SEC Enforcement Actions

Carlos I. Uresti and Stanley P. Bates

Thomas Carter Ronk

Bryan R. Ziegenfuse

Jehu Hand and Antonio Katz

Michael A. Bressman

TelexFree, Inc. et al.

Andrew J. Kandelapas

James Thomas Bramlette, the Pelorus Group, LLC, Anthony Mark Hartman, Private Placement Capital Notes II, LLC, Stone Mountain Equities, LLC, Travis Kozlowski, Entelecus Fund, LLC, Aaron John Wernli

William C. Skelley and Sohin S. Shah

John Gregory Schmidt

Adam Rentzer

James Douglas Miller

Jason W. Galanis, et al.

Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO, LLC

Hope Advisors, LLC, et al.

World Tree Financial, LLC, et al.

Michael L. LaPenna

CSIR Group, LLC, et al.

Hani Zeini and Sientra, Inc.

Tamara Steele and Steele Financial, Inc.

John Paul Waymack

SeaWorld Entertainment, Inc. and James Atchison, Frederick D. Jacobs

Clovis Oncology, Inc., Patrick J. Mahaffy, and Erle T. Mast

Ernest J. Romer, III

Emil Botvinnik and Jovannie Aquino

Thomas J. Caufield

Arista Power, Inc., et al.

Rong Chen, et al.

Gregory Lemelson, Lemelson Capital Management, LLC, and The Amvona Fund

Adam C. Wasserman

Laura, et al.

Contrarian Investments, LLC

Nevada Sports Investment Group, LP

Christopher Davies, et al.

Barry C. Honig, et al.

Steven H. Davis, et al.

Joel N. Burstein

In Ovations Holdings, Inc. and Mark Goldberg

Robert William Dorrance

Jeffrey Goldman and Christopher Eikenberry

Tangoe, Inc. et. al.

Scott Stacy Phelps and James Michael Harper

Kendricks, et al.

Grenda Group, LLC, et al.

Amer Deeba

1 Global Capital, LLC, Carl Ruderman, et al.

John A. Henderson and Global Resources Leadership, LLC

Richard J. Greenlaw et al.

Robert C. Dobkin, Cynthia Braun, Michael Fiorillo and Jeffrey S. Gregersen

Swapnil J. Rege and SwapStar Capital, LLC

Robert Bernardi, Nihat Cardak, and Sunil Chandra, Defendants, and Daniel Bernardi, Diane Olsen, and Jenifer Bernardi, Relief Defendants, Civ. Action

Nicholas J. Genovese, Willow Creek Investments, LP, and Willow Creek Advisors, LLC

Buttonwood Financial Group, LLC and Jon Michael McGraw

Frantz Simeon and First Black Enterprises, Inc.

James R. Collins and Robert F. DiMeo

Choice Advisors, LLC and Matthias O'Meara

Biogenic, Inc., Diagnostic Link Ltd, LLC, Vital Systems Ltd LLC, BioTek Holdings LLC, Tek Wellness Inc., Capital Care Management LLC, Susann Ashley Cargnino a/k/a Susann Ashley Walker a/k/a Ashley Walker, Zachari Alan Cargnino a/k/a Zach Alan, Julie Ann Youssef a/k/a Julie Ann a/k/a Julie Joseph, and Gary Youssef a/k/a Gary Joseph

Back to Green Mining, LLC, José Jiménez Cruz, and Manuel Portalatin

James Wallace Nall, III, Michael Hale Smith, Michael Dwaine Smith, Robert Walter Smith and Walter Vice Tutt

Equitybuild, Inc. et al.

Sandy J. Masselli, Jr. et al.

Gary S. Williky

Fishoff, et al.

Barry M. Kornfeld, et al., Lynette M. Robbins and Knowles Systems, Inc.

Eric P. Lesak, Global Research, LLC (PA), Global Research, LLC (NY)

A. Catlin Cade, IV

Intertech Solutions, Inc., William Scott Marshall, David Michael Naylor, and West Port Energy LLC

Harpreet Grewal

Equitybuild, Inc. et al.

Medient Studios, Inc. et al.

Lauren Zarksy, Dorothy Zarsky

TelexFree, Inc. et al.

Chad Anthony Lewis

Alexander Charles White and Paul Douglas Vandivier

Christopher Collins, et al., Lauren Zarksy, Dorothy Zarsky

Roger Duffield and Plandai Biotechnology, Inc.

John C. Maccoll

Arthur Lamar Adams and Madison Timber Properties, LLC

Salvadore D. Palermo

City of Victorville, et al.

Murakami, et al.

Moddha Interactive, Inc., Marianne Veronika Sandor, Edward Michael Porrazzo, and Spar Street

Palm House Hotel LLLP, et al.

Fei Yan, et al.

Madan

Lozuk

BroCo Investments, Inc. and Valery Maltsev

Arnold McClellan and Annabel McClellan

ICP Asset Management, LLC, ICP Securities, LLC, Institutional Credit Partners, LLC, Thomas C. Priore, Lori A. Priore, and Bertrand H. Smyers

Andrew L. Fassari

Sung Mo Jun, Joon Jun, Junwoo Chon, Ayden Lee, and Jae Hyeon Bae

GPL Ventures LLC, GPL Management LLC, Alexander J. Dillon, Cosmin I. Panait, HempAmericana, Inc., Salvador E. Rosillo, Seaside Advisors, LLC, and Lawrence B. Adams

Oleksandr Ieremenko, Sungjin Cho, David Kwon, Igor Sabodakha, Victoria Vorochek, Ivan Olefir, Andrey Sarafanov, Capyield Systems Ltd., Spirit Trade Ltd.

Lucent Technologies, Inc., et al.

Avanti Capital Partners, LLC, et al

Jennifer L. Dodge, Grant M. Carroll, Tamara M. Davis, and The Cornerstone TKD, LLC

George Georgiou

Andalusian Resorts and Spas, Inc., John Madsen, and Bernard Fried

Randall James

J. Patrick O'Neill and Robert H. Bray