Securities & Exchange Commission v. Gann

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• “A block notice typically informs the broker that he has ran afoul of a fund’s restrictions and bars specified accounts controlled by the broker from future trades.”

Source: CourtListener parenthetical corpus (CC0).

Cited by

18 cases in this archive cite this case.

• World Wide Street Preachers Fellowship v. Town of Columbia
  Fifth Circuit· 2009-12-21· cited 101×
• Securities & Exchange Commission v. Life Partners Holdings, Inc.
  Fifth Circuit· 2017-04-21· cited 89×
• Employees Retirement System of Texas v. Putnam, LLC
  Tex. App. Ct., 3rd Dist. (Austin)· 2009-07-30· cited 40×
• Securities & Exchange Commission v. Ginder
  Second Circuit· 2014-05-19· cited 33×
• Bear Ranch, L.L.C. v. Heartbrand Beef, Inc.
  Fifth Circuit· 2018-03-20· cited 31×
• SEC v. World Tree
  Fifth Circuit· 2022-08-04· cited 18×
• Securities & Exchange Commission v. Life Partners Holdings, Inc.
  W.D. Texas· 2014-12-02· cited 8×
• Securities & Exchange Commission v. Pentagon Capital Management PLC
  S.D. New York· 2012-02-14· cited 6×
• Securities & Exchange Commission v. Blackburn
  E.D. Louisiana· 2015-12-28· cited 4×
• Securities & Exchange Commission v. Evolution Capital Advisors, LLC
  S.D. Texas· 2011-12-22· cited 4×
• United States Securities & Exchange Commission v. Benger
  N.D. Illinois· 2014-08-13· cited 2×
• Texas Department of State Health Services and David L. Lakey, M.D., Commissioner v. Nancy Holmes, CLHRP, CME
  Tex. App. Ct., 3rd Dist. (Austin)· 2009-07-30
• Unnamed case
  Tex. App. Ct., 3rd Dist. (Austin)· 2009-07-30
• Unnamed case
  Tex. App. Ct., 3rd Dist. (Austin)· 2009-07-15
• Unnamed case
  Tex. App. Ct., 3rd Dist. (Austin)· 2009-07-15
• Securities & Exchange Commission v. Sethi Petroleum, LLC
  E.D. Texas· 2017-01-17
• First Specialty Insurance v. Mississippi State University
  Fifth Circuit· 2009-12-10
• SEC v. Timothy Barton
  Fifth Circuit· 2025-04-17

Cites

25 cases in this archive are cited by this case; the 20 most cited are listed.

• Anderson v. City of Bessemer City
  Supreme Court· 1985-03-19· cited 11,658×
• Ernst & Ernst v. Hochfelder
  Supreme Court· 1976-05-19· cited 3,533×
• Basic Inc. v. Levinson
  Supreme Court· 1988-03-07· cited 3,007×
• Aaron v. Securities & Exchange Commission
  Supreme Court· 1980-06-02· cited 769×
• Rosenzweig v. Azurix Corp.
  Fifth Circuit· 2003-06-13· cited 527×
• Plotkin v. IP Axess Inc.
  Fifth Circuit· 2005-04-22· cited 517×
• Securities & Exchange Commission v. Zandford
  Supreme Court· 2002-06-03· cited 406×
• Securities and Exchange Commission v. Savoy Industries, Inc. Appeal of S. Mort Zimmerman
  D.C. Circuit· 1978-07-28· cited 249×
• Nathenson v. Zonagen Inc.
  Fifth Circuit· 2001-10-15· cited 231×
• Fed. Sec. L. Rep. P 96,610 Securities and Exchange Commission v. Gerson Blatt, Barton S. Udell, and John Pullman
  Fifth Circuit· 1978-11-15· cited 210×
• Procter & Gamble Co. v. Amway Corp.
  Fifth Circuit· 2004-07-22· cited 183×
• Canal Barge Company, Inc. v. Torco Oil Company Gulfstream Trading, Ltd. Company
  Fifth Circuit· 2000-07-20· cited 170×
• Securities and Exchange Commission v. First Financial Group of Texas
  First Circuit· 1981-05-20· cited 140×
• Indiana Electrical Workers' Pension Trust Fund IBEW v. Shaw Group, Inc.
  Fifth Circuit· 2008-07-29· cited 104×
• In re Mid-South Towing Co.
  Fifth Circuit· 2005-07-25· cited 93×
• Securities & Exchange Commission v. Ficken
  First Circuit· 2008-10-20· cited 87×
• N W Enterprises Inc v. The City of Houston
  Fifth Circuit· 2003-11-25· cited 84×
• Securities & Exchange Commission v. Wolfson
  Tenth Circuit· 2008-09-02· cited 75×
• Water Craft Management LLC v. Mercury Marine
  Fifth Circuit· 2006-07-25· cited 67×
• Prusky Ex Rel. Windsor Securities, Inc. v. Reliastar Life Insurance
  Third Circuit· 2008-07-10· cited 59×