SEC Enforcement Actions
U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.
10,345 releases indexed · page 11 of 104.
- LR-23959Tweed Financial Services, Inc. et al.
- LR-23956Jammin' Java Corp. et al.
- LR-23957Arun J. Singh
- LR-23958N1 Technologies, Inc., et al.
- LR-23949Brian C. Jensen
- LR-23950Micheal A. Skerry
- LR-23952Anand Jayapalan et al.
- LR-21748Steven L. Rattner
- LR-23955Demitrios Hallas
- LR-23946Naris Chamroonrat, et al.
- LR-23947David Howard Welch, et al
- LR-23948Sean Stewart et al.
- LR-23944Edward Chen, et al.
- LR-23945Eric Pulier
- LR-23943Jason Napodano, Bilal Basrai and Bryce Stirton
- LR-23942Aegerion Pharmaceuticals, Inc.
- LR-23941Moses Investment Company, LLC and Michael S. Moses
- LR-23939Woodbridge Group of Companies LLC
- LR-23940Justin Samuel Cary
- LR-23937Peter C. Chang
- LR-23938Ronald Van Den Heuvel, et al.
- LR-23936Francisco Illarramendi, et al.
- LR-23934Mayank Gupta, et al.
- LR-23935Lawrence F. Cluff, Jr., Roger E. Shaoul, and James Shaoul
- LR-23933TelexFree, Inc. et al.
- LR-23932David Aubel and Robert Raffa
- LR-23931Brett Kennedy, et al.
- LR-23929Craig H. Carton, et al.
- LR-23930Scott Newsholme
- LR-23928Richard P. Cedrone, Steven R. Ferris and George R. Thoreson
- LR-23925Navellier & Associates, Inc. and Louis Navellier
- LR-23926Evan R. Kita, et al.
- LR-23927Leon Vaccarelli, et al.
- LR-23924Tennstar Energy, Inc., et al.
- LR-23923Lek Securities Corp. et al.
- LR-23922Dawn J. Bennett and DJB Holdings LLC
- LR-23921Caledonian Bank Ltd., et al.
- LR-23918Javier Martin-Artajo & Julien G. Grout
- LR-23914Brian Pappas, et al.
- LR-23915Jeremy Joseph Drake
- LR-23916Michael J. Hooper
- LR-23917BioChemics, Inc., et al.
- LR-23913Adesh Kumar Tyagi
- LR-23912Arista Power, Inc., et al.
- LR-23907Robert Cortez Marshall
- LR-23908Michael Quigley, et al.
- LR-23909Vergeous LLC, et al.
- LR-23910Edward DiMaria and Matthew Gamsey
- LR-23911Daniel Rivas, et al.
- LR-23904Sethi Petroleum, et al.
- LR-23905Southridge Capital Management LLC, et al.
- LR-23906Jay Belson, et al.
- LR-23901Damon Hovannisian, et al.
- LR-23902Smith, et al.
- LR-23903Hidalgo Mining Corp., et al.
- LR-23900Louis Martin Blazer III
- LR-23898Steven V. McClatchey and Gary J. Pusey
- LR-23899David Blaszczak, et al.
- LR-23897Michael L. Hudson
- LR-238967S Oil & Gas, LLC, et al.
- LR-23895Robert D. B. Genovese, et al.
- LR-23892Jeffrey D. Martin, et al.
- LR-23893Patrick Muraca, NanoMolecularDX, LLC (a/k/a NMDX, LLC), and MetaboRX, LLC
- LR-23894Donald J. Lester, et al.
- LR-24960Robert C. Morgan
- LR-24955Curative Biosciences, Inc. f/k/a Healthient, Inc., William M. Alverson, Katherine West Alverson, and Steven G. Patton
- LR-21745Charles C. Conaway and John T. McDonald, Jr.
- LR-21755Crossroads Financial Planning, Inc., and Julie M. Jarvis, et al.
- LR-19033Thomas E. Edgar
- LR-21744Scott M. Ross
- LR-24899FLiK, CoinSpark, Ryan S. Felton, William Q. Sparks, Jr., Owen B. Smith, and Chance B. White, and Relief Defendants Hyperion Holdings LLC, Stephanie L. Brown, Dale W. Felton, and Jennifer Felton
- LR-24870Cecilia Millan and Margarita Cabrera
- LR-21743Winning Kids, Inc., et al.
- LR-21735LocatePlus Holdings Corporation
- LR-21736Overland Energy, Inc., Acorn Energy, Inc., Garry B. Smith, Robert J. Nelson and Steven M. Ray, Defendants, and Tega Operating Company, Relief Defendant
- LR-21737Joseph Paul Zada and Zada Enterprises, LLC
- LR-21733Duane Martin and Gary Trump
- LR-21732Galleon Management, LP, et al.
- LR-21730Igor Poteroba, Aleksey Koval, Alexander Vorobiev, and Relief Defendants Tatiana Vorobieva and Anjali Walter
- LR-21731Alero Odell Mack, Jr., et al.
- LR-21724GlobalSantaFe Corp.
- LR-21725Transocean Inc.
- LR-21726Pride International, Inc.
- LR-21727Panalpina, Inc.
- LR-21728Noble Corporation
- LR-21729Tidewater Inc.
- LR-21722Cohmad Securities Corp., et al.
- LR-21723Gary A. Reys
- LR-21719Mazhar Ul Haque
- LR-21720Noor Mohammed
- LR-21721Dr. Yves M. Benhamou
- LR-21718Cohmad Securities Corp., et al.
- LR-21713Elite Resources, LLC, et al.
- LR-21714James D. Sterling
- LR-21715Steven Brewer, Adam Erickson, Brewer Investment Group, LLC, Brewer Financial Services, LLC, and Brewer Investment Advisors, LLC
- LR-21716BIH Corporation, et al.
- LR-24574Motty Mizrahi et al.
- LR-24550Commonwealth Equity Services, LLC d/b/a Commonwealth Financial Network
- LR-21734Robert J. Sucarato d/b/a New York Financial Company
- LR-23470Randy A. Hamdan and Oracle Consultants, LLC
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.