SEC Enforcement Actions

Accelera Innovations, Inc., et al. and John F. Wallin

John H. Rogicki

Reed J. Killion, Jeffrey W. Tomz, and Uni-Pixel, Inc.

Gerardo de Nicolás et al.

James M. Schneider

Bershan, et al.

JustInfo, et al.

Marc A. Celello

Christopher A. Faulkner, et. al.

Richard G. Cody, et al.

Homero Joshua Garza

Tweed Financial Services, Inc. et al.

Jammin' Java Corp. et al.

Arun J. Singh

N1 Technologies, Inc., et al.

Brian C. Jensen

Micheal A. Skerry

Steven L. Rattner

Anand Jayapalan et al.

Avaneesh Krishnamoorthy

Demitrios Hallas

Naris Chamroonrat, et al.

David Howard Welch, et al

Sean Stewart et al.

Edward Chen, et al.

Eric Pulier

Jason Napodano, Bilal Basrai and Bryce Stirton

Aegerion Pharmaceuticals, Inc.

Moses Investment Company, LLC and Michael S. Moses

Woodbridge Group of Companies LLC

Justin Samuel Cary

Peter C. Chang

Ronald Van Den Heuvel, et al.

Francisco Illarramendi, et al.

Mayank Gupta, et al.

Lawrence F. Cluff, Jr., Roger E. Shaoul, and James Shaoul

TelexFree, Inc. et al.

David Aubel and Robert Raffa

Brett Kennedy, et al.

Craig H. Carton, et al.

Scott Newsholme

Richard P. Cedrone, Steven R. Ferris and George R. Thoreson

Navellier & Associates, Inc. and Louis Navellier

Evan R. Kita, et al.

Leon Vaccarelli, et al.

Tennstar Energy, Inc., et al.

Lek Securities Corp. et al.

Dawn J. Bennett and DJB Holdings LLC

Caledonian Bank Ltd., et al.

Alan Charles Kapanicas

Javier Martin-Artajo & Julien G. Grout

Brian Pappas, et al.

Jeremy Joseph Drake

Michael J. Hooper

BioChemics, Inc., et al.

Adesh Kumar Tyagi

Arista Power, Inc., et al.

Robert Cortez Marshall

Michael Quigley, et al.

Vergeous LLC, et al.

Edward DiMaria and Matthew Gamsey

Daniel Rivas, et al.

Sethi Petroleum, et al.

Southridge Capital Management LLC, et al.

Jay Belson, et al.

Damon Hovannisian, et al.

Smith, et al.

Hidalgo Mining Corp., et al.

Louis Martin Blazer III

Steven V. McClatchey and Gary J. Pusey

David Blaszczak, et al.

Michael L. Hudson

7S Oil & Gas, LLC, et al.

Robert D. B. Genovese, et al.

Jeffrey D. Martin, et al.

Patrick Muraca, NanoMolecularDX, LLC (a/k/a NMDX, LLC), and MetaboRX, LLC

Donald J. Lester, et al.

Christopher W. Burns, Investus Advisers LLC d/b/a Dynamic Money LLC, Investus Financial LLC, Peer Connect LLC, and Meredith L. Burns (Relief Defendant)

Charles C. Conaway and John T. McDonald, Jr.

Robert C. Morgan

Curative Biosciences, Inc. f/k/a Healthient, Inc., William M. Alverson, Katherine West Alverson, and Steven G. Patton

Crossroads Financial Planning, Inc., and Julie M. Jarvis, et al.

Thomas E. Edgar

Stebbins & Jones

Lindner Capital Advisors, Inc. and Robert J. Lindner

FLiK, CoinSpark, Ryan S. Felton, William Q. Sparks, Jr., Owen B. Smith, and Chance B. White, and Relief Defendants Hyperion Holdings LLC, Stephanie L. Brown, Dale W. Felton, and Jennifer Felton

Cecilia Millan and Margarita Cabrera

Scott M. Ross

Winning Kids, Inc., et al.

John F. Thomas, Thomas Becker, Douglas Martin, Paul Hanson, Damian Ostertag, Einstein Sports Advisory, LLC, QSA, LLC, Vegas Basketball Club, LLC, Vegas Football Club, LLC, Wellington Sports Club, LLC, Welscorp, Inc. and Executive Financial Services, Inc.

Motty Mizrahi et al.

Commonwealth Equity Services, LLC d/b/a Commonwealth Financial Network

Robert J. Sucarato d/b/a New York Financial Company

LocatePlus Holdings Corporation

Overland Energy, Inc., Acorn Energy, Inc., Garry B. Smith, Robert J. Nelson and Steven M. Ray, Defendants, and Tega Operating Company, Relief Defendant

Joseph Paul Zada and Zada Enterprises, LLC

Duane Martin and Gary Trump

Galleon Management, LP, et al.

Igor Poteroba, Aleksey Koval, Alexander Vorobiev, and Relief Defendants Tatiana Vorobieva and Anjali Walter

Alero Odell Mack, Jr., et al.