SEC Enforcement Actions

Kings Real Estate Investment Trust, Reliance Enterprises, LLC, Monte R. Swanzy, Stephen P. Swanzy, David L. Knudson, and Van E. Brighton, individually and d/b/a Brighton Funding Group, Defendants, and Romerian Trust, Patricia Swanzy and Brighton Enterprises, Inc.

Richard A. Causey

Lloyd Silverstein

Andrew S. Marks

Frank D. Gruttadauria, DH Strategic Partners, Inc., JYM Trading Trust, Laurene English, Defendants and Sarah Z. Emamy, Charlie Whiskey, LLC, and Margo Gruttadauria, Relief Defendants

Hollinger International, Inc.

Superior Opportunities, Inc., et al.

Capital Acquisitions, Inc, et al.

Corrpro Companies, Inc.

Jack Calvin, et al.

James Patrick Connelly Jr.

Merrill Scott & Associates, Ltd., et al.

Andrew S. Fastow

Zarrar Sheikh, Nasser A. Dawoud, Opulentica, LLC and Relief Defendant Saima Shahzadi

Kevin J. Morrison, et al.

Ira J. Gaines, et al.

Dorothy L. Mahler, John W. Bracewell, III, and Patricia L. Jones

FoneCash, Inc., and Daniel E. Charboneau

Thomas T. Prousalis, Jr. and Robert T. Kirk, Jr.

Robert Quattrone, et al.

Henry C. Yuen et al.

Barry Reed and James Hammonds

James P. Lewis, Jr.

Online Power Supply, Inc., Larry G. Arnold and Kris M. Budinger

Presidents Trust Company, LLC, Jon Patrick Pierce, and David D. Klasna

Parmalat Finanziaria S.p.A.

Opulentica, LLC., Nasser Dawoud, Zarrar Sheikh, and Saimia Shahzadi (Relief Defendant)

Vivendi Universal, S.A., Jean-Marie Messier, and Guillaume Hannezo

Daniel Calugar and Security Brokerage, Inc.

James P. Lewis, Jr., Individually and Doing Business as Financial Advisory Consultants, Income Fund, Ltd. and Growth Fund, Ltd.

Marco G. Fiore, Jr., Benjamin V. Salmonese, Jr., Thomas Deceglie, David C. Lavender, And Peter C. Restivo

Rent-Way, Inc., et al., Jeffrey A. Conway, Matthew J. Marini, Jeffrey K. Underwood

Rocky Mountain Energy Corporation, Inc., John N. Ehrman, W. Roderick Johnson, Sr., Michael L. Labertew, and John W. Ehrman, Jr.

Delta Rental Systems, Inc., et al.

Opsis Technologies International, Inc., et al.

Eddy Lynn Patterson

Daniel L. Gordon

Canadian Imperial Bank of Commerce, Daniel Ferguson, Ian Schottlaender, and Mark Wolf

Richard Marks

Kevin Lasky et al.

Charles D. Erwin and Michael J. McGhan; Hanover Compressor Company and William S. Goldberg

Dorothy L. Mahler, John W. Bracewell, III, and Patricia L. Jones

J.T. Wallenbrock & Associates, Larry Toshio Osaki, Van Y. Ichinotsubo and Citadel Capital Management Group, Inc.

Donald F. Chamberlin and David N. Chamberlin

Pinnacle Business Management, Inc., Vincent A. Lo Castro and Jeffrey G. Turino

John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II

Stoffer et al.

Cumulus Media Inc. et al.

Heartland Advisors et al.

Lianne And Stanley Gulkin

Brian J. Stucke

Clearone Communications, Inc, et al.

Paul Howe Noe, et al.

Jean Janu

Big Country Ags, Inc. et al.

Richard Wilson

Richard D. McMullin

James L. George, Paul E. Brodhagen, and Michael J. Wright

Homer T. Langrill and Thomas W. Becker

Global Express Capital Real Estate Investment Fund I, LLC; Global Express Capital Mortgage Corp.; Global Express Securities, Inc.

R. Christopher Hanna

Mutuals.com, Inc., Connely Dowd Management, Inc., MTT Fundcorp, Inc., Richard Sapio, Eric McDonald, and Michele Leftwich

Koji Goto

Kevin L. Lawrence, Steven J. Reimer, Michael J. Culp, Larry L. Beaman, Harvey W. Kuiken, Alex Lacson, and Alfonso Lacson, Jr.

Joseph F. Doody IV, Joseph F. Doody, and Diane C. Neiley

Sam Leopold, Richard R. Ross, Phillip D. Teal, James T. Montrose, Norman B. Cowgill, Jay S. Ozer, and Bradley J. Schmidt

Wolfson, et al.

Invesco Funds Group, Inc., and Raymond R. Cunningham

A. B. Financing and Investments, Inc., and Anthony Blissett

Security Trust Company, N.A., Grant D. Seeger, William A. Kenyon, and Nicole McDermott

Anthony Dong-Yin Shen, Srinivas Anumolu, Ronald W. Pinto, Deborah J. Breckenridge, and Dominick J. Savino

Thomas V. Conwell

Adam G. Kruger and Kruger, Miller and Tummillo, Inc.

Gary L. Pilgrim, Harold J. Baxter and Pilgrim Baxter & Associates, Ltd.

Bryan James Hawes, Financial Management Advisory Services, Inc., and Financial Management Services, Inc., and Relief Defendant Alpha & Omega Transportation, Inc.

Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc.

Donne Corporation, Sherman S. Smith, Shawn Smith, and Bruce Anderson

United Currency Group, Inc.

Bernard F. Bradstreet

IPIC International, Inc., et al.

David Chang

Paul J. Silvester et al. and Ben F. Andrews

Paul J. Silvester et al. and Triumph Capital Group et al.

Lytle E. Foglesong, Thomas Gregory Cook, James H. Malbaff, and Malbaff & Cook

Kevin J. Morrison, et al.

Schick Technologies, Inc., David B. Schick and Fred Levine

Philip R. Gratz

Fred Albert Schluep

Bruce Hill, et al.

William J. Burke

Jeanette B. Wilcher

Koji Goto

Starcash, Inc., et al.

Enrico Cortesano

InverWorld, Inc. et al.

Peter J. Davis, Jr., John M. Youngdahl and Steven E. Nothern

WorldCom Inc.

Kenneth L. Lay

Steven E. Muth and Door Chair, Ltd.

Peter C. Lybrand f/k/a Peter C. Tosto, Richard S. Kern, Donald R. Kern, Charles Wilkins, Admiral Investments Ltd., Compulink International Corp., Drawbridge Investments Ltd., Glittergrove Investments Ltd., Grafton Investments Ltd., Greenford Investments Ltd., McDonalds Ltd., Oasis Enterprises Ltd., Investor Relations, Inc., Tellerstock, Inc., Conversant Enterprises, Inc., EFI Corp. a/k/a Electronic Funds, Inc., Barclay Bankcard, Inc., Canyon Vista Corp., and Salteaux Ltd. a/k/a First American Se