Warren and Exo-Brain, Inc. (Formerly E-Brain Solutions, LLC)

Gary M. Kornman

Steven M. Bolla, Washington Investment Network, Susan Bolla and Robert Radano

Vaso Active Pharmaceuticals, Inc.

Larry Grabarnick, Marc David Shiner, Donald LaBarre and Sara Jane Peck

Derrick S. Mckinley

Thayer Capital Partners, TC Equity Partners IV, L.L.C., TC Management Partners IV, L.L.C., and Frederic V. Malek

Bradley T. Smith, Continental Midwest Financial, Inc., Bankstock Investment Partners, LP, Scioto National, Inc. and Bancshareholders of America, Inc.

Haligiannis, et al.

Competitive Technologies, Inc., Chauncey D. Steele, John R. Glushko, Thomas C. Kocherhans, Richard A. Kwak, Sheldon A. Strauss, Stephen J. Wilson and Frank R. McPike

Peter F. Paul, Stephen M. Gordon, and Jeffrey L. Pittsburg

Autocorp Equities, Inc.

Peter C. Boylan

Scott C. Anixter, et al.

Anthony P. Postiglione, Jr., et al.

Autocorp Equities, Inc.

Bristol-Myers Squibb Company

Bristol-Myers Squibb Company

Gary V. Morris, Halliburton Company and Robert Charles Muchmore, Jr.

William F. Buettner, Mark D. Kirstein and Amy S. Frazier

Michael J. Mccloskey, Rance C. Miles, Luis E. Vallejo, and Daniel Harris

Anthony P. Postiglione, Jr., et al.

Jonathan G. Epstein

John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquisitions, Inc.

Nutrition Superstores.com, Inc., Advanced Wound Care, Inc., Franchise Direct, Inc., Anthony F. Musso, Jr., Jeffrey Gill, Wayne Santini and Andrew W. Doney

Kenneth S. Martin

Alfred M. Lemcke, et al.

Jerome M. Wenger; Panworld Minerals International Inc., Robert G. Weeks, Kenneth L. Weeks, David A. Hesterman, Larry Krasny, L.K. Management, Inc., Joseph Fabiilli, Puritan Communications, Inc., and Jerome Wenger

First Access Financial, LLC, et al.

Blake A. Prater and Wellspring Capital Group, Inc.

W.L. Ware Enterprises, Inc., et al. and Warren L. Ware

J. Scott Eskind, Lorus Investments, Inc. and Capital Management Fund, Limited Partnership

Presto Telecommunications, Inc., and Alfred Louis Vassallo, Jr. aka Bobby Vassallo

Safety-Kleen Corp., et al.

Anthony Dong-Yin Shen, Srinivas Anumolu, Ronald W. Pinto, Deborah J. Breckenridge, and Dominick J. Savino