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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 82 of 104.

LR-20609 · 6/2/2008
Frederick J. Barton, Barton Asset Management, LLC, and TwinSpan Capital Management, LLC
LR-20608 · 6/2/2008
Michael J. McNaul, II, Dale C. Lucas, Gregg Krause, Lloyd F. Nunns, Russell W. Kilgariff, Steven L. Tallman, Freddie J. Hembree, Raymond L. Leonard, Jr., Mid Western Natural Gas, Inc., and Mark DuBoise, Defendants, and Alliance Leasing, LLC, Consolidated Management Group, LLC, Golden Belt Transportation, LLC, Garner Management, LLC, Forrest Energy, LLC, Warren Drilling, LLC, Warrick Drilling, LLC, Pawnee Iron Works, LLC, Mid-Kan Well Service, LLC, T&D Oilfield Services, LLC, and Consumer Informa
LR-20607 · 6/1/2008
Sonja Anticevic, et al.
LR-20606 · 6/1/2008
Charles O. Morgan, Jr., as Personal Representative of the Estates of Frederick J. Kunen; Terry E. Provence and DT Capital LLC
LR-20604 · 5/29/2008
Analog Devices, Inc. and Jerald Fishman
LR-20605 · 5/29/2008
Urs Kamber, Stephan Husi and Richard Jon May
LR-20603 · 5/28/2008
James E. Gansman, et al.
LR-20602 · 5/27/2008
North American Clearing, Inc., et al.
LR-20601 · 5/26/2008
Alexander J. Yaroshinsky
LR-20597 · 5/22/2008
LandOak Securities, LLC; Patrick L. Martin; and Michael A. Atkins
LR-20598 · 5/22/2008
Global Development & Environmental Resources, Inc.
LR-20599 · 5/22/2008
Henry C. Yuen
LR-20593 · 5/21/2008
Hyun Soo Jang, Kangsan Kim, Unus Capital Management, Inc. and Peoplen Investment, Corp.
LR-20594 · 5/21/2008
Patrick Kirkland, et al.
LR-20591 · 5/20/2008
Stephen L. Hochberg
LR-20592 · 5/20/2008
Michael Resnick, et al.
LR-20588 · 5/19/2008
Gregory N. McKnight, et al.
LR-20589 · 5/19/2008
Gordon C. Bigler
LR-20590 · 5/19/2008
Amit Mathur, et al.
LR-20585 · 5/18/2008
Lydia Capital, LLC et al.
LR-20586 · 5/18/2008
John Michael Kelly, Steven E. Rindner, Joseph A. Ripp, and Mark Wovsaniker; David M. Colburn, Eric L. Keller, James F. MacGuidwin, and Jay B. Rappaport
LR-20587 · 5/18/2008
Plus Money, Inc. and Matthew La Madrid, et al.
LR-20583 · 5/18/2008
Watermark Financial Services Group, Inc., et al.
LR-20584 · 5/18/2008
Brooks Automation, Inc.
LR-20581 · 5/15/2008
Cristian De Colli
LR-20582 · 5/15/2008
Safevest, LLC, et al.
LR-20577 · 5/14/2008
Morris Gad and Nathan Rosenblatt
LR-20576 · 5/14/2008
Watermark Financial Services Group, Inc., et al.
LR-20578 · 5/14/2008
Michael E. Kelly, et al.
LR-20580 · 5/14/2008
Jamie L. Solow
LR-20579 · 5/14/2008
Michael E. Kelly, et al.
LR-20571 · 5/13/2008
Willbros Group, Inc., et al.
LR-20573 · 5/13/2008
Michael E. Kelly
LR-20574 · 5/13/2008
Henry T. Nicholas III, Henry Samueli, William J. Ruehle, and David Dull
LR-20575 · 5/13/2008
Jeanetta M. Standefor, et al.
LR-20572 · 5/13/2008
Paul Simmons, Rodney Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and Eric Littman, Esq.
LR-20568 · 5/12/2008
Brian Spears
LR-20569 · 5/12/2008
John Turchetta
LR-20570 · 5/12/2008
Marc T. Duchesne, Jeffrey A. Hayden, et al.
LR-20567 · 5/11/2008
Beacon Rock Capital, LLC and Thomas Gerbasio
LR-20564 · 5/11/2008
Zachariah P. Zachariah, et al.
LR-20565 · 5/11/2008
Michael K.C. Tom, et al.
LR-20566 · 5/11/2008
David M. Hurley
LR-20559 · 5/7/2008
Marvell Technology Group, Ltd. and Weili Dai
LR-20560 · 5/7/2008
Absolutefuture.com, et al.; Wamex Holdings, Inc., et al.
LR-20561 · 5/7/2008
Quogue Capital LLC and Wayne P. Rothbaum
LR-20562 · 5/7/2008
Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC
LR-20563 · 5/7/2008
Gregory N. McKnight, et al.
LR-20557 · 5/6/2008
Gold-Quest International, et al.
LR-20558 · 5/6/2008
Intracom Corporation, et al.
LR-20554 · 5/4/2008
Plus Money, Inc., and Matthew La Madrid, et al.
LR-20555 · 5/4/2008
Robert F. Gruder and Stinger Systems, Inc.
LR-20556 · 5/4/2008
Steven J. Ott and Roger Michael Young; Yaw Osei Amoako
LR-20552 · 5/1/2008
Safevest, LLC, et al.
LR-20553 · 5/1/2008
Sherwin P. Brown, Jamerica Financial and Brawta Ventures, LLC
LR-20549 · 4/30/2008
Harry H. Yim
LR-20550 · 4/30/2008
GlobeTel Communications Corp., Timothy J. Huff, Thomas Y. Jimenez and Lawrence E. Lynch
LR-20551 · 4/30/2008
Chanin Capital LLC
LR-20548 · 4/30/2008
Hong Liang Lu and Michael J. Sophie
LR-20547 · 4/30/2008
Interpublic Group of Companies, Inc. and McCann-Erickson Worldwide, Inc.; Salvatore LaGreca and Brian Watson
LR-20544 · 4/29/2008
James J. Treacy
LR-20545 · 4/29/2008
Larry P. Langford, William B. Blount, Blount Parrish & Co., Inc., and Albert W. LaPierre
LR-20546 · 4/29/2008
Frank A. Dunn et al.
LR-20542 · 4/28/2008
Charles R. Norton and Chad R. Norton
LR-20543 · 4/28/2008
Elfindepan, S.A., et al.
LR-20541 · 4/27/2008
Edward O. Boshell and Donald J. Pochopien
LR-20537 · 4/23/2008
Paul S. Berliner
LR-20538 · 4/23/2008
Don L. Lambert
LR-20539 · 4/23/2008
Marc J. Gabelli and Bruce Alpert
LR-20540 · 4/23/2008
Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC
LR-20533 · 4/22/2008
Global 1 Investment Holdings Corporation and W. E. Tucker a/k/a Willie E. Tucker, Jr.
LR-20534 · 4/22/2008
Marc Freedman
LR-20535 · 4/22/2008
Michael W. Crow, Duncan Capital LLC, Duncan Capital Group LLC, Robert David Fuchs, and Robert MacGregor
LR-20536 · 4/22/2008
Joseph Milanowski
LR-20532 · 4/21/2008
Broadcom Corp.
LR-20530 · 4/16/2008
Southwestern Medical Solutions, Inc. et al.
LR-20531 · 4/16/2008
Sidney Mondschein and UNCI, Inc.
LR-20529 · 4/16/2008
Michael A. Stummer
LR-20528 · 4/15/2008
David K. Donovan, Jr. and David R. Hinkle
LR-20526 · 4/14/2008
Robert Durant, et al.
LR-20527 · 4/14/2008
Savvides & Partners/PKF Cyprus, et al.
LR-20524 · 4/9/2008
Headstart Advisers Limited
LR-20525 · 4/9/2008
Compass Capital Group, Inc., Mark A. Lefkowitz, Alvin L. Dahl, John R. Dumble, John C. Hopf, Kevin D. Romney, and Shane H. Traveller
LR-20523 · 4/7/2008
Homeland Communications Corporation, et al.
LR-20521 · 4/6/2008
Ameer Khan, Raquel Kohler, and Stephen Ziegler
LR-20518 · 4/6/2008
John N. Milne
LR-20519 · 4/6/2008
CMKM Diamonds, Inc., et. al.
LR-20520 · 4/6/2008
One or More Unknown Traders in the Common Stock of Certain Issuers a/k/a AWE Trading, Inc. and Andrew Andersen
LR-20522 · 4/6/2008
Michael T. Uberuaga, et al.
LR-20517 · 4/3/2008
The Children's Internet, Inc., Nasser V. Hamedani, Sholeh A. Hamedani, Peter A. Perez, Cort L. Poyner and Two Dog Net, Inc.
LR-20515 · 4/2/2008
W Financial Group, LLC, Adley H. Abdulwahab, Michael K. Wallens, Sr. and Michael K. Wallens, Jr.
LR-20516 · 4/2/2008
Pentagon Capital Management PLC
LR-20514 · 4/1/2008
Jeffrey B. Schmidt, et al.
LR-20513 · 3/30/2008
Madison Real Estate Group, LLC, a Wyoming limited liability company, Richard Ames Higgins, Brandon S. Higgins, and Allan D. Christensen
LR-20512 · 3/26/2008
Gary L. McDuff, Gary L. Lancaster, and Robert T. Reese
LR-20511 · 3/24/2008
IDPM Group, Inc., Craig H. Reinhard and Debra R. Bzik
LR-20507 · 3/24/2008
America In Line Corporation, et. al.
LR-20508 · 3/24/2008
Romulus S. Pereira, Robert B. Stanton, L. John Kern, Andrew D. Feldman, William F. McFarland, Lori H. Cornmesser
LR-20509 · 3/24/2008
Inter Global Technologies, Inc. and Michael E. Tomayko
LR-20510 · 3/24/2008
Conrad M. Black, F. David Radler and Hollinger Inc.

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