SEC Enforcement Actions

Olayinka Oliyanka Temitope Oyebola; Olayinka Oyebola & Co. (Chartered Accountants)

Garrett W. Moretz

Ryan N. Cole

Bruce Cameron Conway

Dr. Joseph J. Nantomah; Investors Capital LLC; Global Investors Capital LLC; and High Income Performance Partners LLC

Doron A. Tavlin, Afshin Farahan, and David Gantman

David J. Feingold; Joseph B. Baldassarra; Steven S. Baldassarra; Broad Street Global Management, LLC; Broad Street Inc.

David Kushner and La Mancha Funding Corp.

Hedonova LLC and Hedonova Advisors LLC

Timothy Page, Trevor Page, Ticino Capital Limited, Wellesley Holdings Limited, Porrima Limited, Emergent Investments Company, And FJ Investments International Inc.,

Robert Brian Thompson

Ian Mitchell

Auerbach et al.

Money Magnet Platinum Membership Initiative LLC, et al.

Carlos Sacanell

Dusan Varga; Pannon Investment Advisors LLC

Donna Dellomo; Yoon Um; The Lovesac Company

Fruit Street Health, P.B.C.

Ryan Choi

Morrie Tobin et al.

Ruimin Xie

Baris Cabalar

Jeffrey Arsenault et al.

Matthew Groom

Destiny Robotics Corp., et al.

Gotbit Consulting LLC a/k/a Gotbit Hedge Fund and Fedor Kedrov

Russell Armand, Maxwell Hernandez, Manpreet Singh Kohli, and Nam Tran

CLS Global FZC LLC and Andrey Zhorzhes

Vy Pham

Norman V. Meier

Cumberland DRW LLC

Minerco, Inc., Bobby Shumake Japhia, and Julius Makiri Jenge

The Pre IPO Marketplace Inc; Keyport Venture Partners, LLC; Keyport Venture Management, LLC; Keyport Venture Advisors, LLC; Principal Pre-IPO Consulting Group LLC; GlobalX VC LLC; John Michael LoPinto; Robert Wilkos; and Laren Pisciotti

Rari Capital, Inc.; Jai Bhavnani; Jack Lipstone; David Lucid

Barry Siegel

Seong Yeol Lee and Ameritrust Corporation, et al.

James R. Craigie

Harry Zhabilov et al.

Olayinka Temitope Oyebola and Olayinka Oyebola & Co. (Chartered Accountants)

Choice Advisors, LLC and Matthias O’Meara

Mango Labs, LLC, Mango DAO, and Blockworks Foundation

Robert M. Vance

Ignite International Brands, Ltd. et al.

Lionel Selwood, Jr.

Marco Babini, et al.

William D. Carlton and Hans K. Hernandez

Akshay Kamboj and Dev Kamboj

Bryan Scott McMillan

Cassava Sciences, Inc., Remi Barbier, and Lindsay Burns

Bhardwaj et al.

William Rhew III

Vitaly Fargesen

Christopher Beals and Arden Lee

TrueCoin LLC and TrustToken, Inc.

Baba Nadimpalli

Eric J. Watson et al.

Barry Siegel

Benjamin Ballout, Mohamed Zayed, and William Fielding

Anthem Hayek Blanchard and Anthem Holdings Company

James Douglas Miller

Swaffer, et. al.

Anthony Lotito, et al.,

Nicholas A. Palazzo, 4TA Sports, Inc., NP Ventures Holdings, LLC and Play Caller Sports Gaming LLC

Nicholas Bowerman

Cedric Cañas Maillard and Julio Marín Ugedo

Karen Marie Michel

Nano-x Imaging Ltd. and Ran Poliakine

Christofer Shurian; Utah Regional Investment Fund LLC; CCS of Utah, Inc.

Steven J. Jacobson; Advisor Resource Council

Stephone N. Patton, Star Oil and Gas Company, Inc., et al.

Adam R. Long; L2 Capital, LLC; Oasis Capital LLC

John Feloni and Stock Squirrel, Inc.

Luther C. Speight, III and Luther Speight & Company, LLC

Third Friday Management, LLC and Michael E. Lewitt

Prager Metis CPAs, LLC, and Prager Metis CPAs LLP

Bin Hao and Qidian LLC

Anne Pramaggiore

Arline E. Woodbury and Joyce L. Holverson

Ronald E. Filoramo

Robert Del Prete

Marco A Perez, Pedro Perez Jr., and Olivia Perez Durbin

Anthony Viggiano, Stephen A. Forlano, Christopher Salamone, and Nathan Bleckley

Robert Del Prete

Pedram Abraham Mehrian, Strategic Legacy Investment Group, Inc. and SLIG High-Interest Liquid Savings Company

Adam E. Levin; Rick Bentley

Charles Tralka, Thomas Braegelmann, Matthew Sullivan, Jordan Goodman, Good Steward Capital Management, Inc., and Robert L. Barr

Hyzon Motors Inc., Craig M. Knight, and Max C.B. Holthausen

Intrusion Inc.

Philip Verges, James D. Tilton, Jr., Robert F. Malin, Linda Malin, and Blue Citi, LLC, Defendants, and SMEA2Z, LLC, 143 Partners LLC, West Cucharras, LLC, and JDT Trading, LLC, Relief Defendants

The Diamond Desk Corporation; Adam J. Lowe

Stephen L. Bailey, Sapphire Exploration LLC, and Harris Exploration Inc.

Phoenix Outsourced Development, LLC, Edger Solutions Management, Michael McLaughlin, Derek McLaughlin, Louis Peter Goff, Eric Fairbourn, Brian Hubbard, Nicholas Deluca

Douglas MacWright and Highlander Capital Management, LLC

Vista Financial Advisors LLC, et al.

Michael Caridi

Nathalia I. Burgos, Christian A. Cuesta, Steven A. Fernandez et. al.

Empirex Capital LLC and Rafael Alberto Vargas Gonzalez, a/k/a Rafael Vargas

J.H. Darbie & Co., Inc.

Jonathan Becker

Jon P. Kubler, Kubler Consulting LLC, Aksarben Evolution LLC, AV Bhill LLC, CFH Texas LLC, Green Saddle LLC