SEC Enforcement Actions

Joseph Neal Sanberg

Kenneth Thom

Justin Chen; Jun Zhen

Stock Purse Trading LLC; Liston Associates, Inc.; Carole A. Liston

Brent Cranmer; Jonathan Whitesides; and Daniel McCormick

Wendy Swensen

Ashraf Mufareh; ONPASSIVE LLC a/k/a Gofounders and Ofounders; Asmahan Mufareh (relief defendant)

Olayinka Oliyanka Temitope Oyebola; Olayinka Oyebola & Co. (Chartered Accountants)

Garrett W. Moretz

Ryan N. Cole

Bruce Cameron Conway

Michael A. Mooney

Doron A. Tavlin, Afshin Farahan, and David Gantman

David J. Feingold; Joseph B. Baldassarra; Steven S. Baldassarra; Broad Street Global Management, LLC; Broad Street Inc.

Jennifer D'Antoni

John R. Manion, Rocco J. Anselmo, James L. Rammelt, Ivan Kron, Donald S. Italia and William E. Sklar

Compressent, Inc.

Janson Capital, Inc.

Richard H. Steinberg, Timothy J. Brasel, Joseph J. Peirce, Roger M. Taft and Stuart J. Taft

American Telephone+Data, Inc., William Posnett Lynas, III, Janeen Hauxhurst-Lynas, and Daniel W. Kratochvil

Kanakaris Communications, Inc. et al.

North American Corporate Consultants, Inc., Robert Leslie Millstone, and Jay Franklin Johnson

Arete Industries, Inc. et al.

Gautam Adani, Sagar Adani, and Cyril Cabanes

David Kushner and La Mancha Funding Corp.

Hedonova LLC and Hedonova Advisors LLC

Timothy Page, Trevor Page, Ticino Capital Limited, Wellesley Holdings Limited, Porrima Limited, Emergent Investments Company, And FJ Investments International Inc.,

Robert Brian Thompson

Ian Mitchell

Lambert D. Vander Tuig

Money Magnet Platinum Membership Initiative LLC, et al.

Carlos Sacanell

Dusan Varga; Pannon Investment Advisors LLC

Donna Dellomo; Yoon Um; The Lovesac Company

Fruit Street Health, P.B.C.

Ryan Choi

Morrie Tobin et al.

Ruimin Xie

Baris Cabalar

Jeffrey Arsenault et al.

Matthew Groom

Destiny Robotics Corp., et al.

Russell Armand, Maxwell Hernandez, Manpreet Singh Kohli, and Nam Tran

CLS Global FZC LLC and Andrey Zhorzhes

Vy Pham

Norman V. Meier

Cumberland DRW LLC

Minerco, Inc., Bobby Shumake Japhia, and Julius Makiri Jenge

The Pre IPO Marketplace Inc; Keyport Venture Partners, LLC; Keyport Venture Management, LLC; Keyport Venture Advisors, LLC; Principal Pre-IPO Consulting Group LLC; GlobalX VC LLC; John Michael LoPinto; Robert Wilkos; and Laren Pisciotti

Rari Capital, Inc.; Jai Bhavnani; Jack Lipstone; David Lucid

Barry Siegel

Seong Yeol Lee and Ameritrust Corporation, et al.

James R. Craigie

Harry Zhabilov et al.

Olayinka Temitope Oyebola and Olayinka Oyebola & Co. (Chartered Accountants)

Choice Advisors, LLC and Matthias O’Meara

Robert M. Vance

Ignite International Brands, Ltd. et al.

Lionel Selwood, Jr.

Marco Babini, et al.

William D. Carlton and Hans K. Hernandez

Akshay Kamboj and Dev Kamboj

Bryan Scott McMillan

Cassava Sciences, Inc., Remi Barbier, and Lindsay Burns

Bhardwaj et al.

William Rhew III

Vitaly Fargesen

Christopher Beals and Arden Lee

TrueCoin LLC and TrustToken, Inc.

Baba Nadimpalli

Eric J. Watson et al.

Barry Siegel

Benjamin Ballout, Mohamed Zayed, and William Fielding

Anthem Hayek Blanchard and Anthem Holdings Company

James Douglas Miller

Swaffer, et. al.

Anthony Lotito, et al.,

Nicholas Bowerman

Cedric Cañas Maillard and Julio Marín Ugedo

Karen Marie Michel

Shannon Westhead, et al.; \<br>ABFP Income Fund Parallel, LLC, et al.

Nano-x Imaging Ltd. and Ran Poliakine

Christofer Shurian; Utah Regional Investment Fund LLC; CCS of Utah, Inc.

Steven J. Jacobson; Advisor Resource Council

Stephone N. Patton, Star Oil and Gas Company, Inc., et al.

Adam R. Long; L2 Capital, LLC; Oasis Capital LLC

John Feloni and Stock Squirrel, Inc.

Luther C. Speight, III and Luther Speight & Company, LLC

Third Friday Management, LLC and Michael E. Lewitt

Prager Metis CPAs, LLC, and Prager Metis CPAs LLP

Bin Hao and Qidian LLC

Anne Pramaggiore

Arline E. Woodbury and Joyce L. Holverson

Ronald E. Filoramo

Robert Del Prete

Edward A. Durante, First New Haven Corporation, Burton G. Vishno, Thomas J. Donahue, Investment Resources, Inc., Daniel C. Sanders, Thomas G. Scalzo, Jr., Timothy J. Pinchin, Shareholder Communications Group, LLC., Pacific Corporate Equities, LLC., Jackson L. Morris, Mark E. Gould, Thomas K. Williams, Syncom, International, Inc., And World International Marketing, Inc., Defendants, and Janice Sheeley Durante, Stanley T. Deck, Sr., and Walter J. Zink, Relief Defendants

Anthony Viggiano, Stephen A. Forlano, Christopher Salamone, and Nathan Bleckley

Robert Del Prete

Pedram Abraham Mehrian, Strategic Legacy Investment Group, Inc. and SLIG High-Interest Liquid Savings Company

Adam E. Levin; Rick Bentley