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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 58 of 104.

LR-24835 · 6/10/2020
Giga Entertainment Media Inc. et al.
LR-24832 · 6/9/2020
Jason C. Nielsen
LR-24833 · 6/9/2020
Dubovoy, et al.
LR-24831 · 6/8/2020
Paul Horton Smith, Sr.; Northstar Communications, LLC; Planning Services, Inc.; and eGate, LLC
LR-24830 · 6/7/2020
Brandon E. Copeland and E.B. & Copeland Capital, Inc.
LR-24850 · 6/6/2020
Brenda Smith, et al.
LR-24829 · 6/4/2020
Daniel F. Putnam, Jean Paul Ramirez Rico, Angel A. Rodriguez, MMT Distribution, LLC, R & D Global
LR-24828 · 6/4/2020
Stiefel Laboratories Inc. and Charles W. Stiefel
LR-24827 · 6/4/2020
Tamara Steele and Steele Financial, Inc.
LR-24826 · 6/3/2020
Navellier & Associates, Inc., and Louis Navellier
LR-24825 · 6/2/2020
E\*Hedge Securities, Inc., et al.
LR-24824 · 5/25/2020
William Sadleir
LR-24823 · 5/25/2020
Cash Capital, LLC, America's Strategic Ore Properties, and Robert W. Wilson
LR-24822 · 5/21/2020
Paul Horton Smith, Sr.; Northstar Communications, LLC; Planning Services, Inc.; and eGate, LLC
LR-24821 · 5/17/2020
Paul Russell Montgomery, Jr., Michael David Fisher, James Hurst Willingham
LR-24819 · 5/13/2020
Applied BioSciences Corp.
LR-24820 · 5/13/2020
Turbo Global Partners, Inc. and Robert W. Singerman
LR-24818 · 5/13/2020
Ronald D. Swanson
LR-24817 · 5/12/2020
Ambassador Advisors, LLC, Bernard I. Bostwick, Robert E. Kauffman, and Adrian E. Young
LR-24815 · 5/11/2020
TCA Fund Management Group Corp. and TCA Global Credit Fund GP, Ltd.
LR-24816 · 5/11/2020
Neil Burkholz, et al.
LR-24814 · 5/10/2020
Clinton Maurice Tucker II
LR-24813 · 5/5/2020
Damon Elliott, et al.
LR-24811 · 5/4/2020
CAN Capital, Inc.
LR-24810 · 5/4/2020
Zhuobin Hong, et al.
LR-24812 · 5/4/2020
Lisa Bershan, Barry Schwartz, and Joel Margulies
LR-24809 · 4/27/2020
Penn West Petroleum Ltd., d/b/a Obsidian Energy Ltd., Todd H. Takeyasu, Jeffery A. Curran, and Waldemar Grab
LR-24808 · 4/27/2020
Donald J. Kellen
LR-24807 · 4/27/2020
Praxsyn Corporation and Frank J. Brady
LR-24806 · 4/26/2020
William Alfred Batchelor and John Michael Zukoski
LR-24805 · 4/23/2020
Aequitas Management, LLC, et al.
LR-24804 · 4/23/2020
Dropil, Inc., Jeremy McAlpine, Zachary Matar, and Patrick O'Hara
LR-24803 · 4/22/2020
Phillip Hudnall, Todd Esh, BirdDog Business Group, LLC and BirdDog Oil Equipment, LLC, Defendants and Duc "Doug" Nguyen, Brian Hudnall, DonDon, Kansas Oil Reserves, Kansas Oil Reserves 2, LLC and Phayrn Resources, Relief Defendants
LR-24801 · 4/21/2020
Barry R. Bekkedam
LR-24802 · 4/21/2020
Renew Spinal Care, Inc., Laserscopic Medical Clinic, LLC, Joe Samuel Bailey, Barry Edward Mitchell, Laurence Grossnickle, and Charles Clement Goubert, Jr.
LR-24800 · 4/20/2020
Steven L. Brickner
LR-24798 · 4/16/2020
Phillip W. Conley
LR-24799 · 4/16/2020
Amir Waldman, et al.
LR-24797 · 4/15/2020
Matthew S. Hilliard; Hilliard Oil Ventures, Inc. a/k/a Delta Western Company; Hilliard Helium Company, LLC; Hilliard Land and Energy Corp.
LR-24796 · 4/15/2020
Revolutionary Concepts, Inc., et al.
LR-24795 · 4/14/2020
Joseph Fiore, Berkshire Capital Management Company, Inc., and Eat at Joe's, Ltd. (n/k/a SPYR, Inc.)
LR-24794 · 4/12/2020
Asante K. Berko
LR-24793 · 4/8/2020
Ieremenko et al.
LR-24791 · 4/7/2020
Douglas Leighton et al.
LR-24792 · 4/7/2020
Jeffrey D. Cordes et al.
LR-24790 · 4/5/2020
International Investment Group, LLC
LR-24789 · 4/2/2020
Patrick Muraca, NanoMolecularDX, LLC (a/k/a NMDX, LLC), and MetaboRX, LLC
LR-24787 · 4/2/2020
Teshuater LLC, Larry Donnell Leonard, II, Shuwana Leonard, and Teshua Business Group, LLC, Defendants
LR-24788 · 4/2/2020
Engler, et al.
LR-24786 · 4/1/2020
OwnZones Media Network, Inc., Daniel Goman, and Joseph Goman
LR-24785 · 3/31/2020
Jeffrey E. Wall and The Lighthouse Events, LLC
LR-24784 · 3/29/2020
Bryan Cohen and George Nikas
LR-24782 · 3/25/2020
David M. Mahan
LR-24783 · 3/25/2020
Adam Matthew Root
LR-24780 · 3/24/2020
Donald H. Hunter
LR-24781 · 3/24/2020
Bernard Findley and Halitron, Inc.
LR-24778 · 3/23/2020
Todd Lahr and Thomas Megas
LR-24779 · 3/23/2020
Justin W. Keener d/b/a JMJ Financial
LR-24777 · 3/22/2020
Joe Leland Tarver, Rock and Roll Cycles, LLC, and Cycle for Life, Inc.
LR-24776 · 3/22/2020
Kendricks, et al., Hamed A. Ettu
LR-24775 · 3/19/2020
Meta 1 Coin Trust, et al.
LR-24774 · 3/19/2020
Hologram USA Networks Inc. and Alkiviades ("Alki") David
LR-24773 · 3/18/2020
Brandon E. Copeland and E.B. & Copeland Capital, Inc.
LR-24772 · 3/18/2020
Scott O. Hirsch and Kenneth L. Friedman
LR-24771 · 3/15/2020
Barry Honig, et al.
LR-24770 · 3/15/2020
Denis Georgiyevich Sotnikov, et al.
LR-24768 · 3/12/2020
Bradley C. Reifler, et. al.
LR-24769 · 3/12/2020
Stacey Beane, Justin Deckert and Travis Laska
LR-24766 · 3/10/2020
PTG Capital Partners, Ltd.
LR-24767 · 3/10/2020
Kinetic Investment Group, LLC, et al.
LR-24765 · 3/10/2020
Barry Honig, et al.
LR-24764 · 3/10/2020
E. Herbert Hafen
LR-24763 · 3/9/2020
ICOBox, et al.
LR-24761 · 3/5/2020
Tomer Feingold and Dov Malnik
LR-24762 · 3/5/2020
David G. Dreslin, et al.
LR-24760 · 3/5/2020
Todays Growth Consultant Inc. and Kenneth D. Courtright, III
LR-24759 · 3/4/2020
Brook Church-Koegel, et al.
LR-24758 · 3/4/2020
Ira S. Viener
LR-24757 · 3/2/2020
Michael Staisil
LR-24749 · 3/1/2020
Nicholas Lattanzio et al.
LR-24753 · 3/1/2020
Daniel C. Ustian
LR-24756 · 3/1/2020
Donald J. Fowler, et al.
LR-24754 · 3/1/2020
Bongiorno, Arthur
LR-24755 · 3/1/2020
Neil Burkholz, et al.
LR-24750 · 3/1/2020
Bradley Davis
LR-24752 · 3/1/2020
PixarBio Corp. et al.
LR-24751 · 3/1/2020
SCANA Corporation, et al.
LR-24747 · 3/1/2020
Dionne Van Zyl
LR-24748 · 3/1/2020
John D. Fierro and JDF Capital, Inc.
LR-24746 · 3/1/2020
Kit Mun Chan, Lau Kean Chong, Chong Poui Fan, Binji Lu, and Youn Chien Wong
LR-24742 · 3/1/2020
Jon L. Aronson and Elliet N. Aronson
LR-24741 · 3/1/2020
Winston Reed Investments LLC
LR-24745 · 3/1/2020
Emmanuel Kouyoumdjian (a/k/a "Manny K")
LR-24744 · 3/1/2020
Navellier & Associates, Inc., and Louis Navellier
LR-24743 · 3/1/2020
Richard Lee, et al.
LR-24739 · 3/1/2020
Richard G. Cody, et al.
LR-24740 · 3/1/2020
EquiAlt LLC et al.
LR-24736 · 3/1/2020
The Nutmeg Group LLC, Randall Goulding, and David Goulding
LR-24735 · 3/1/2020
Rishi Shah, Shradha Agarwal, Brad Purdy and Ashik Desai
LR-24737 · 3/1/2020
Michael Ackerman

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