SEC Enforcement Actions

Falcon Ridge Development, Inc., et al.

LocatePlus Holdings Corporation, Jon Latorella and James Fields

Keyuan Petrochemicals, Inc. and Aichun Li

Walter Ng, Kelly Ng, Bruce Horwitz, and The Mortgage Fund, LLC

Dynkowski, et al.

Fernando J. Espuelas et al.

Mercury Interactive, LLC (f/k/a Mercury Interactive Corporation), Amnon Landan, Sharlene Abrams, Douglas Smith, and Susan Skaer

Douglas F. Vaughan

ABS Manager, LLC et. al.

One or More Unknown Traders in the Securities of H.J. Heinz Company

Delsa U. Thomas, et al.

Howard Brett Berger and Michelle Berger

A Chicago Convention Center, LLC, Anshoo Sethi, and Intercontinental Regional Center Trust of Chicago, LLC

Michael W. Perry et al.

Harrold

James Balchan

Timothy J. Roth, et al.

Patrick M. Carroll, James P. Carroll, William T. Carroll, David Mark Calcutt, Christopher Calcutt, David Stitt, John Monroe and Stephen Somers

Garfield Taylor, Inc., et al.

We The People, Inc., of The United States; Richard K. Olive and Susan L. Olive; William G. Reeves, Esq.

Kurt S. Hovan, et al.

Blake R. Wellington and Daniel J. Vance

Barry J. Graham, Fred Davis Clark, Jr., a/k/a Dave Clark, Cristal R. Coleman, a/k/a Cristal Clark, David W. Schwarz, Ricky Lynn Stokes

Jesse C. Litvak

Firas A. Hamdan, individually and doing business as FAH Capital Partners

Jonathan R. Curshen, et al.

Randy M. Cho

Christopher Castaldo, et al.

Jonathan C. Gilchrist

Kenneth A. Dachman, et al.

Eric D. Rogers

John M. Darden III

Andreas Badian, et al.

Francis E. Wilde, Steven E. Woods, Mark A. Gelazela, Bruce H. Haglund, Matrix Holdings LLC, BMW Majestic LLC, IDLYC Holdings Trust LLC, and IDLYC Holdings Trust, et al.

Christel S. Scucci, et al.

Gary J. Martel, D/B/A Martel Financial Group and MFG Funding

Edward J. Woodard, Jr., Cynthia A. Sabol, CPA and Stephen G. Fields

Chetan Kapur; Lilaboc, LLC d/b/a ThinkStrategy Capital Management, LLC

Spongetech Delivery Systems, Inc., RM Enterprises International, Inc., Steven Y. Moskowitz, Michael E. Metter, George Speranza, Joel Pensley and Jack Halperin

Yan K. Skwara et al.

Nekekim Corp. and Kenneth W. Carlton

Online-Registries, Inc. and David Stern

Rajat K. Gupta and Raj Rajaratnam

Thomas C. Conradt, et al.

Lee S. Rosen

GLR Capital Management, LLC, GLR Advisors, LLC, John A. Geringer, and Relief Defendant GLR Growth Fund, L.P.

Eli Lilly and Company

Rex T. Shelby, Scott Yeager, Kevin A. Howard and Michael W. Krautz; Schuyler M. Tilney and Thomas W. Davis

TheStreet, Inc., Eric Ashma, and Gregg Alwine and David Barnett

Spencer Pharmaceutical Inc., Jean-François Amyot, Maximilien Arella, Ian Morrice, IAB Media Inc., and Hilbroy Advisory Inc.

EagleEye Asset Management, LLC and Jeffrey A. Liskov

Deer Hill Financial Group, LLC, et al.

BioChemics, Inc., et al.

Aletheia Research and Management, Inc. and Peter J. Eichler, Jr.

Tiger Asia Management, LLC, et al.

Dwight Flatt and David Della Sciucca, Jr.

Premco Western, Inc., et al.

Danny Garber, Michael Manis, Kenneth Yellin, Jordan Feinstein, Aluma Holdings LLC, Azure Trading LLC, Coastal Group Holdings, Inc., Greyhawk Equities LLC, Leonidas Group Holdings LLC, The Leonidas Group LLC, Nismic Sales Corp., The OGP Group, Perlinda Enterprises LLC, Rio Sterling Holding LLC, Slow Train Holding LLC, and Spartan Group Holdings LLC

Igor Poteroba, Aleksey Koval, Alexander Vorobiev, and Relief Defendants Tatiana Vorobieva and Anjali Walter

Exotics.com, Inc., et al.

LocatePlus Holdings Corporation

Emanuel L. Sarris, Sr. and Sarris Financial Group, Inc.

Well Advantage Limited et al.

Michael A. Bodanza et al.

Peter Dong Zhou

Doyle Scott Elliott, Scott Elliott, Inc., Michael J. Xirinachs, Emerald Asset Advisors LLC, Robert L. Weidenbaum, and CLX & Associates, Inc.

Dynkowski, et al.

Renee Marie Brown, et al.

Ladislav "Larry" Schvacho

Ronald Feldstein

Jerry S. Williams, Monk’s Den, LLC, and First In Awareness, LLC

Manouchehr Moshayedi

David Ronald Allen, et al.

Mizuho Securities USA Inc.

3 Eagles Research & Development LLC, Harry Dean Proudfoot III, Matthew Dale Proudfoot, Laurie Anne Vrvilo and Dennis Ashley Bukantis

Kimon P. Daifotis and Randall Merk

Rodney R. Schoemann

Orthofix International N.V.

Apparao Mukkamala, Suresh Anne, Jitendra Prasad Katneni, Mallikarjunarao Anne, and Rao A.K. Yalamanchili

Florin S. Ilovici, et al.

Axius, Inc., Roland Kaufmann, and Jean-Pierre Neuhaus

Gold Standard Mining Corp.

Aubrey Lee Price, et al.

Peter Madoff

Harbinger Capital Partners LLC et al.

H. Clayton Peterson et al.

FalconStor Software, Inc.

Small Business Capital Corp., et al.

Tai Nguyen

AMMB Consultant Sendirian Berhad

Gurudeo Persaud

Manuel M. Bello, Ayuda Equity Funding, LLC, and AmeriFund Capital Holdings, LLC

Lawrence R. Goldfarb and Baystar Capital Group, LLC

Ralph R. Cioffi and Matthew M. Tannin

Gary J. Martel, d/b/a Martel Financial Group, and MFG Funding

LocatePlus Holdings Corporation, Jon Latorella and James Fields

James Clements and Zeina Smidi

Jeffrey L. Mowen, Thomas R. Fry, Bevan J. Wilde, Gary W. Hansen, Michael G. Butcher, James B. Mooring, David G. Bartholomew, and Michael W. Averett

Bryan Arias, et al.

Benjamin Daniel DeHaan and Lighthouse Financial Partners, LLC