SEC Enforcement Actions

Michael Lauer, et al.

Hershey Moss

Robert J. Cassandro, Michael C. Cardascia, and Stephen E. Apolant, Defendants, and Joan Cardascia, Relief Defendant

Martin Fox

Brad A. Weaver and Beta Asset Management, Inc.

Paul V. Degenhart, University Club Group, Inc. and UC Properties, LLC

Dennis Herula et al.

Claude Lefebvre and Dennis S. Herula

Morgan Nields

Maxxon et al.

John W. Surgent, et al.

Texas American Group, Inc., Alan E. Humphrey, Richard E. Lee, and William Grosvenor

Jack D. Weiss

PanaMed Corp.

David James Leslie

Maurice L. Arel

R. Geoffrey Layne, James S. Sholeff, Dale Boeth, and Shawn Mcghee

Benny G. Morris and First Choice Management Services Inc. et al.

Min T. Ma and Joyce Manni Ng

Delta Rental Systems, Inc., et al.

Richard Rambahal, et al.

Superior Opportunities, Inc., J.F. Simms & Co., LLC, William J. Hickey, Sean A. Osborne and Jon F. Simms

Discover Capital Holdings Corp., et al.

John Paul Orr, Michael J. Frank, Albert M. Abbood, Darrell Edquist, David C. Kirkpatrick, David N. Bixler, Thomas L. Taylor and Randall M. Stone

Larry Grabarnick, Marc David Shiner, Donald LaBarre and Sara Jane Peck

Michael Lauer, et al.

American International Group, Inc.

Evan S. Collins

Charles F. Kirby, Gene C. Geiger, Alfred Peeper, and Edward H. Price; Brenda P. Murray, Chief Administrative Law Judge

First Access Financial, LLC, et al.

American Financial Group Of Aventura, Inc., David H. Siegel and Edward M. Chism, Sr.

Michael J. Ricks, John H. Woody, and Mark P. Mead

William M. Baker, et al.

Paul H. Bristow and Nikhil Sinha

Emvest Mortgage Fund, LLC, Emvest, Inc., and Milon Lyle Brock

Peter J. Wilson

Russell T. Bradlee, Thomas F. Bradlee, Louis P. Stone, IV, and Angela DelVacchio

John Allen Snoble

Medi-Hut Co., Inc., Joseph A. Sanpietro, Laurence M. Simon and Lawrence P. Marasco

Kevin Hobbs et al.

Eric I. Tsao

Bradford C. Bleidt, et al.

FoneCash, Inc., and Daniel E. Charboneau

Paul Simmons, Rodney Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and Eric Littman, Esq.

Conrad M. Black, et al.

Investment Technology, Inc. et al.

Koji Goto

Aqua Vie Beverage Corp., Thomas J. Gillespie, and Joseph J. Wozniak

OSF, Inc. et al.

Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc.

The Rose Fund, LLC, The Rose Fund, Inc., TRF Holdings, Inc., Michael Alexander, Paul E. Nelson, William Wright, Rose Collections, Inc., Pacific Video Network, Inc., Resort Management Co., Inc., Web Inventions, Inc., Who Banging, Inc., and Yae, Inc.

Wachovia Corporation

Learn Waterhouse, Inc.; Randall T. Treadwell; Rick D. Sluder; Larry C. Saturday; and Arnulfo M. Acosta

Bill L. Stapleton

Ohana International, Inc., Financial Solutions, and Christiano Hashimoto

Treyton L. Thomas, et al.

David Rivard; David Kaplan

Barrington Schneer

Andrew S. Marks

Frederick J. Gilliland, et al.

America's Hedge Fund, L.P., et al.

Neurotech Development Corporation, et al.

Beacon Hill Asset Management, LLC, John D. Barry, Thomas P. Daniels, John M. Irwin, and Mark P. Miszkiewicz, Defendants, and Beacon Hill Master, Ltd., Bristol Fund, Ltd., Safe Harbor Fund, L.P., Safe Harbor Asset Management, LLC, Milestone Plus Partners, L.P., Milestone Global Advisors, L.P., Nancy Daniels, Marie Irwin, Ellen Lynch, and Jennifer Tindell, Relief Defendants

Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser

Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser

Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser

Peter Roor, et al.

Robert A. Magnan, Investment Recovery Network, Inc., John Delprince, and Old Dominion Securities, Inc.

Slocum, Gordon & Co., et al.

John Joslyn, Joseph Marsh, P. David Lucas, Steven Sybesma, Stanley Thomas, and Jon Thompson

Platforms Wireless International Corp., William C. Martin, Charles B. Nelson, Robert D. Perry, Francois M. Draper, and Victor L. Ziller

Michael G. Beckford

Kenneth K. Livesay, et al.

Superior Opportunities, Inc., J.F. Simms & Co., LLC, William J. Hickey, Sean A. Osborne and Jon F. Simms

Geek Securities, Inc., Geek Advisors, Inc. , Kautilya "Tony" Sharma, and Neal R. Wadhwa

Qwest Communications International Inc.

John Mervyn Nabors and Eric J. McCracken

Stevin R. Hoover

Reeder, et al.

David M. Wolfson et al.

Learn Waterhouse, Inc.; Randall T. Treadwell; Rick D. Sluder; Larry C. Saturday; and Arnulfo M. Acosta

Ture Roland Fahlin

Soulfood Concepts, Inc. and Markova Campbell

Market-Timing Technologies, LLC and David A. Perry

Stanley Awdisho, Michael Kundrat and Kristopher Smolinski

Alan Brian Bond, Robert I. Spruill and Albriond Capital Management, LLC

Gursel Mandaci

Douglas A. Murphy, David G. Kay and Lawrence H. Theriot

Stephen P. Gardner, et al.

Safescript Pharmacies, Inc., f/k/a RTIN Holdings, Inc., Curtis A. Swanson, Stanley L. Swanson, R. Stephen Cavender, And Curtis A. Borman

John Gorman and Patrick Gentile

Marada Global Corp., et al.

Dennis Herula et al.

Darmstadter

Dean L. Buntrock, Phillip B. Rooney, James E. Koenig, Thomas C. Hau, Herbert A. Getz, and Bruce D. Tobecksen

Jerry S. Chang

Matthew M. Chiang

Robert J. Cassandro, Michael C. Cardascia, and Stephen E. Apolant, Defendants, and Joan Cardascia, Relief Defendant

Marcy Wilson Roke

Donald M. Fitzpatrick and Thomas R. Stitt