SEC Enforcement Actions
U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.
10,345 releases indexed · page 73 of 104.
- LR-22390 · 6/10/2012Benjamin Daniel DeHaan and Lighthouse Financial Partners, LLC
- LR-22389 · 6/3/2012Yan K. Skwara and US Farms, Inc. et al.
- LR-22385 · 5/31/2012Steven H. Bethke
- LR-22384 · 5/31/2012James Roland Dial et al
- LR-22388 · 5/31/2012Rajnish K. Das and Stormy L. Dean
- LR-22386 · 5/31/2012Brian Raymond Callahan et al.
- LR-22387 · 5/31/2012Charles E. Mazur, Jr. et al.
- LR-22382 · 5/30/2012James B. Catledge, Derek F.C. Elliott, EMI Resorts (S.V.G.) Inc., EMI Sun Village, Inc. and Sun Village Juan Dolio, Inc.
- LR-22383 · 5/30/2012George G. Levin and Frank J. Preve
- LR-22380 · 5/29/2012Richard DeMaria
- LR-22381 · 5/29/2012Mark A. Lefkowitz, Compass Capital Group, Inc., Mark A. Lopez, Unico, Inc., Steven R. Peacock, Shane H. Traveller, and Advanced Cell Technology, Inc.
- LR-22376 · 5/28/2012Jorge Gomez and Roberto Aleph Espinosa
- LR-22377 · 5/28/2012New Futures Trading International Corporation and Henry Roche
- LR-22378 · 5/28/2012Compania International Financiera S.A., et al.
- LR-22379 · 5/28/2012The BISYS Group, Inc. and Steven Wevodau
- LR-22374 · 5/23/2012Stephen H. Guth
- LR-22375 · 5/23/2012GLR Capital Management, LLC, GLR Advisors, LLC, Geringer, Luck & Rode LLC, John A. Geringer, and Relief Defendant GLR Growth Fund, L.P.
- LR-22372 · 5/21/2012Reema D. Shah and Robert W. Kwok
- LR-22373 · 5/21/2012David M. Connolly
- LR-22371 · 5/17/2012Mark F. Spangler and The Spangler Group, Inc.
- LR-22370 · 5/15/2012Nicholas Louis Geranio, et al.
- LR-22369 · 5/14/2012Former CEO of Presstek, Inc. Settles Regulation FD Charges
- LR-22368 · 5/13/2012China Natural Gas, Inc. and Qinan Ji
- LR-22365 · 5/10/2012Apartments America, LLC, Michael J. Stewart, John J. Packard, Randall A. Smith
- LR-22366 · 5/10/2012Global Development & Environmental Resources, Inc., et al.
- LR-22367 · 5/10/2012Frank Lynn Blystone
- LR-22364 · 5/9/2012Dr. Bobby V. Khan
- LR-22363 · 5/9/2012David Blech and Margaret Chassman
- LR-22362 · 5/8/2012Kwame M. Kilpatrick, et al.
- LR-22358 · 5/7/2012Mark Anthony Longoria, et al.
- LR-22359 · 5/7/2012James Tambone et al.
- LR-22361 · 5/7/2012Gerald D. Kegley, et al.
- LR-22357 · 5/6/2012Angela Milliard et al.
- LR-22356 · 5/3/2012A.L. Waters Capital, LLC, et al.
- LR-22355 · 5/1/2012Michael Lauer
- LR-22352 · 4/30/2012Christel S. Scucci, et al.
- LR-22354 · 4/30/2012Darlene Nelson Powell and Robert Eldridge
- LR-22353 · 4/30/2012RKC Capital Management, LLC, RKC Capital, LLC, and Russell K. Cannon
- LR-22348 · 4/29/2012Usee, Inc., et al
- LR-22349 · 4/29/2012Locke Capital Management, Inc. and Leila C. Jenkins
- LR-22350 · 4/29/2012Michael J. McNerney
- LR-22351 · 4/29/2012e-Smart Technologies, Inc., et al.
- LR-22347 · 4/26/2012James Putman., et al.
- LR-22346 · 4/24/2012Garth R. Peterson
- LR-22345 · 4/24/2012Matthew H. Kluger and Garrett D. Bauer
- LR-22343 · 4/23/2012Allen E. Weintraub and AWMS Acquisition, Inc., d/b/a Sterling Global Holdings
- LR-22344 · 4/23/2012Option One Mortgage Corporation n/k/a Sand Canyon Corporation
- LR-22340 · 4/22/2012Marco Glisson
- LR-22341 · 4/22/2012SinoTech Energy Limited, Qingzeng Liu, Guoqiang Xin, and Boxun Zhang
- LR-22342 · 4/22/2012ARVCO Capital Research, LLC, et al.
- LR-22339 · 4/19/2012Thomas Edward Hunter and Alexander John Hunter
- LR-22335 · 4/17/2012John J. Todd, Robert D. Manza, and Jeffrey Weitzen
- LR-22336 · 4/17/2012William J. Reilly
- LR-22338 · 4/17/2012Don W. Watson, Edward W. O’Brien, and Gary M. Opper
- LR-22333 · 4/16/2012Petr Murmylyuk
- LR-22334 · 4/16/2012Phillip W. Offill, Jr., et al.
- LR-22337 · 4/16/2012Michael Anthony Gonzalez
- LR-22332 · 4/15/2012Provident Capital Indemnity, Ltd., Minor Vargas Calvo, Jorge L. Castillo, and Relief Defendant Desarrollos Comerciales Ronim, S.A.
- LR-22330 · 4/12/2012City Capital Corporation et al.
- LR-22331 · 4/12/2012Shervin Neman and Neman Financial, Inc. , et al.
- LR-22328 · 4/10/2012Spyglass Equity Systems, Inc., et al
- LR-22329 · 4/10/2012Robert Stinson, Jr.
- LR-22326 · 4/10/2012AutoChina International Limited et al.
- LR-22327 · 4/10/2012Kenneth A. Dachman, et al.
- LR-22325 · 4/9/2012Spyridon Adondakis et al.
- LR-22320 · 4/5/2012Siming Yang, et al.
- LR-22321 · 4/5/2012Anthony J. Nocella and J. Russell McCann
- LR-22322 · 4/5/2012Aragon Capital Advisors, LLC, et al.
- LR-22323 · 4/5/2012Van et al.
- LR-22319 · 4/5/2012George Elia and International Consultants & Investment Group Ltd. Corp. as Defendants, and 212 Entertainment Club, Inc. and Elia Realty, Inc., as Relief Defendants
- LR-22324 · 4/5/2012James Li (a/k/a Ching Hua Li), Thomas Chow (a/k/a Man Kit Chow), Roger Kao (a/k/a Chao Chun Kao), Christopher Liu (a/k/a Chi Lei Liu), and Wayne A. Pratt
- LR-22317 · 4/4/2012Online-Registries, Inc. and David Stern
- LR-22318 · 4/4/2012Gaston E. Cantens
- LR-22316 · 4/2/2012Global Development & Environmental Resources, Inc., et al.
- LR-22315 · 4/1/2012Michael A. Baker and Michael T. Gluk
- LR-22312 · 3/29/2012Quorne Limited and Michael Sarkesian
- LR-22313 · 3/29/2012Frederick S. Schiff and Richard J. Lane
- LR-22314 · 3/29/2012Pentagon Capital Management PLC et al.
- LR-22310 · 3/26/2012Matthew J. Gagnon
- LR-22311 · 3/26/2012Brian Raymond Callahan, Horizon Global Advisors Ltd. and Horizon Global Advisors, LLC
- LR-22308 · 3/26/2012Mark Anthony Longoria, et al.
- LR-22309 · 3/26/2012John M. Cinderey
- LR-22306 · 3/25/2012Biomet, Inc.
- LR-22307 · 3/25/2012David L. Marion and International Rarities Holdings, Inc.
- LR-22305 · 3/22/2012Wells Fargo & Company
- LR-22302 · 3/21/2012Andrey C. Hicks and Locust Offshore Management, LLC, as Defendants, and Locust Offshore Fund, Ltd., as Relief Defendant
- LR-22303 · 3/21/2012Andrew Franz
- LR-22304 · 3/21/2012Mark Leslie, Kenneth E. Lonchar, Paul A. Sallaberry, Michael M. Cully, and Douglas S. Newton
- LR-22301 · 3/20/2012James Michael Murray
- LR-22299 · 3/19/2012Cutillo et al.
- LR-22300 · 3/19/2012Brian Hollnagel and BCI Aircraft Leasing, Inc.
- LR-22297 · 3/18/2012Thomas C. Hardin and Lanexa Management, LLC
- LR-22298 · 3/18/2012AXA Rosenberg
- LR-22295 · 3/15/2012Noah J. Griggs, Jr.
- LR-22296 · 3/15/2012SW Argyll Investments, LLC
- LR-22293 · 3/14/2012Sherif Mityas
- LR-22294 · 3/14/2012James J. Konaxis
- LR-22288 · 3/13/2012Timothy J. McGee, et al.
- LR-22290 · 3/13/2012Mark A. Jackson and James J. Ruehlen; Thomas F. O’Rourke
- LR-22291 · 3/13/2012Neal R. Greenberg
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.