SEC Enforcement Actions

Global Development & Environmental Resources, Inc., et al.

John W. Lawton, Paramount Partners LP, and Crossroad Capital Management, LLC

Billion Coupons, Inc. (aka Billion Coupons Investment) and Marvin R. Cooper

William L. Walters

UBS AG

Stanford International Bank, et al.

Research in Motion Limited, Dennis Kavelman, Arcangelo Loberto, James Balsillie and Mihal Lazaridis

Virginia A. Papa, Kevin F. Crain, and Sandra G. Childs

George Georgiou

ITT Corporation

Meridian Holdings, Inc., Anthony C. Dike and Michelle V. Nguyen

George David Gordon, Joshua Wayne Lankford, and Dean Joseph Sheptycki

Grant Ivan Grieve, Finvest Asset Management, LLC; and Finvest Fund Management, LLC

Joseph J. Queri Jr., Gary M. Gosson, et al.

Thom A. Faria, Stephen J. McLaughlin and William M. Stickney

Bernard L. Madoff and Bernard L. Madoff Investment Securities LLC

Craig T. Jolly and Quest Holdings, Inc.

Ross Owen Haugen

Andrew S. Mackey and Inger L. Jensen

Lewis E. Graham II and FLOWorks, Inc., defendants, and Linworth LLC, relief defendant

Enterprises, LLC, Brian V. Prendergast, Worldwide Equity Corporation, Donald R. Smith, and Yuail I. Enwia

Nicos Achilleas Stephanou, Ramesh Chakrapani, Achilleas Stephanou, George Paparrizos a/k/a Georgios Paparrizos, Konstantinos Paparrizos, Michael G. Koulouroudis and Joseph Contorinis

Wachovia Securities, LLC

Scott M. Ross

Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling

Stefan H. Benger, et al.

Mark T. Turkcan

Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman, and Stanley Wasser

Forest Resources Management Corp., et al.

Gen-See Capital Corporation and Richard S. Piccoli

James N. Stanard, et al.

Lumenis Ltd., Sagi A. Genger and Kevin Morano

Gordon B. Grigg and ProTrust Management, Inc., et al.

Asset Recovery and Management Trust, et. al.

Lydia Capital, LLC et al.

Jeffery Steven Stone, et al.

Jordan H. Mintz and Rex R. Rogers

Transnational Fund, Inc., a/k/a National Savings, and Michael Luckett

Ranko Cucuz, William D. Shovers, Jesus Bonilla-Valdez, Ronald Lee Kolakowski, and HLI Operating Company, Inc., f/k/a Hayes Lemmerz International, Inc.

Gregg Thomas Rennie

General Motors Corporation

Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling

Marc T. Duchesne, Jeffrey A. Hayden, Gregory A. Moffit, Robert S. Parsley, and Nationwide Capital Corp.

James Mulhearn, Damian Delgado, and Adrian Balboa

Michael E. Kelly, et al.

Robert L. Sonfield, Donald C. Bradley, Jeffrey W. Bradley, Jason Landess, Marc Lane and Roger Brewer, Defendants, and Alexanderia K. Blankenship, Relief Defendant

U.S. Gas & Electric, Inc., et al.

Phillip R. Bennett

Michael Saquella, a.k.a. Michael Paloma, and Lawrence Kaplan

Stephen Luskco, Gregory Neu, Justin Medlin, Emerging Holdings, Inc., Massclick, Inc., and China Score, Inc.

George J. Simchuk

Trinity International Enterprises, Inc., CFO-5, LLC, Stanley W. Anderson, Edwin A. Smith, Charles L. Kennedy, Michael D. Norton, and Nicholas R. Fair

Lou L. Pai

David S. Davidson, et al.

Aerokinetic Energy Corporation and Randolph E. Bridwell

One or More Unknown Purchasers of the Call Options for the Common Stock of DRS Technologies, Inc. and American Power Conversion Corp.

Robert C. Brown, Jr., et al.

Scott Hirth et al.

HCC Insurance Holdings, Inc.; Stephen L. Way; and Christopher L. Martin

One Equity Corp., et al.

U.S. Sustainable Energy Corp. and John H. Rivera, et al.

Randall T. Treadwell, Ricky D. Sluder, Larry C. Saturday, and Arnulfo M. Acosta

Kenneth W. Hawk, Michael J. Delargy, and Thomas R. De Jong

William J. Rauch

Homeland Safety International, Inc. F/K/A Sniffex, Inc.; Mark B. Lindberg, Petar D. Mihaylov, Yuri Markov, Paul B. Johnson, and Nicholas V. Klausgaard and Ilona V. Klausgaard; and Mark B. Lindberg

One Equity Corp., et al.

Mobile Ready Entertainment Corp., Michael H. Magolnick and Craig A. Mora

Ralph Gregory Gibbs

El Paso Corporation, et al.

Richard F. Selden

Sycamore Networks, Inc., Frances M. Jewels, Cheryl E. Kalinen, and Robin A. Friedman

Daniel Kaiser and Stephen H. Roebuck

Rabinovich & Associates, LP, Alex Rabinovich and Joseph Lovaglio

Jennifer Xujia Wang and Ruben Chen a/k/a Ruopian Chen

Indigenous Global Development Corporation and Deni G. Leonard

Enterprise Trust Company, et al.

Northshore Asset Management, et al.

Microtune, Inc., Douglas Bartek, and Nancy Richardson

Robert Louis Carver; Robert Louis Carver II; James Lowell Demers; Lincoln Funds International, Inc., and Paropes Corporation, f/k/a Brookstone Capital, Inc., Defendants, and Lincoln Biotech Ventures, L.P.; Lincoln Biotech Ventures II, L.P.; Lincoln Biotech Ventures III, L.P., and Macauslan Capital Partners, LLC, As Relief Defendants

Eric Patton, et al.

Watermark Financial Services Group, Inc., et al.

Alanar, Inc., et al.

Andrew S. Mackey and Inger L. Jensen

Adrian P. Di Vita

Ralph R. Cioffi and Matthew M. Tannin

Stephen F. Clifford

Robert W. Tedder, et al.

Sentinel Management Group, Inc., Eric A. Bloom, and Charles K. Mosley

W Financial Group, LLC, Adley H. Abdulwahab a/k/a Adley Wahab, Michael K. Wallens, Sr., and Michael K. Wallens, Jr.

Stephen L. Hochberg

GMC Holding Corporation and Richard Brace

Joshua M. Eudowe

Real Estate Partners, Inc.; Real Estate Partners Income Fund I, LLC; Real Estate Partners Income Fund II, BT; Real Estate Partners Income Fund III, BT; Real Estate Partners Unit Investment Business Trust I; Real Estate Partners Unit Investment Business Trust II; Real Estate Partners Equity Fund, BT; Real Estate Partners Growth Fund, BT; Dawson Davenport; Michael P. Owens; Donald G. Ryan; Richard McGill; William L. Sanders; Michael Tuchman; and Danny Rayburn

World Information Technology, Inc., et al.

Edgar E. Chapman

Ronald K. Bowen

Robert Louis Carver; Robert Louis Carver, II; James Lowell Demers; Lincoln Funds International, Inc., and Paropes Corporation, f/k/a Brookstone Capital, Inc., Defendants, and Lincoln Biotech Ventures, L.P.; Lincoln Biotech Ventures II, L.P.; Lincoln Biotech Ventures III, L.P., and MacAuslan Capital Partners, LLC, as Relief Defendants

W. Anthony Huff, et al.

Jeffrey P. Myers

Joseph A. Fontanetta, et al.