SEC Enforcement Actions

Alan G. Heide

Craig Rumbaugh, Rumbaugh Financial Inc., and Desert Strategic Equity, LLC

Stuart Frost and Frost Management Company, LLC

Jeffrey C. Mack and Lawrence C. Blaney

Harsh Nahata and Ajay S. Bhandari

Antonio Bravata

Mark E. Burns

Richard G. Duncan

Jerry Lee Farish and New Summit Homes, Inc.

Tanmaya Kabra et al.

Thomas W. Avent, Jr., et al.

Imran Husain, et al.

Tanmaya Kabra et al.

Gerard F. Hug and Kurt W. Streams

Helvetia Pharmaceuticals, Inc., et al.

Superior Opportunities, Inc., et al.

Arthur Nadel, et al.

Smart Online, Inc., et al.

GP Capital Group, Inc. and Shannon W. Illingworth

Sethi Petroleum, LLC and Sameer P. Sethi

John T. Place, et al.

Patrick Churchville

Korchevsky, et al.

Edward J. Kosinski

RAE Systems Inc.

Gregory E. Webb, et al.

Jared Jeffrey Davis and Dale Burke Pinchot

Rajeshwar R. Gannamaneni, Deepthi Gandra, and Linga R. Gannamaneni

NVC Fund LLC and Frank Ekejija

Chen et al.

Michael B. Rothenberg

Jesse C. Litvak

Thomas H. Laws, et al.

Craig Arsenault, Atlas Capital Management, Inc., and ACT Global Investments

David G. Dreslin, et al.

Jared Gabriel Forrester

Eric T. Landis et al.

Morrie Tobin et al.

Zev Saltsman, et al.

Home Solutions of America, Inc., et al.

Steve Qi, et al.

Kimberly Pine Kitts

Gaylen D. Rust and Rust Rare Coin, Inc.

Giga Entertainment Media, Inc. et al.

James S. Polese, et al.

Town of Ramapo, et al.

Dhru Desai

Mark Burnett, Jeffrey Miller, Christian Romandetti, Frank Sarro, Anthony Vassallo, and Elite Stock Research, Inc.

James V. Mazzo, et al.

Richard G. Cody, et al.

Kevin B. Merrill, et al.

Arthur Lamar Adams et al.

Joseph Meli, et al.

Craig H. Carton, et al.

Ricardo H. Goldman

Eric J. "EJ" Dalius et al.

Slobodan Dragojlovic

Eric P. Lesak, et al.

James E. Hengen

SeeThruEquity, LLC et al.

Michael E. Cone, et al

Core Performance Management, LLC, et al., RMR Asset Management Company, et al.

TelexFree, Inc. et al.

Robert A. Ferrante and Marilyn R. Thomassen, et al.

Brian Pappas, et al.

Timothy J. Atkinson, et al., Ronald C. Montano, et al., Justin Blake Barrett and Grayson Brookshire

Douglas P. Simanski

1Pool Ltd. a.k.a. 1Broker and Patrick Brunner

Brian Weber and Bebida Beverage Co.

Roger Knox et al.

Sean Kelly et al.

Yorkville Advisors, LLC, Mark Angelo and Edward Schinik

Philip Thomas Kueber

Jeffery J. Temple and Benedict M. Pastro

Stephen F. Clifford d/b/a Clifford Financial Assocs.

Bruce J. Fixelle, Genesis Advisory Services Corp., and Aurora Capital Management, LLC

Mark E. Fisher and Joseph F. Capuozzo

Richard J. Greenlaw et al.

Jean Danhong Chen, Tony Jianyun Ye, Kai Hao Robinson, Kuansheng Chen, Law Offices of Jean D. Chen, A Professional Corporation, Tree Lined Holdings, LLC, And Golden State Regional Center, LLC

Ross McLellan

Bryan B. Long

Susan Werth, a.k.a. Susan Worth, Corporate Mystic, LLC, Commercial Exchange Solutions, Incorporated, and Exchange Solutions Company

Merrill, et al.

Blockvest, LLC and Reginald Buddy Ringgold, III a/k/a Rasool Abdul Rahim El

Harold L. Altvater

Dennis Wayne Hamilton

Ross B. Shapiro, Michael A. Gramins and Tyler G. Peters

Jeffre James and Saint James Holding and Investment Company Trust

Lawrence P. Schmidt, Commercial Equity Partners, Ltd, FutureGen Company (d/b/a FutureGen Capital), FGC Distressed Assets Investment #1, LLC; FutureGen Capital DDA CG Fund LLC; FGC Tax Lien Fund #2, LLC; FGC Trading Fund #1 LLC; FGC SPE NO 1 LLC; FGC SPE NO 2 LLC; and FGC CM Note Fund LLC

FX & Beyond Corporation et al.

Robert O. Carr and Katherine M. Hanratty

Russell Craig and OneStep Financial Services, LLC

Roger Knox et al.

Ifitikar Ahmed, et al.

Salix Pharmaceuticals, Ltd., Adam C. Derbyshire

Goldsky Asset Management, LLC and Kenneth Grace

Thomas J. Connerton and Safety Technologies LLC

NL Technology, LLC et al.

Edward J. Kosinski

Nutra Pharma Corp. et al