SEC Enforcement Actions
U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.
9,920 releases indexed · page 12 of 100.
- LR-23441Ronald Lawrence Schuman
- LR-23440New Stream Capital, LLC, et al.
- LR-23437In re Four Points Capital Partners LLC
- LR-23438Bonan Huang, et al.
- LR-23439Michael J. Ling
- LR-23436Southern Cross Resources Group, Inc., et al.
- LR-23434Edward Durante, a.k.a. Ted Wise
- LR-23435CAUSwave, Inc., Jeffrey L. Riggs, and Diane R. Baldwin
- LR-23432Vu H. Le a/k/a Vinh H. Le and TeamVinh.com LLC
- LR-23433Martin Shkreli, Evan Greebel, MSMB Capital Management LLC, and MSMB Healthcare Management LLC
- LR-23429Oxford City Football Club, Inc. and Thomas Anthony Guerriero
- LR-23430Edward Laborio and Jonathan Fraiman
- LR-23431Lee Cole, et al.
- LR-23427CAUSwave, Inc., Jeffrey L. Riggs, and Diane R. Baldwin
- LR-23428Jessica Gilbertson
- LR-23426FX & Beyond Corporation and Steve H. Karroum
- LR-23424Jehu Hand and Antonio Katz
- LR-23425Robert Seibert, a.k.a. John Grey
- LR-23421Trudy R. Gilmond
- LR-23422Jeffrey K. Skilling et al.
- LR-23423William B. Fretz, Jr., et al.
- LR-23420Hui Feng, et al.
- LR-23415Homero Joshua Garza
- LR-23416James A. Torchia et al.
- LR-21710Presto Telecommunications, Inc. and Alfred Louis Vassallo, Jr.
- LR-23413Bernard M. Parker
- LR-23412Dynkowski, et al.
- LR-23410Justin Moongyu Lee
- LR-23411Efstratios "Elias" Argyropoulos and Prima Capital Group, Inc.
- LR-23409EB5 Asset Manager, LLC, et al.
- LR-23408Steven C. Watson
- LR-23407Tropikgadget FZE, et al.
- LR-234055 Star Commercial, LLC, and 5 Star Capital Fund, LLC
- LR-23406Brett A. Cooper, Global Funding Systems LLC, Dream Holdings, LLC, Fortitude Investing, LLC, Peninsula Waterfront Development, LP, and REOP Group Inc.
- LR-23403Zhichen Zhou and Yannan Liu
- LR-23404Bobby M. Collins
- LR-23402James M. Louks and FiberPoP Solutions, Inc.
- LR-23401James Alan Craig
- LR-23400Abraxas J. Discala, Marc E. Wexler, Matthew A. Bell, Craig L. Josephberg, and Ira Shapiro
- LR-23399Provident Capital Indemnity, et al.
- LR-23398Vlad B. Spivak, et al.
- LR-23397William M. Apostelos, et al.
- LR-23396Diverse Financial Corp., et al.
- LR-23394Ascenergy LLC et al.
- LR-23395Mary Beth Knight and Rebecca Norton
- LR-23393Summit Trust Company, et al.
- LR-23392Joseph Catapano and Michael Piervinanzi
- LR-23391Vladimir Eydelman
- LR-23390John Clifford Williams
- LR-24364Mark Suleymanov
- LR-24331Charles A. Banks, IV
- LR-24323John Madsen, Andalusian Resorts and Spas, Inc., and Bernard Fried
- LR-24324Alexander C. Burns, et al.
- LR-21708Berkshire Resources, L.L.C., et al.
- LR-21709Southridge Capital Management LLC, Southridge Advisors LLC, and Stephen M. Hicks
- LR-21706Prime Time Group, Inc., et al.
- LR-21707Winning Kids, Inc., et al.
- LR-21701Carlo G. Chiaese, et al.
- LR-19004Martin Julien Marks
- LR-21703Office Depot, Inc.
- LR-21704Jose O. Vianna, Jr. and Creswell Equities, Inc.
- LR-21705Shawn A. Icely
- LR-21698Carl E. Binette and Peter E. Talbot
- LR-21699Paul T. Mannion, Jr., Andrew S. Reckles, PEF Advisors LLC, and PEF Advisors Ltd.
- LR-21700East Delta Resources Corp., Victor Sun, David Amsel and Mayer Amsel
- LR-21697Thomas J. Petters, Gregory M. Bell and Lancelot Investment Management LLC, Defendants, and Inna Goldman, Inna Goldman Revocable Trust, Asia Trust Ltd., Blue Sky Trust, and Gregory Bell Revocable Trust, Relief Defendants
- LR-21695Jason K. Fifield
- LR-21696Brian N. Lines, Scott G.S. Lines, LOM (Holdings) Ltd., Lines Overseas Management Ltd., LOM Capital Ltd., LOM Securities (Bermuda) Ltd., LOM Securities (Cayman) Ltd., LOM Securities (Bahamas) Ltd., Anthony W. Wile, Wayne E. Wile, Robert J. Chapman, William Todd Peever, Phillip James Curtis, and Ryan G. Leeds
- LR-21694Bruce F. Prévost, David W. Harrold, Palm Beach Capital Management LP, and Palm Beach Capital Management LLC
- LR-21756Charles William Petty, II, et al.
- LR-23387Lonny S. Bernath
- LR-23384Delaney Equity Group LLC
- LR-23385Francis J. van Steenberge and Nicolas Zanen
- LR-23386Andrew Farmer, et al.
- LR-23381Garfield Taylor, Inc., et al.
- LR-23382James L. Erwin and Joint Venture Solutions, Inc.
- LR-23383Allen Ross Smith
- LR-23380Oscar Wu
- LR-23379Ryan Petersen; Arthur Knapp
- LR-23377James S. Quay (Corrected)
- LR-23378Steve Chen, et al.
- LR-23374Saleem Khan et al.
- LR-23375Spencer Pharmaceutical Inc., Jean-François Amyot, Maximilien Arella, Ian Morrice, IAB Media Inc., and Hilbroy Advisory Inc.
- LR-23376Commodore Financial Corp., et al.
- LR-23373David P. Godwin and Anthony G. Roth
- LR-23371Charles Riel III and REinvest LLC
- LR-23372Michael J. Moore, CPA and Moore & Associates Chartered
- LR-23369Jose G. Ramirez Jr.
- LR-23370Lee D. Weiss, et al.
- LR-23365Hitachi Ltd.
- LR-23366Eldrick E. Woodley d/b/a Woodley & Co. Wealth Strategies
- LR-23367Jill D. Cook and Mark C. Pierce
- LR-23368Robert L. Spallina, et al.
- LR-23361Richard E. Gathright, et al.
- LR-23362iShopNoMarkup.com, Inc.
- LR-23363Taj Jerry Mahabub, GenAudio, Inc. and Astound Holdings, Inc.
- LR-23364Morando Berrettini, et al.
- LR-23359Richard Condon, et al.
- LR-23356Joseph F. Apuzzo
- LR-23357Eric McPhail, et al.
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.