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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 90 of 104.

LR-19137 · 3/14/2005
Bryan James Hawes, Financial Management Advisory Services, Inc., and Financial Management Services, Inc., (Defendants) and Alpha & Omega Transportation, Inc. (Relief Defendant)
LR-19131 · 3/13/2005
Robert Kasirer, et al.
LR-19132 · 3/13/2005
Maxxon et al.
LR-19130 · 3/9/2005
Brian E. Pridgeon, Stephon A. Carradine and Craig L. Smith
LR-19126 · 3/8/2005
Frank Furino
LR-19127 · 3/8/2005
Precious Stones Trading Worldwide, Inc., et al.
LR-19128 · 3/8/2005
Zvi Fuks, a.k.a. Zvi Fuchs and Sabina Ben-Yehuda, a.k.a. Sonia Ben Yehuda
LR-19129 · 3/8/2005
Charles F. Kirby, Gene C. Geiger, Alfred Peeper, and Edward H. Price; Brenda P. Murray, Chief Administrative Law Judge
LR-19124 · 3/7/2005
American Healthcare Providers, Inc., Arthur W. Wheeler, Lars M. Kram, Angel L. Lorie Jr., Luis F. Lorie, and Michael Anthony Lester
LR-19125 · 3/7/2005
COI Solutions, Inc., et al.
LR-19123 · 3/6/2005
Kenneth K. Livesay, et al.
LR-19120 · 3/3/2005
TALX Corporation
LR-19121 · 3/3/2005
Craig N. Cohen
LR-19122 · 3/3/2005
William W. Canfield
LR-19113 · 3/2/2005
Peter N. Brant; Richard W. Deboe
LR-19114 · 3/2/2005
Evelyn Litwok and Dalia Eilat
LR-19115 · 3/2/2005
Premium Income Corp., InForex Ltd., Tri-Forex International Ltd., also known as Tri-Forex, Ltd. and International Forex Company, Gerald Leo Rogers, also known as Jay Rogers and Jay Rodgers, and Alexander Igor Shevchenko
LR-19116 · 3/2/2005
Issac A. Sutton
LR-19117 · 3/2/2005
K.L. Group, LLC, et al.
LR-19118 · 3/2/2005
Resource Development International, LLC, et. al.
LR-19119 · 3/2/2005
Reliant Resources, Inc. and Reliant Energy, Inc.
LR-19112 · 3/1/2005
Patsy J. Aldredge, Robert L. Benton, Jr., Howard M. Courtney, Jerry F. Hancock, II, Herman D. Small, Dan W. Stone, and Charles M. Worthey
LR-19109 · 3/1/2005
Linda Ensor, et al.
LR-19110 · 3/1/2005
Sandra Miller Christie
LR-19111 · 3/1/2005
Jack Gaglio
LR-19083 · 2/28/2005
TEK Corporation, Thomas J. Robbins, Douglas L. Litster, Clair W. Cox, and Richard C. Bybee
LR-19084 · 2/28/2005
Northshore Asset Management, et al.
LR-19085 · 2/28/2005
Court Freezes Assets of Penny Stock Pump and Dumper
LR-19080 · 2/28/2005
Tonino Labella, et al.
LR-19077 · 2/28/2005
Craig Scott
LR-19078 · 2/28/2005
GE InVision, Inc. (formerly known as InVision Technologies, Inc.)
LR-19079 · 2/28/2005
Roger A. Householder, et al.
LR-19076 · 2/28/2005
Marion D. Sherrill
LR-19068 · 2/28/2005
David Malmstedt
LR-19063 · 2/28/2005
Raymond M. Bowen, Jr.
LR-19064 · 2/28/2005
Courtney D. Smith
LR-19073 · 2/28/2005
Patsy J. Aldredge, Robert L. Benton, Jr., Howard M. Courtney, Jerry F. Hancock, Ii, Herman D. Small, Dan W. Stone, and Charles M. Worthey
LR-19074 · 2/28/2005
Reza Mikailli, et al.
LR-19075 · 2/28/2005
Frank R.V. Loomans, Defendant and Luc F. Loomans, Relief Defendant
LR-19072 · 2/28/2005
Spear & Jackson, Inc., et al.
LR-19069 · 2/28/2005
James Tambone and Robert Hussey
LR-19070 · 2/28/2005
Rhino Ecosystems, Inc., et al.
LR-19071 · 2/28/2005
Rhino Ecosystems, Inc., et al.
LR-19066 · 2/28/2005
Elan Corporation, plc
LR-19067 · 2/28/2005
Timothy A. DeSpain
LR-19106 · 2/28/2005
John D. Hutchinson
LR-19107 · 2/28/2005
The Titan Corporation
LR-19108 · 2/28/2005
Humatech, Inc., David G. Williams, and John D. Rottweiler
LR-19101 · 2/28/2005
Custom Designed Compressor Systems, Inc. and Shelby E. Ball
LR-19102 · 2/28/2005
Steven J. Henke and Chan M. Desaigoudar
LR-19103 · 2/28/2005
Kevin James Quinn
LR-19104 · 2/28/2005
Armund Ek
LR-19105 · 2/28/2005
Robert Goehring
LR-19100 · 2/28/2005
Adrian A. Alexander (formerly known as “Adrian Antoniu”)
LR-19098 · 2/28/2005
Hubert A. Jeffreys, a/k/a Hugh Jeffreys, Earthboard Sports USA, Inc., Timothy F. Bell and Tracy A. Edwards
LR-19099 · 2/28/2005
Peter Warren and Exo-Brain, Inc. (Formerly E-Brain Solutions, LLC)
LR-19096 · 2/28/2005
Ohana International, Inc., Financial Solutions, and Christiano Hashimoto
LR-19097 · 2/28/2005
Barry J. Goodman et al.
LR-19095 · 2/28/2005
Harold Miller
LR-19092 · 2/28/2005
Peter J. Wilson
LR-19093 · 2/28/2005
Pignatiello et al.
LR-19086 · 2/28/2005
Symbol Technologies, Inc., et al.
LR-19087 · 2/28/2005
Resource Development International, LLC, et al.
LR-19088 · 2/28/2005
Carl R. Rose, Frank H. Moss, et al.
LR-19089 · 2/28/2005
Gabor S. Acs and Penny King Holdings, Inc.
LR-19090 · 2/28/2005
David S. Davidson, et al.
LR-19091 · 2/28/2005
Robert J. Prevett, et al.
LR-19081 · 2/28/2005
CIBC Mellon Trust Co.
LR-19082 · 2/28/2005
Richard Curtiss
LR-18814 · 7/29/2004
Wulf International Ltd. and George R. Wulf
LR-18815 · 7/29/2004
Kenneth D. Rice, et al.
LR-18806 · 7/28/2004
Kenneth F. Kryzda
LR-18808 · 7/28/2004
Philip R. Gratz
LR-18809 · 7/28/2004
Andrew J. Zahn, Philip J. Sexauer, and Cynthia K. Berryman
LR-18810 · 7/28/2004
Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman and Stanley B. Wasser
LR-18811 · 7/28/2004
Enrico Cortesano
LR-18812 · 7/28/2004
KS Advisors, Inc., KS Condor Partner, Ltd., II, Damian Partners, LLC, Scott Fine and Kevin Boyle
LR-18813 · 7/28/2004
W.L. Ware Enterprises, Inc., et al. and Warren L. Ware
LR-18807 · 7/28/2004
World Class Limousines, Inc., and 1-800-GET-LIMO, Inc and Anthony P. Caliendo, Jr.
LR-18803 · 7/27/2004
Parmalat Finanziaria, S.p.A.
LR-18804 · 7/27/2004
Drake Tempest
LR-18805 · 7/27/2004
Donna Yun & Jerry Burch
LR-18796 · 7/26/2004
Peter O. Marion
LR-18797 · 7/26/2004
Michael Resnick, Mark P. Kaiser, Timothy J. Lee, and William Carter
LR-18798 · 7/26/2004
JC Management, Inc. and Joseph X. Crivelli
LR-18799 · 7/26/2004
Rick A. Marano, William Marano, and Carl Loizzi
LR-18800 · 7/26/2004
Michael Felicissimo
LR-18801 · 7/26/2004
Michael Scrivo
LR-18802 · 7/26/2004
Pilgrim Baxter & Associates, Ltd.
LR-18792 · 7/25/2004
Carone, et al.
LR-18793 · 7/25/2004
NorthStar Networks, Inc., et al.
LR-18794 · 7/25/2004
David M. Willey and Joy S. Willey
LR-18795 · 7/25/2004
Hershey Moss
LR-18789 · 7/22/2004
WorldCom, Inc.
LR-18790 · 7/22/2004
Church Extension of the Church of God, Inc., United Management Services, Inc., James Perry Grubbs and Shearon Louis Jackson
LR-18791 · 7/22/2004
Cash Link Systems Inc., et al.
LR-18788 · 7/20/2004
Emission Controls Corporation and Syd Cooke
LR-18786 · 7/19/2004
Michael Morrell, et al.
LR-18787 · 7/19/2004
Thomas Cavanagh, et al.
LR-18785 · 7/18/2004
Global Telecom Services L.L.C. d/b/a Medical Disposal Devices, Albert D. LaTouche and Salvatore J. Cartelli, Jr.

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