Janus Capital Group, Inc. v. First Derivative Traders
Citations
- 131 S. Ct. 2296
- 180 L. Ed. 2d 166
- 564 U.S. 135
- 2011 U.S. LEXIS 4380
- 22 Fla. L. Weekly Fed. S 1124
- 79 U.S.L.W. 4466
Oral argument
- ListenArgued61 min recording
Source: CourtListener oral-argument corpus (CC0).
How courts have described this case
Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.
- holding that the allegation that the defendant was significantly involved in preparing the alleged misstatements was insufficient to state a claim for primary liability under Rule 10b-5
- holding that Janus Investment Fund made statements in prospectuses under Section 10(b) because “[o]nly Janus Investment Fund ... bears the statutory obligation to file the prospectuses with the SEC”
- holding that, where corporate formalities are observed, a corporate entity is not liable under SEC Rule 10b-5 for statements made by a related but legally separate entity
- holding that a mutual fund adviser may not be found liable for a mutual fund's violation of SEC Rule 10b-5, in part because of \the narrow scope that [courts] must give the implied private right of action\
- holding that a mutual fund adviser may not be found liable for a mutual fund’s violation of SEC Rule 10b-5, in part because of “the narrow scope that [courts] must give the implied private right of action”
- holding that Janus Capital Management was not liable as a “maker” of the alleged misstatements because Janus Investment Fund, a separate legal entity, filed the prospectuses and was statutorily obligated to do so
Source: CourtListener parenthetical corpus (CC0).
Judges: Thomas, Breyer, Ginsburg, Sotomayor, Kagan
Read full opinion on CourtListenerCited by
200 cases in this archive cite this case; the 20 most cited are listed.
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- Gabelli v. Securities & Exchange CommissionSupreme Court· 2013-02-27· cited 282×
- Frame v. City of ArlingtonFifth Circuit· 2011-09-15· cited 271×
- Wilson v. Merrill Lynch & Co., Inc.Second Circuit· 2011-11-14· cited 238×
- Stratte-McClure v. StanleySecond Circuit· 2015-01-12· cited 219×
- Lorenzo v. SEC. & Exch. Comm'nSupreme Court· 2019-03-27· cited 141×
- Securities and Exchange Commission v. Joseph J. MonterossoEleventh Circuit· 2014-06-30· cited 124×
- In re Lululemon Securities LitigationS.D. New York· 2014-04-18· cited 106×
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- Securities & Exchange Commission v. Pentagon Capital Management PLCSecond Circuit· 2013-08-08· cited 71×
- Glickenhaus & Company v. Household International, Inc.Seventh Circuit· 2015-05-21· cited 67×
- City of Roseville Employees' Retirement System v. Energysolutions, Inc.S.D. New York· 2011-09-30· cited 65×
- Doubleline Capital LP v. Odebrecht Fin., Ltd.S.D. Illinois· 2018-08-08· cited 64×
Cites
28 cases in this archive are cited by this case; the 20 most cited are listed.
- Ernst & Ernst v. HochfelderSupreme Court· 1976-05-19· cited 3,533×
- Basic Inc. v. LevinsonSupreme Court· 1988-03-07· cited 3,007×
- Blue Chip Stamps v. Manor Drug StoresSupreme Court· 1975-10-06· cited 2,261×
- Christensen v. Harris CountySupreme Court· 2000-05-01· cited 2,025×
- Central Bank of Denver, N. A. v. First Interstate Bank of Denver, N. A.Supreme Court· 1994-04-19· cited 1,685×
- Herman & MacLean v. HuddlestonSupreme Court· 1983-01-24· cited 1,450×
- United States v. Detroit Timber & Lumber Co.Supreme Court· 1906-02-19· cited 1,300×
- Morrison v. National Australia Bank Ltd.Supreme Court· 2010-06-24· cited 1,211×
- Superintendent of Insurance of New York v. Bankers Life & Casualty Co.Supreme Court· 1971-11-08· cited 948×
- Stoneridge Investment Partners, LLC v. Scientific-Atlanta, Inc.Supreme Court· 2008-01-15· cited 943×
- Piper v. Chris-Craft Industries, Inc.Supreme Court· 1977-02-23· cited 704×
- Novak v. KasaksSecond Circuit· 2000-06-21· cited 686×
- Cooper v. PickettNinth Circuit· 1997-08-08· cited 477×
- Dirks v. Securities & Exchange CommissionSupreme Court· 1983-07-01· cited 418×
- Mesko v. Cabletron System, Inc.First Circuit· 2002-11-12· cited 224×
- Securities & Exchange Commission v. DiBellaSecond Circuit· 2009-11-25· cited 108×
- Unnamed caseEighth Circuit· 2002-07-31· cited 97×
- United States v. GilesSupreme Court· 1937-02-01· cited 95×
- In Re Aetna, Inc. Securities LitigationThird Circuit· 2010-08-11· cited 91×
- Securities & Exchange Commission v. WolfsonTenth Circuit· 2008-09-02· cited 75×
Other cases named Janus Capital Group, Inc. v. First Derivative Traders
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