SEC Enforcement Actions

Dennis Herula et al.

Galleon Management, L.P.

David Colker

Dennis O'Connor

Gary L. Harden, Sr. et al.

David W. Butler

Hilary L. Shane

Fiore J. Gallucci, Ronald A. Manzo, and Gary B. Taffet

Adrian A. Alexander (formerly known as "Adrian Antoniu"), et al.

Scott B. Hollenbeck, Timothy L. Bradshaw and Steven K. Gilley

Steven E. Nothern

Tecumseh Holdings Corporation

Invest Better 2001, Cole A. Bartiromo, and John/Jane Does 1-10

Joseph A. Ferona Jr., et al.

Leon Levy, et al.

Stuart Wolff and Peter Tafeen

David Tanner, individually and d/b/a Capital Enhancement Club, Rocky D. Spencer, Marroc Corp. and Richard P. Kringen, Defendants, and Margaret Spencer, Omnibus LLC, Vectra Resources LLC and Dynamic Environmental Solutions, Inc. Relief Defendants

Tri Energy, Inc., H & J Energy Company, Inc., Marina Investors Group, Inc., Lowell Decker, Robert Jennings, Henry Jones and Arthur Simburg, as defendants, and La Vie D'Argent, R.P.J. Investment Group, Inc., T.M.A. Investment Enterprises and Thomas Avery

Chesapeake Corporation, et al.

Sidney Johnson

Vincent Montagna and Christine Palmer

Davi Thomas

Michael O'Grady, et al.; David E. Whittemore, et al.

Exotics.com, Inc.

Tyson Foods, Inc. and Donald Tyson

K.W. Brown & Co., 21st Century Advisors, Inc., K.W. Brown Investments, Inc., Kenneth W. Brown, Wendy E. Brown, and Michael S. Cimilluca, Jr.

Ernesto Sibal, et al.

Bio-Heal Laboratories, Inc., Defendant, MRMG Holdings, Inc., Kess Associates, Inc. ICOR, Inc., Bela Enterprises, LLC, and Gibson Island Enterprises, LLC, Relief Defendants

Frederick David Jones and Mark Godden

John E. Martin

Elfindepan et al.

Deloitte & Touche LLP

Allen Z. Wolfson, et al.

Thomas J. Gerbasio, et al.

Timothy R. Heyman and Heyman International, Inc.

Guillaume Pollet

Kevin James Quinn

Joseph W. Leighton

Hanna

Amit Mathur, et al.

Douglas Norman

Alina Welt, Andrew M. Welt, Bruce A. Welt and Bruce Hirschhorn

KPMG LLP, et al.

Joseph A. Ferona Jr., et al.

David Faubert and Faubert Financial Group, Inc.

Larry Michael Parrish, et al.

Michael Lauer, et al.

Peter Krieger, Sheldon Krieger and John Madey

Florida Stock Transfer, Inc., et al.

Scorpion Technologies, Inc., Terry G. Marsh, Richard Bauer, Eric C. Brown, Dudley Mihran Freeland, J. Gordon Nevers, and Albert Terranova

Jeffrey R. Senger, Brad M. Nirenberg and Norman F. Piatti

American Financial Group of Aventura, Inc., David H. Siegel and Edward M. Chism, Sr.

Amit Mathur, et al.

J. Shrewder

Chancellor Corporation, et al.

Philip D. Phillips, et al.

Thomas J. Casey, Dan J. Cohrs, and Joseph P. Perrone

Maurice R. Greenberg, C. V. Starr & Company, Inc. and American International Group, Inc.

Dollar General Corporation, Hurley Calister Turner, Jr., Brian M. Burr, Randy C. Sanderson, and Bobby R. Carpenter

Mohamad Wael Ibrahim Elzein, individually and d/b/a Focus Mentors Elzein Management; Hussein Hassan El Zein; and Darin Raymond Knee

James L. George, Paul E. Brodhagen, and Michael J. Wright

Surgilight Inc., Jui-Teng Lin, Yuchin Lin and Aaron Tsai

Jeff Thomas Allen, et al.

SeaLife Corporation, et al.

Drew S. Levin, Noel Cronin, and Michael Macchiarella; John D. Clutten

U.S. Funding Corporation, U.S. Funding Company, Capital Concept Marketing, Inc., Angelica Gwinnett, and Charles Fremer

Joseph A. Ferona Jr., et al.

David Faubert and Faubert Financial Group, Inc.

Aurora Foods Inc., et al.

Anthony C. Sudol III, Michael G. Sudol and Richard J. Sudol

Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey

Tamarak Inc., Vector Corporate Finance, LLC., and Jeffrey M. Messinger

Pension Fund of America, LC, et al.

Anuradha D. Saad, Richard P. Adelson, David J. Cammarata, Peter Torres, Robert McKie, Karin Gardner and Kenneth Jugan

New Energy Corp., Tor Ewald, Geneva Financial Ltd., Marcelino Colt aka Marcelino Colt Vasquez, Magnum Financial, LLC, Michael S. Manahan, BLD Trust, Barclay Davis, Loretta Davis, Burke T. Maxfield, York Chandler, and Hector Campa Acedo

Richard A. Svoboda and Michael A. Robles

Measurement Specialties, Inc., and Kirk J. Dischino

Flowserve Corporation and C. Scott Greer

Maven Capital Corporation, et al.

Kenneth W. Hawk, Michael J. Delargy, and Thomas R. De Jong

Ronald J. Bauer

Thomas T. Prousalis, Jr. and Robert T. Kirk, Jr.

Viatical Capital, Inc., et al.

John Mervyn Nabors and Eric J. McCracken

Harvey L. Carmichael And Irving Freiberg

Norman P. Rounds

Time Warner Inc.

ATM Alliance Corp., ATM Management Services Corp.,and Michael Gilot

Securities and Exchange Commission v. Violet Gail Eldridge and UTA-BVI, Ltd., Defendants, and The United Tribes of the Americas Inc. and Executive Bureau of Research and Recovery, Inc., Relief Defendants

Opsis Technologies Int'l., Inc., et al.

Bodyscan Corporation and Anthony Sciuto

Learn Waterhouse, Inc.; Randall Treadwell; Rick D. Sluder; Larry C. Saturday; and Arnulfo M. Acosta

Shannon L. Baldino

T. Gene Gilman, Steven A. Gilman, Arbor Securities, Ltd., and Financial Links, Inc., Defendants, and Tradetek, Ltd. and Commonwealth Financial Holdings, Relief Defendants

Soulfood Concepts, Inc. and Markova Campbell

Cary R. Kahn

The Hartcourt Companies, Inc., Alan V. Phan, and Yongzhi Yang

Mark A. Schumacher

Bryan K. Treadway

Joseph P. Nacchio, Robert S. Woodruff, Robin R. Szeliga, Afshin Mohebbi, Gregory M. Casey, James J. Koslowski & Frank T. Noyes; Roger B. Hoaglund; William L. Eveleth