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Supreme Court· 6/13/2011

Janus Capital Group, Inc. v. First Derivative Traders

Citations

  • 131 S. Ct. 2296
  • 180 L. Ed. 2d 166
  • 564 U.S. 135
  • 2011 U.S. LEXIS 4380
  • 22 Fla. L. Weekly Fed. S 1124
  • 79 U.S.L.W. 4466

Oral argument

Source: CourtListener oral-argument corpus (CC0).

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

  • holding that the allegation that the defendant was significantly involved in preparing the alleged misstatements was insufficient to state a claim for primary liability under Rule 10b-5
  • holding that Janus Investment Fund made statements in prospectuses under Section 10(b) because “[o]nly Janus Investment Fund ... bears the statutory obligation to file the prospectuses with the SEC”
  • holding that, where corporate formalities are observed, a corporate entity is not liable under SEC Rule 10b-5 for statements made by a related but legally separate entity
  • holding that a mutual fund adviser may not be found liable for a mutual fund's violation of SEC Rule 10b-5, in part because of \the narrow scope that [courts] must give the implied private right of action\
  • holding that a mutual fund adviser may not be found liable for a mutual fund’s violation of SEC Rule 10b-5, in part because of “the narrow scope that [courts] must give the implied private right of action”
  • holding that Janus Capital Management was not liable as a “maker” of the alleged misstatements because Janus Investment Fund, a separate legal entity, filed the prospectuses and was statutorily obligated to do so

Source: CourtListener parenthetical corpus (CC0).

Judges: Thomas, Breyer, Ginsburg, Sotomayor, Kagan

Read full opinion on CourtListener

Cited by

200 cases in this archive cite this case; the 20 most cited are listed.

Cites

28 cases in this archive are cited by this case; the 20 most cited are listed.

Other cases named Janus Capital Group, Inc. v. First Derivative Traders

2 other CourtListener records share this case name.

Sourced from CourtListener / Free Law Project (CC0).

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